|
|
D |
2020-02-24 14:14:48 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804431
- Filed Document
- 0001804431-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 14:14:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-02-24 13:50:48 UTC |
- Amount To Be Raised
- $5,607,752
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804384
- Filed Document
- 0000898432-20-000122
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 13:50:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 13:41:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001764196
- Filed Document
- 0001567619-20-004657
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 13:41:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-24 13:35:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Bradley Glen Wolfthal
- CIK Number
- 0001583822
- Filed Document
- 0001583822-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 13:35:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-24 13:31:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538660
- Filed Document
- 0001538660-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 13:31:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-24 13:28:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001427012
- Filed Document
- 0001427012-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 13:28:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 13:20:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001488340
- Filed Document
- 0001488340-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 13:20:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-24 13:16:09 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655092
- Filed Document
- 0001655092-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 13:16:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-02-24 13:14:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KJM Securities, Inc.
- CIK Number
- 0001671142
- Filed Document
- 0001315863-20-000223
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 13:14:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 13:11:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728022
- Filed Document
- 0001315863-20-000222
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 13:11:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 13:06:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KJM Securities, Inc., Perkins Fund Marketing, LLC, and Corinthian Partners, LLC
- CIK Number
- 0001671143
- Filed Document
- 0001315863-20-000221
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 13:06:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-24 13:04:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001427302
- Filed Document
- 0001427302-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 13:04:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2020-02-24 12:57:56 UTC |
- Amount To Be Raised
- $66,233
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804406
- Filed Document
- 0001804406-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 12:57:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 12:47:32 UTC |
- Amount To Be Raised
- $80,953,386
- Associated Brokers / Dealers
- Inland Securities Corporation, Great Point Capital LLC, Concorde Investment Services, LLC, AUSDAL FINANCIAL PARTNERS, INC., Avantax Investment Services Inc, Cambridge Investment Research, Galt Financial Group, Inc., Integrity Brokerage Services Inc, JRL Capital Corporation, Lion Street Financial, LLC, Madison Avenue Securities, LLC, Metropolitan Capital Investment Banc Inc, Muriel Siebert & Co., Inc, Newbridge Securities Corporation, NexTrend Securities Inc, Parkland Securities, LLC, Thornhill Securities Inc, WealthForge Securities LLC, Lara, May & Associates, LLC, RCX Capital Group LLC, and Stifel Nicolaus & Co., Inc.
- CIK Number
- 0001800057
- Filed Document
- 0001800057-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 12:47:32 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 12:40:43 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769726
- Filed Document
- 0001769726-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 12:40:43 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 12:33:04 UTC |
- Amount To Be Raised
- $10,700,011
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756744
- Filed Document
- 0001756744-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 12:33:04 UTC
- Type of Offering
- D/A
- Industry
- Commercial Banking
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2020-02-24 12:07:41 UTC |
- Amount To Be Raised
- $999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804357
- Filed Document
- 0001804357-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 12:07:41 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 12:05:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0001588162
- Filed Document
- 0000919574-20-001884
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 12:05:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 12:00:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0001588221
- Filed Document
- 0000919574-20-001882
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 12:00:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-24 11:59:41 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001803429
- Filed Document
- 0001803429-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:59:41 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-24 11:58:24 UTC |
- Amount To Be Raised
- $10,549,984
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637252
- Filed Document
- 0001637252-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:58:24 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 11:51:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001493503
- Filed Document
- 0001171520-20-000135
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:51:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 11:34:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001703689
- Filed Document
- 0000919574-20-001880
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:34:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-24 11:33:55 UTC |
- Amount To Be Raised
- $62,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534102
- Filed Document
- 0001534102-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:33:55 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 11:26:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673929
- Filed Document
- 0001673929-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:26:30 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-24 11:23:59 UTC |
- Amount To Be Raised
- $150,954
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768575
- Filed Document
- 0001768575-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:23:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEWFOUNDLAND, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 11:23:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001549676
- Filed Document
- 0000919574-20-001878
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:23:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-24 11:15:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001803989
- Filed Document
- 0001803989-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:15:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-24 11:13:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0001536914
- Filed Document
- 0000919574-20-001876
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:13:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 11:13:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0001547120
- Filed Document
- 0000919574-20-001875
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:13:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 11:09:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0001356998
- Filed Document
- 0000919574-20-001872
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:09:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 11:09:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0001539292
- Filed Document
- 0000919574-20-001871
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:09:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-24 11:08:17 UTC |
- Amount To Be Raised
- $790,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001803403
- Filed Document
- 0000898432-20-000121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:08:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-24 11:07:07 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804335
- Filed Document
- 0001804335-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:07:07 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 11:05:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0001107862
- Filed Document
- 0000919574-20-001868
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:05:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 11:02:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001390223
- Filed Document
- 0000919574-20-001866
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 11:02:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 10:57:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001566023
- Filed Document
- 0000919574-20-001864
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 10:57:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 10:54:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0001566700
- Filed Document
- 0000919574-20-001862
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 10:54:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 10:51:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0000936872
- Filed Document
- 0000919574-20-001860
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 10:51:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 10:48:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0001536913
- Filed Document
- 0000919574-20-001858
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 10:48:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 10:45:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001143503
- Filed Document
- 0000919574-20-001856
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 10:45:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 10:43:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0001523154
- Filed Document
- 0000919574-20-001854
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 10:43:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 10:41:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001456163
- Filed Document
- 0000919574-20-001852
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 10:41:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 10:37:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0001438036
- Filed Document
- 0000919574-20-001850
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 10:37:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 10:34:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc.
- CIK Number
- 0001666361
- Filed Document
- 0000919574-20-001848
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 10:34:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 10:29:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Funds Distributors Inc., Citigroup Global Markets Inc., and Citi Private Advisory, LLC
- CIK Number
- 0001006871
- Filed Document
- 0000919574-20-001846
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 10:29:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 09:57:09 UTC |
- Amount To Be Raised
- $29,570,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788890
- Filed Document
- 0001788890-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 09:57:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-24 09:47:23 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001804125
- Filed Document
- 0001804125-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 09:47:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-02-24 09:42:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663683
- Filed Document
- 0001663683-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 09:42:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-24 09:33:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001802518
- Filed Document
- 0000902664-20-001304
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-24 09:33:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|