|
|
D/A |
2020-02-26 13:59:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Bentley Securities Corporation
- CIK Number
- 0001668315
- Filed Document
- 0001668315-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:59:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-26 13:55:34 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- 1
- CIK Number
- 0001562596
- Filed Document
- 0001562596-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:55:34 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-02-26 13:47:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001420975
- Filed Document
- 0000919574-20-001974
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:47:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-26 13:46:21 UTC |
- Amount To Be Raised
- $170,583
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804860
- Filed Document
- 0001804860-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:46:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-26 13:44:28 UTC |
- Amount To Be Raised
- $1,770,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732655
- Filed Document
- 0001732655-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:44:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 13:37:12 UTC |
- Amount To Be Raised
- $9,000,130
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804342
- Filed Document
- 0001804342-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:37:12 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-26 13:33:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745727
- Filed Document
- 0001745727-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:33:29 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Commonfund Capital Global Private Equity Partners III, L.P.
See All Filings
|
D |
2020-02-26 13:28:45 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Commonfund Securities, Inc. and GI Capital Management Ltd.
- CIK Number
- 0001804465
- Filed Document
- 0001012975-20-000265
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:28:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Short Duration Fund
See All Filings
|
D/A |
2020-02-26 13:24:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001765125
- Filed Document
- 0001765125-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:24:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Companyon RoadSync Series A, A Series of Assure Labs 2020, LLC
See All Filings
|
D |
2020-02-26 13:24:21 UTC |
- Amount To Be Raised
- $459,616
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001803758
- Filed Document
- 0001803758-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:24:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-26 13:20:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597558
- Filed Document
- 0000947871-20-000151
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:20:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-26 13:17:57 UTC |
- Amount To Be Raised
- $575,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804779
- Filed Document
- 0001065949-20-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:17:57 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-02-26 13:17:52 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804737
- Filed Document
- 0001804737-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:17:52 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-26 13:05:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373717
- Filed Document
- 0001373702-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:05:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 13:02:58 UTC |
- Amount To Be Raised
- $15,494,931
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001803782
- Filed Document
- 0001803782-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 13:02:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-26 12:59:19 UTC |
- Amount To Be Raised
- $4,499,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001803782
- Filed Document
- 0001803782-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:59:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Local Currency Corporate Debt Fund
See All Filings
|
D/A |
2020-02-26 12:58:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001582482
- Filed Document
- 0001582482-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:58:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 12:56:18 UTC |
- Amount To Be Raised
- $3,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804539
- Filed Document
- 0001804539-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:56:18 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Local Currency Bond Fund
See All Filings
|
D/A |
2020-02-26 12:54:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001582481
- Filed Document
- 0001582481-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:54:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 12:48:39 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804427
- Filed Document
- 0001804427-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:48:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Investment Grade Corporate Debt Fund
See All Filings
|
D/A |
2020-02-26 12:39:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001716154
- Filed Document
- 0001716154-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:39:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-26 12:36:47 UTC |
- Amount To Be Raised
- $9,200,000
- Associated Brokers / Dealers
- Patrick Capital Markets, LLC, Patrick Capital Markets, LLC, Pinnacle Equity Management, Emerson Equity LLC, Emerson Equity, Legacy Wealth Management, Patrick Capital Markets, LLC, International Assets Advisory LLC, Whitehall Parker, Kovak Securities, Emerson Equity, Cabin Securities Inc., Emerson Equity, Emerson Equity, Emerson Equity, Emerson Equity, and Center Street Securities
- CIK Number
- 0001798264
- Filed Document
- 0001799417-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:36:47 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Global Small-Cap Equity Fund
See All Filings
|
D/A |
2020-02-26 12:32:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001582462
- Filed Document
- 0001582462-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:32:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 12:32:21 UTC |
- Amount To Be Raised
- $11,819,986
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716554
- Filed Document
- 0001716554-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:32:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-26 12:31:52 UTC |
- Amount To Be Raised
- $922,978,875
- Associated Brokers / Dealers
- Shannon Advisors LLC
- CIK Number
- 0001788296
- Filed Document
- 0001567619-20-004848
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:31:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 12:30:18 UTC |
