Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Friary, LLC See All Filings	D	2020-03-05 15:37:15 UTC
Amount To Be Raised $2,295,000 Associated Brokers / Dealers N/A CIK Number 0001803184 Filed Document 0001803184-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:37:15 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Scarto LLC See All Filings	D	2020-03-05 15:36:09 UTC
Amount To Be Raised $324,000 Associated Brokers / Dealers N/A CIK Number 0001805715 Filed Document 0001805715-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:36:09 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ISDLP Custodial Account, LLC See All Filings	D	2020-03-05 15:32:22 UTC
Amount To Be Raised $13,655,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001804706 Filed Document 0001804738-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:32:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
Ultra Capital RAV I Follow-On Fund, LLC See All Filings	D	2020-03-05 15:25:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805661 Filed Document 0001805661-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:25:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOCQUEVILLE GLOBAL PARTNERS LP See All Filings	D/A	2020-03-05 15:21:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461043 Filed Document 0001567619-20-005722 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:21:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewView HMS SPV, LLC See All Filings	D	2020-03-05 15:20:30 UTC
Amount To Be Raised $40,746,346 Associated Brokers / Dealers N/A CIK Number 0001803560 Filed Document 0001803560-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:20:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permira IV Feeder L.P. See All Filings	D	2020-03-05 15:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805629 Filed Document 0001805629-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:20:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
FLCS Custodial Account, LLC See All Filings	D	2020-03-05 15:19:43 UTC
Amount To Be Raised $4,620,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001804738 Filed Document 0001804738-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:19:43 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
Polaris Quantum Biotech, Inc. See All Filings	D/A	2020-03-05 15:19:04 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001804907 Filed Document 0001804907-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:19:04 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Three Forks Brewing Company, LLC See All Filings	D	2020-03-05 15:18:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001781444 Filed Document 0001781444-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:18:55 UTC Type of Offering D Industry Commercial Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
BELVEDERE CAPITAL FUND CO LLC See All Filings	D/A	2020-03-05 15:16:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., Charles Schwab & Co., Inc., Oppenheimer & Co., Inc., UBS Financial Services Inc., Wells Fargo Advisors, Merrill Lynch, Pierce Fenner & Smith Incorporated, and Huntington Investment CIK Number 0001035602 Filed Document 0000350797-20-000064 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:16:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA Ventures GP Fund II, LLC See All Filings	D	2020-03-05 15:11:48 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Secure Capital Research, LLC CIK Number 0001804252 Filed Document 0001804252-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:11:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
iFirst Medical Technologies, Inc. See All Filings	D	2020-03-05 15:11:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001805251 Filed Document 0001805251-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:11:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Waypoint Acquisition Portfolio 2020-A, LP See All Filings	D	2020-03-05 15:10:25 UTC
Amount To Be Raised $48,600,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001805337 Filed Document 0001805337-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:10:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Taylor Insurance Series - Silvercrest Insurance Series See All Filings	D	2020-03-05 15:09:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805691 Filed Document 0001805691-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:09:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARNANA, PBC See All Filings	D	2020-03-05 15:06:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001591027 Filed Document 0001591027-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:06:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Momenti, Inc. See All Filings	D	2020-03-05 15:04:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001804362 Filed Document 0001804362-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:04:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Spirit Tree Inc. See All Filings	D	2020-03-05 15:00:20 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001805690 Filed Document 0001805690-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 15:00:20 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ORTHOSENSOR, INC See All Filings	D/A	2020-03-05 14:53:09 UTC
Amount To Be Raised $16,187,008 Associated Brokers / Dealers Ceros Financial Services, Inc. CIK Number 0001436914 Filed Document 0000897069-20-000137 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:53:09 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
CCHC Fund III, LP See All Filings	D	2020-03-05 14:51:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001805000 Filed Document 0001805000-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:51:32 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
TransGraph Diversified Commodities Fund America, LP See All Filings	D	2020-03-05 14:47:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804644 Filed Document 0001804644-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:47:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightspeed Venture Partners XIII, L.P. See All Filings	D	2020-03-05 14:37:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805223 Filed Document 0001805207-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:37:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lightspeed Venture Partners Select IV, L.P. See All Filings	D	2020-03-05 14:36:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805207 Filed Document 0001805207-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:36:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEVADA EXPLORATION INC See All Filings	D	2020-03-05 14:33:02 UTC
