Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
179 Lott Funding L.P. See All Filings	D	2020-02-20 15:54:31 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001803923 Filed Document 0001013594-20-000190 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:54:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Abrams Capital Partners II, L.P. See All Filings	D/A	2020-02-20 15:52:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292420 Filed Document 0001567619-20-004435 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:52:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series X - Sciens Water Opportunities Fund LP, a Series of Green Square Private Investment Partners, LLC See All Filings	D/A	2020-02-20 15:51:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768524 Filed Document 0001768524-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:51:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Abrams Capital Partners I, L.P. See All Filings	D/A	2020-02-20 15:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292421 Filed Document 0001567619-20-004433 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:49:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Storii Global, Inc. See All Filings	D	2020-02-20 15:46:08 UTC
Amount To Be Raised $150 Associated Brokers / Dealers N/A CIK Number 0001804084 Filed Document 0001804084-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:46:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USRC Stephenville, LLC See All Filings	D	2020-02-20 15:43:27 UTC
Amount To Be Raised $405,140 Associated Brokers / Dealers N/A CIK Number 0001803978 Filed Document 0001803978-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:43:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gina Cucina Inc. See All Filings	D	2020-02-20 15:38:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001803942 Filed Document 0001803942-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:38:11 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Brickhouse Athletics LLC See All Filings	D	2020-02-20 15:35:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001801686 Filed Document 0001801686-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:35:29 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DCIG Capital LP See All Filings	D/A	2020-02-20 15:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729681 Filed Document 0001729681-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foothill Road, LP See All Filings	D/A	2020-02-20 15:30:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646636 Filed Document 0000935836-20-000164 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:30:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tola Capital Partners II, LP See All Filings	D	2020-02-20 15:28:35 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001801820 Filed Document 0001801820-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:28:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guardian Medical USA, LLC See All Filings	D	2020-02-20 15:21:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001804001 Filed Document 0001804001-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:21:34 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Avation Medical, Inc. See All Filings	D	2020-02-20 15:15:25 UTC
Amount To Be Raised $19,512,646 Associated Brokers / Dealers N/A CIK Number 0001804142 Filed Document 0001804142-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:15:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Kioxia Holdings Corp See All Filings	D/A	2020-02-20 15:09:41 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001773708 Filed Document 0001773708-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:09:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business JAPAN Revenue or Assets Decline to Disclose Type of Security Equity
Artemis Vega Fund, L.P. See All Filings	D/A	2020-02-20 15:05:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536832 Filed Document 0001536832-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:05:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flamingo Group Inc See All Filings	D	2020-02-20 15:03:04 UTC
Amount To Be Raised $1,328,628 Associated Brokers / Dealers N/A CIK Number 0001803880 Filed Document 0001803880-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:03:04 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Artemis Hedgehog & The Fox LP See All Filings	D/A	2020-02-20 15:01:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772099 Filed Document 0001772099-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:01:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellington Tax Managed Bond Fund, L.P. See All Filings	D/A	2020-02-20 15:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001791148 Filed Document 0000919574-20-001781 Exclusions or Exemptions 506b Accepted Date 2020-02-20 15:00:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Quantum Elements Development Inc See All Filings	D	2020-02-20 14:58:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001786916 Filed Document 0001786916-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:58:56 UTC Type of Offering D Industry Other Energy Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Unibui, Inc. See All Filings	D	2020-02-20 14:57:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001802913 Filed Document 0001802913-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:57:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Advantage Capital Holdings III, LLC See All Filings	D	2020-02-20 14:54:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers GROWTH CAPITAL SERVICES, INC. CIK Number 0001796773 Filed Document 0001796773-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:54:43 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Small Cap Discovery Fund, L.P. See All Filings	D/A	2020-02-20 14:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001780035 Filed Document 0000919574-20-001779 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Next Generation Vehicles Fund, L.P. See All Filings	D/A	2020-02-20 14:50:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. and J.P. Morgan Securities LLC CIK Number 0001754400 Filed Document 0000919574-20-001777 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:50:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arena Special Opportunities Partners (Feeder) I, LP See All Filings	D	2020-02-20 14:48:11 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001798226 Filed Document 0001798226-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:48:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Wellington Focused Asia Equity, L.P. See All Filings	D/A	2020-02-20 14:42:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001757999 Filed Document 0000919574-20-001772 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:42:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Contingent Securities, L.P. See All Filings	D/A	2020-02-20 14:40:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001707933 Filed Document 0000919574-20-001771 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:40:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CNEX LABS, INC. See All Filings	D	2020-02-20 14:39:30 UTC