- Amount To Be Raised
- $231,104
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804803
- Filed Document
- 0001804803-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:30:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 12:29:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gary Rosenstein
- CIK Number
- 0001804435
- Filed Document
- 0001804435-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:29:39 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-26 12:27:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562780
- Filed Document
- 0001562555-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:27:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 12:27:38 UTC |
- Amount To Be Raised
- $27,158
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712453
- Filed Document
- 0001712453-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:27:38 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Frontier Equity Fund
See All Filings
|
D/A |
2020-02-26 12:23:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001765096
- Filed Document
- 0001765096-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:23:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-26 12:23:16 UTC |
- Amount To Be Raised
- $9,250,000
- Associated Brokers / Dealers
- Patrick Capital Markets, LLC, Emerson Equity LLC, Emerson Equity LLC, Patrick Capital Markets, LLC, Patrick Capital Markets, LLC, Patrick Capital Markets, LLC, and Patrick Capital Markets, LLC
- CIK Number
- 0001799404
- Filed Document
- 0001799417-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:23:16 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-26 12:23:12 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800847
- Filed Document
- 0001800847-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:23:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-26 12:15:21 UTC |
- Amount To Be Raised
- $80,000,000
- Associated Brokers / Dealers
- Richard L. Judd
- CIK Number
- 0001656079
- Filed Document
- 0001656079-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:15:21 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Debt
|
|
|
D |
2020-02-26 12:15:16 UTC |
- Amount To Be Raised
- $150,700
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804741
- Filed Document
- 0001804741-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:15:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 12:12:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gary Rosenstein
- CIK Number
- 0001804211
- Filed Document
- 0001804211-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:12:27 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 12:11:18 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001802374
- Filed Document
- 0001802374-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:11:18 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-26 12:10:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001803168
- Filed Document
- 0001803168-20-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:10:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 12:08:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001803118
- Filed Document
- 0001803118-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:08:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-26 12:06:26 UTC |
- Amount To Be Raised
- $24,460,000
- Associated Brokers / Dealers
- RCX Capital Group LLC
- CIK Number
- 0001798658
- Filed Document
- 0001798658-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:06:26 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-26 12:05:53 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804744
- Filed Document
- 0001804744-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:05:53 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-02-26 12:01:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804589
- Filed Document
- 0001804589-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:01:02 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-26 12:01:00 UTC |
- Amount To Be Raised
- $8,250,000
- Associated Brokers / Dealers
- Patrick Capital Markets, LLC, Emerson Equity LLC, Emerson Equity LLC, Patrick Capital Markets, LLC, Patrick Capital Markets, LLC, Patrick Capital Markets, LLC, Alexander Capital, LP, Center Street Securities, Inc., Center Street Securities, Inc., Center Street Securities, Inc., Emerson Equity, LLC, Emerson Equity LLC, Emerson Equity LLC, Emerson Equity LLC, Emerson Equity LLC, International Assets Advisory LLC, International Assets Advisory LLC, International Assets Advisory LLC, International Assets Advisory LLC, International Assets Advisory LLC, and Pinnacle Equity Management, LLC
- CIK Number
- 0001799417
- Filed Document
- 0001799417-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:01:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-26 12:00:02 UTC |
- Amount To Be Raised
- $2,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001801859
- Filed Document
- 0001801859-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 12:00:02 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-02-26 11:58:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Joseph D. Sprague
- CIK Number
- 0001601405
- Filed Document
- 0001343394-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 11:58:32 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 11:58:20 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543256
- Filed Document
- 0001543256-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 11:58:20 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-26 11:55:36 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804746
- Filed Document
- 0001804746-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 11:55:36 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Equity Fund
See All Filings
|
D/A |
2020-02-26 11:53:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001603131
- Filed Document
- 0001603131-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 11:53:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 11:52:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804711
- Filed Document
- 0000919574-20-001970
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 11:52:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-26 11:51:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wayne Hummer Investments L.L.C. and North South Capital, LLC
- CIK Number
- 0001373702
- Filed Document
- 0001373702-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 11:51:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-26 11:49:16 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800219
- Filed Document
- 0001800219-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-26 11:49:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|