Amount To Be Raised $142,886 Associated Brokers / Dealers N/A CIK Number 0001398713 Filed Document 0001567619-20-005717 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:33:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OrbiMed Asia Partners IV, L.P. See All Filings	D	2020-03-05 14:23:26 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001796011 Filed Document 0001796011-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:23:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FGI GLOBAL ASSET ALLOCATION FUND, LP See All Filings	D/A	2020-03-05 14:23:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645248 Filed Document 0001645248-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:23:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COR Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2020-03-05 14:18:43 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001793302 Filed Document 0001793302-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:18:43 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AW Fund I, a series of OV.VC-Funds, LP See All Filings	D	2020-03-05 14:18:38 UTC
Amount To Be Raised $100,500 Associated Brokers / Dealers N/A CIK Number 0001805320 Filed Document 0001805320-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:18:38 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedProperties Fund III, LP See All Filings	D/A	2020-03-05 14:10:28 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001733335 Filed Document 0001733335-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:10:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Precision Medicine Group Holdings, Inc. See All Filings	D/A	2020-03-05 14:06:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732481 Filed Document 0001732481-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:06:33 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ST Fund I, a series of Dcode Capital, LP See All Filings	D	2020-03-05 14:03:37 UTC
Amount To Be Raised $265,000 Associated Brokers / Dealers N/A CIK Number 0001805655 Filed Document 0001805655-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:03:37 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ikos Holdings, Inc. See All Filings	D	2020-03-05 14:01:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001704725 Filed Document 0001704725-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:01:28 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Westfield Fund LP See All Filings	D/A	2020-03-05 14:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721519 Filed Document 0001721519-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 14:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redmile Biopharma Investments II, L.P. See All Filings	D/A	2020-03-05 13:57:55 UTC
Amount To Be Raised $675,420,000 Associated Brokers / Dealers J.P. Morgan Securities LLC and Hollister Associates, LLC CIK Number 0001772230 Filed Document 0001772230-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:57:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlobeFlex Frontier All Cap, L.P. See All Filings	D/A	2020-03-05 13:47:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728362 Filed Document 0001772230-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:47:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modular, Inc. See All Filings	D	2020-03-05 13:42:53 UTC
Amount To Be Raised $2,528,027 Associated Brokers / Dealers N/A CIK Number 0001805296 Filed Document 0001805296-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:42:53 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Allt Inc. See All Filings	D	2020-03-05 13:42:27 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001805094 Filed Document 0001805094-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:42:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Griffin Capital (The Dominion - Conroe, TX) DST See All Filings	D/A	2020-03-05 13:38:42 UTC
Amount To Be Raised $24,858,428 Associated Brokers / Dealers Stacey Morimoto, Daniel Raupp, Chris Vizzi, Kelly Clyde, Carmen Morrone, Richard Wagner, Roy Pfleger II, and Kevin Barrett CIK Number 0001798737 Filed Document 0001798737-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:38:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
B2Digital, Inc. See All Filings	D	2020-03-05 13:37:16 UTC
Amount To Be Raised $78,000 Associated Brokers / Dealers N/A CIK Number 0000725929 Filed Document 0001553997-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:37:16 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Techmate Technologies Inc. See All Filings	D	2020-03-05 13:25:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001805372 Filed Document 0001805372-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:25:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Knopp Biosciences LLC See All Filings	D	2020-03-05 13:16:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001497598 Filed Document 0000898432-20-000247 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:16:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Redwood Alpha Fund LP See All Filings	D/A	2020-03-05 13:15:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647599 Filed Document 0001647599-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:15:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tolko Industries Ltd. See All Filings	D	2020-03-05 13:11:45 UTC
Amount To Be Raised $16,666,666 Associated Brokers / Dealers N/A CIK Number 0001504489 Filed Document 0001504489-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:11:45 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
3722 HWY LLC See All Filings	D	2020-03-05 13:07:34 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers REMIDA MANAGEMENT LLC CIK Number 0001805700 Filed Document 0001805700-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:07:34 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Business Compounders Fund I LP See All Filings	D/A	2020-03-05 13:04:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733739 Filed Document 0001733739-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:04:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M31 Capital Partners, LP See All Filings	D	2020-03-05 13:00:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805658 Filed Document 0001805658-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 13:00:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taphouse Investors, LLC See All Filings	D	2020-03-05 12:57:16 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001805496 Filed Document 0001805496-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-05 12:57:16 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Sensor Industries Corp. See All Filings	D/A	2020-03-05 12:56:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001764322 Filed Document 0001764322-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 12:56:31 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JK WILLIAMS DISTILLING, LLC See All Filings	D	2020-03-05 12:55:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001804863 Filed Document 0001804863-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-05 12:55:17 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
UNIVERSE HOLDINGS DIVERSIFIED CAPITAL, LLC See All Filings	D	2020-03-05 12:52:25 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001802634 Filed Document 0001117768-20-000052 Exclusions or Exemptions 506b Accepted Date 2020-03-05 12:52:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity