Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Qena Capital Partners Offshore, Ltd. See All Filings	D/A	2020-03-04 17:18:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684109 Filed Document 0001013594-20-000224 Exclusions or Exemptions 506b Accepted Date 2020-03-04 17:18:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Qena Capital Partners, LP See All Filings	D/A	2020-03-04 17:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682227 Filed Document 0001013594-20-000223 Exclusions or Exemptions 506b Accepted Date 2020-03-04 17:15:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phoenician Offshore Fund Ltd. See All Filings	D/A	2020-03-04 17:04:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690633 Filed Document 0001690633-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 17:04:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phoenician Offshore Master Fund Ltd. See All Filings	D/A	2020-03-04 17:02:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691086 Filed Document 0001691086-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 17:02:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INSURIFY, INC. See All Filings	D	2020-03-04 17:01:57 UTC
Amount To Be Raised $24,552,981 Associated Brokers / Dealers N/A CIK Number 0001632969 Filed Document 0001567619-20-005608 Exclusions or Exemptions 506b Accepted Date 2020-03-04 17:01:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Capital Standard Long/Short Fund, L.P. See All Filings	D/A	2020-03-04 16:58:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801707 Filed Document 0001801707-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:58:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
P OPPENHEIMER INVESTMENT PARTNERSHIP L P See All Filings	D/A	2020-03-04 16:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000858049 Filed Document 0000858049-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:57:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ShareNett QED6 Fund, a series of ShareNett Master LLC See All Filings	D	2020-03-04 16:49:47 UTC
Amount To Be Raised $22,850,000 Associated Brokers / Dealers N/A CIK Number 0001802592 Filed Document 0001796852-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:49:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argon Ventures I, L.P. See All Filings	D	2020-03-04 16:45:38 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001804023 Filed Document 0001804023-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:45:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JAXEL INC See All Filings	D	2020-03-04 16:44:48 UTC
Amount To Be Raised $540 Associated Brokers / Dealers N/A CIK Number 0001804367 Filed Document 0001804367-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:44:48 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Consonance Capital Investors Ltd See All Filings	D/A	2020-03-04 16:39:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001410043 Filed Document 0001315863-20-000244 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:39:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Consonance Capital Investors LP See All Filings	D/A	2020-03-04 16:36:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001407421 Filed Document 0001315863-20-000243 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:36:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Upper90 Thrasio IV LLC See All Filings	D	2020-03-04 16:33:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001796852 Filed Document 0001796852-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:33:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATHWARE, INC. See All Filings	D	2020-03-04 16:27:14 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001750845 Filed Document 0001750845-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:27:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Claros Mortgage Trust, Inc. See All Filings	D/A	2020-03-04 16:15:07 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC, Lazard & Co., Limited, First Avenue Partners LLP, Greenstone Group FZC, Hentschel & Company, LLC, HFF Securities L.P., Daishin Securities Co., Ltd., and Nineone Investments LLC CIK Number 0001666291 Filed Document 0001567619-20-005599 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:15:07 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital BDC 3, Inc. See All Filings	D/A	2020-03-04 16:14:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715268 Filed Document 0001715268-20-000014 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:14:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dirigo Angel Fund I, LLC See All Filings	D	2020-03-04 16:12:59 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001805515 Filed Document 0001805515-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:12:59 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
SEP LRSA Holdings, LLC See All Filings	D	2020-03-04 16:06:14 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001804544 Filed Document 0001804544-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-03-04 16:06:14 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wize Pharma, Inc. See All Filings	D	2020-03-04 16:03:08 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers None CIK Number 0001218683 Filed Document 0001213900-20-005394 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:03:08 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
CORE VEGA FUND LP See All Filings	D/A	2020-03-04 16:02:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508620 Filed Document 0001508620-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-04 16:02:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI KF74, LLC See All Filings	D	2020-03-04 15:59:01 UTC
Amount To Be Raised $12,484,801 Associated Brokers / Dealers N/A CIK Number 0001804584 Filed Document 0001804584-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:59:01 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Fund I, a series of Underdog Labs Ventures, LP See All Filings	D	2020-03-04 15:57:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001805318 Filed Document 0001805318-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:57:20 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BKL 2020 Series I-A, LP See All Filings	D	2020-03-04 15:49:08 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001801741 Filed Document 0001801741-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:49:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Canaria Therapeutics, Inc. See All Filings	D/A	2020-03-04 15:44:37 UTC
Amount To Be Raised $23,100 Associated Brokers / Dealers N/A CIK Number 0001754404 Filed Document 0001754404-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:44:37 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle High Yield Fund, LP See All Filings	D/A	2020-03-04 15:42:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF Distributors, LLC CIK Number 0001601749 Filed Document 0000919574-20-002117 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:42:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serina Therapeutics, Inc. See All Filings	D/A	2020-03-04 15:40:49 UTC
