|
|
D/A |
2020-02-28 10:24:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001349723
- Filed Document
- 0000919574-20-002030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 10:24:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-28 10:24:30 UTC |
- Amount To Be Raised
- $18,499,993
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639137
- Filed Document
- 0001639137-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 10:24:30 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-28 10:23:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michael Rappaport
- CIK Number
- 0001134712
- Filed Document
- 0000919574-20-002029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 10:23:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-28 10:21:49 UTC |
- Amount To Be Raised
- $22,400,000
- Associated Brokers / Dealers
- M HOLDINGS SECURITIES, INC.
- CIK Number
- 0001745157
- Filed Document
- 0001745157-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 10:21:49 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2020-02-28 10:20:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799688
- Filed Document
- 0000919574-20-002026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 10:20:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-28 10:12:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424763
- Filed Document
- 0001424763-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 10:12:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-28 10:11:40 UTC |
- Amount To Be Raised
- $15,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804522
- Filed Document
- 0001804522-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 10:11:40 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-28 10:10:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001419792
- Filed Document
- 0001012975-20-000268
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 10:10:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-28 10:06:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442780
- Filed Document
- 0001442780-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 10:06:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-28 09:58:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442776
- Filed Document
- 0001442776-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 09:58:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-28 09:57:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001401305
- Filed Document
- 0000919574-20-002023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 09:57:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-28 09:56:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804374
- Filed Document
- 0001804374-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 09:56:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-28 09:53:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804375
- Filed Document
- 0001804375-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 09:53:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-28 09:52:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001406639
- Filed Document
- 0001406639-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 09:52:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-28 09:51:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804376
- Filed Document
- 0001804376-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 09:51:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-28 09:46:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001805090
- Filed Document
- 0001805090-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 09:46:37 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2020-02-28 09:44:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804377
- Filed Document
- 0001804377-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 09:44:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-28 09:42:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804372
- Filed Document
- 0001804372-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 09:42:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-28 09:39:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804373
- Filed Document
- 0001804373-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 09:39:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-28 09:33:03 UTC |
- Amount To Be Raised
- $6,111,491
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001805006
- Filed Document
- 0001805006-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 09:33:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-28 09:04:53 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804908
- Filed Document
- 0001804908-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 09:04:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-28 08:49:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657191
- Filed Document
- 0000945621-20-000076
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 08:49:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-28 08:39:27 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001804575
- Filed Document
- 0001213900-20-005000
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 08:39:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-28 08:37:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542748
- Filed Document
- 0000945621-20-000075
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 08:37:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-28 08:34:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542747
- Filed Document
- 0000945621-20-000074
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 08:34:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-28 08:25:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727539
- Filed Document
- 0000902664-20-001365
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 08:25:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-28 07:56:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460965
- Filed Document
- 0000902664-20-001364
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 07:56:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-28 07:54:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641259
- Filed Document
- 0000902664-20-001363
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 07:54:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-28 07:50:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001641258
- Filed Document
- 0000902664-20-001362
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 07:50:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-28 07:46:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001460566
- Filed Document
- 0000902664-20-001361
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 07:46:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-28 07:43:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379509
- Filed Document
- 0000902664-20-001360
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 07:43:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-28 07:41:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379501
- Filed Document
- 0000902664-20-001359
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 07:41:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-28 07:38:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Old City Partners LLC
- CIK Number
- 0001731133
- Filed Document
- 0000902664-20-001358
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-28 07:38:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-27 21:24:11 UTC |
- Amount To Be Raised
- $7,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804747
- Filed Document
- 0001804747-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 21:24:11 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-02-27 20:33:26 UTC |
- Amount To Be Raised
- $19,745,926
- Associated Brokers / Dealers
- CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. and A.G.P. / ALLIANCE GLOBAL PARTNERS
- CIK Number
- 0001760439
- Filed Document
- 0001760439-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 20:33:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-02-27 20:26:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc.
- CIK Number
- 0001403975
- Filed Document
- 0001403975-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 20:26:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-27 20:13:20 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804459
- Filed Document
- 0001804459-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 20:13:20 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-02-27 20:07:45 UTC |
- Amount To Be Raised
- $14,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804445
- Filed Document
- 0001804445-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 20:07:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-27 20:07:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc.
- CIK Number
- 0001403972
- Filed Document
- 0001459082-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 20:07:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-27 19:54:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc.
- CIK Number
- 0001118319
- Filed Document
- 0001118319-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 19:54:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-27 19:45:13 UTC |
- Amount To Be Raised
- $1,908,140
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791972
- Filed Document
- 0001791972-20-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 19:45:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-02-27 19:42:04 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804866
- Filed Document
- 0001804866-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 19:42:04 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-27 19:39:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc. and UBS Asset Management (US) Inc.
- CIK Number
- 0001643062
- Filed Document
- 0001459082-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 19:39:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-27 19:26:12 UTC |
- Amount To Be Raised
- $5,275,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804894
- Filed Document
- 0001104659-20-026394
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 19:26:12 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Nineteen77 Global Fundamental Market Neutral Long/Short Ltd
See All Filings
|
D/A |
2020-02-27 19:20:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc.
- CIK Number
- 0001403973
- Filed Document
- 0001403973-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 19:20:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-27 19:19:15 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672036
- Filed Document
- 0001672036-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 19:19:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Nineteen77 Global Fundamental Market Neutral Long Short LLC
See All Filings
|
D/A |
2020-02-27 19:04:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., UBS Asset Management (US) Inc., and UBS Asset Management (Americas) Inc.
- CIK Number
- 0001459082
- Filed Document
- 0001459082-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 19:04:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-02-27 19:04:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., Norfolk Markets, LLC, James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC
- CIK Number
- 0001524443
- Filed Document
- 0001524443-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 19:04:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-02-27 18:49:53 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804922
- Filed Document
- 0001804922-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 18:49:53 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-02-27 18:39:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001355987
- Filed Document
- 0001456541-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-02-27 18:39:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|