Amount To Be Raised $49,670,025 Associated Brokers / Dealers N/A CIK Number 0001610072 Filed Document 0001610072-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:39:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InterRad Medical, Inc. See All Filings	D/A	2020-02-20 14:38:37 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers LGB & CO. LIMITED CIK Number 0001504703 Filed Document 0001504703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:38:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Wellington Durable Enterprises, L.P. See All Filings	D/A	2020-02-20 14:36:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001729067 Filed Document 0000919574-20-001766 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:36:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Select Quality Equity, L.P. See All Filings	D/A	2020-02-20 14:36:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001710233 Filed Document 0000919574-20-001765 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:36:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Extended Horizons, L.P. See All Filings	D/A	2020-02-20 14:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001745125 Filed Document 0000919574-20-001762 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:32:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Induction Food Systems, Inc. See All Filings	D	2020-02-20 14:32:18 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001747547 Filed Document 0001747547-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:32:18 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
TerraTrue Inc. See All Filings	D	2020-02-20 14:28:05 UTC
Amount To Be Raised $4,595,385 Associated Brokers / Dealers N/A CIK Number 0001777626 Filed Document 0001777626-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:28:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wellington India Opportunities Fund, Ltd. See All Filings	D/A	2020-02-20 14:26:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001735287 Filed Document 0000919574-20-001759 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:26:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Testsigma Technologies, Inc. See All Filings	D	2020-02-20 14:23:21 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001803183 Filed Document 0001803183-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:23:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Empire Village at Camelback Park, LLC See All Filings	D	2020-02-20 14:22:14 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001804126 Filed Document 0001804126-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:22:14 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Wellington Tax Managed Bond Fund (Cayman), Ltd. See All Filings	D/A	2020-02-20 14:19:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001791142 Filed Document 0000919574-20-001757 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:19:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Riverview Holdings, LLC See All Filings	D/A	2020-02-20 14:17:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001768903 Filed Document 0001768903-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:17:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
MVP LS FUND CLIV LLC See All Filings	D	2020-02-20 14:16:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001802415 Filed Document 0001802415-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:16:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Heart of Rock & Roll Broadway Ltd Liability Co See All Filings	D/A	2020-02-20 14:11:15 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001768618 Filed Document 0001768618-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:11:15 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Emine Capital Partners LP See All Filings	D	2020-02-20 14:09:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803534 Filed Document 0000935836-20-000162 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:09:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Technology Select Fund IX LLC See All Filings	D/A	2020-02-20 14:04:09 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001802232 Filed Document 0001213900-20-004388 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:04:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WebSafety, Inc. See All Filings	D	2020-02-20 14:04:01 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001388295 Filed Document 0001388295-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:04:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
GK Opportunity Zone Fund I, LLC See All Filings	D	2020-02-20 14:01:25 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001804104 Filed Document 0001804104-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 14:01:25 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
LiteIdeas, LLC See All Filings	D	2020-02-20 13:51:08 UTC
Amount To Be Raised $2,133,327 Associated Brokers / Dealers N/A CIK Number 0001570275 Filed Document 0001567619-20-004400 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:51:08 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
1480 Tremont Investors, LLC See All Filings	D	2020-02-20 13:51:03 UTC
Amount To Be Raised $20,790,000 Associated Brokers / Dealers N/A CIK Number 0001803508 Filed Document 0001803508-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:51:03 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
REF Topco, Inc. See All Filings	D	2020-02-20 13:50:02 UTC
Amount To Be Raised $4,384,000 Associated Brokers / Dealers N/A CIK Number 0001787117 Filed Document 0000950172-20-000038 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:50:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CareView Communications Inc See All Filings	D	2020-02-20 13:46:01 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001377149 Filed Document 0001713695-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:46:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Highland View Horizon Fund I, LLC See All Filings	D	2020-02-20 13:45:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785358 Filed Document 0001785358-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEMOSHEAR THERAPEUTICS, LLC See All Filings	D	2020-02-20 13:42:37 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001442720 Filed Document 0001442720-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-02-20 13:42:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other