Amount To Be Raised $76,230,000 Associated Brokers / Dealers N/A CIK Number 0001558525 Filed Document 0001754404-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:40:49 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Frozen Logistics, LLC See All Filings	D	2020-03-04 15:33:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001805446 Filed Document 0001805446-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:33:08 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Prelude Proprietary Investors Fund, LP See All Filings	D	2020-03-04 15:26:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805333 Filed Document 0001805333-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:26:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altop Energy Investments LP See All Filings	D	2020-03-04 15:23:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805166 Filed Document 0000919574-20-002115 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:23:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FF VuPulse Fund, LLC See All Filings	D	2020-03-04 15:19:02 UTC
Amount To Be Raised $890,000 Associated Brokers / Dealers N/A CIK Number 0001803743 Filed Document 0001803743-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FF 2U Laundry Fund, LLC See All Filings	D	2020-03-04 15:13:26 UTC
Amount To Be Raised $1,295,000 Associated Brokers / Dealers N/A CIK Number 0001803799 Filed Document 0001803799-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:13:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Progress Ventures Fund 4, L.P. See All Filings	D	2020-03-04 15:10:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001801617 Filed Document 0001801617-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:10:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Huntress Labs Inc See All Filings	D	2020-03-04 15:10:31 UTC
Amount To Be Raised $12,146,663 Associated Brokers / Dealers N/A CIK Number 0001805379 Filed Document 0001805379-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:10:31 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MTP Energy Opportunities Fund III LLC See All Filings	D	2020-03-04 15:10:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731798 Filed Document 0001731798-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:10:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORE GLOBAL OPPORTUNITIES FUND LTD. See All Filings	D/A	2020-03-04 15:08:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508619 Filed Document 0001508619-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:08:15 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MTP Infrastructure WB LLC See All Filings	D	2020-03-04 15:01:39 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001805552 Filed Document 0001805552-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 15:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SavvyCard Florida Fund II, LLC See All Filings	D	2020-03-04 14:57:43 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001803846 Filed Document 0001803846-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:57:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tangible, LLC See All Filings	D/A	2020-03-04 14:55:28 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001801231 Filed Document 0001801231-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:55:28 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blue Hill Group NCS LP See All Filings	D	2020-03-04 14:52:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001804781 Filed Document 0001804781-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Check Im Here Florida Fund LLC See All Filings	D	2020-03-04 14:49:59 UTC
Amount To Be Raised $139,000 Associated Brokers / Dealers N/A CIK Number 0001804414 Filed Document 0001804414-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:49:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Modular Medical, Inc. See All Filings	D	2020-03-04 14:49:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001074871 Filed Document 0001019056-20-000212 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:49:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Townsend Real Estate Alpha Fund III, L.P. See All Filings	D/A	2020-03-04 14:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AON Securities LLC, Kelson Capital, LLC, and Morgan Stanley Smith Barney LLC CIK Number 0001684142 Filed Document 0001684142-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:43:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lumastream Florida Fund II LLC See All Filings	D	2020-03-04 14:40:48 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001803849 Filed Document 0001803849-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:40:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CanAm Texas Regional Center, LP II See All Filings	D	2020-03-04 14:39:27 UTC
Amount To Be Raised $38,800,000 Associated Brokers / Dealers CanAm Investor Services, LLC and CanAm Investor Services, LLC CIK Number 0001805079 Filed Document 0001805079-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:39:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tao Connect Florida Fund LLC See All Filings	D	2020-03-04 14:35:37 UTC
Amount To Be Raised $76,000 Associated Brokers / Dealers N/A CIK Number 0001804230 Filed Document 0001804230-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:35:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sacramento Richmond, LLC See All Filings	D	2020-03-04 14:33:42 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001805509 Filed Document 0001805509-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:33:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
CORE GLOBAL OPPORTUNITIES FUND LP See All Filings	D/A	2020-03-04 14:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315408 Filed Document 0001315408-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:29:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Funders Peerfit Fund III, LLC See All Filings	D	2020-03-04 14:28:21 UTC
Amount To Be Raised $318,000 Associated Brokers / Dealers N/A CIK Number 0001803847 Filed Document 0001803847-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:28:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Income Legends ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2020-03-04 14:26:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569806 Filed Document 0001794159-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:26:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DC Energy Multi Strategy Fund, L.P. See All Filings	D/A	2020-03-04 14:26:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458359 Filed Document 0001458359-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-04 14:26:02 UTC Type of Offering D/A Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity