Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KYNIKOS OPPORTUNITY FUND INTERNATIONAL LTD See All Filings	D/A	2020-03-16 08:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460037 Filed Document 0001104659-20-033690 Exclusions or Exemptions 506b Accepted Date 2020-03-16 08:03:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KYNIKOS OPPORTUNITY FUND II LP See All Filings	D/A	2020-03-16 08:03:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277010 Filed Document 0001104659-20-033689 Exclusions or Exemptions 506b Accepted Date 2020-03-16 08:03:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kynikos Global Capital Partners LP See All Filings	D/A	2020-03-16 08:02:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646464 Filed Document 0001104659-20-033688 Exclusions or Exemptions 506b Accepted Date 2020-03-16 08:02:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kynikos Global Capital Partners Ltd See All Filings	D/A	2020-03-16 08:02:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648299 Filed Document 0001104659-20-033687 Exclusions or Exemptions 506b Accepted Date 2020-03-16 08:02:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kynikos Capital Partners Select Fund Ltd See All Filings	D/A	2020-03-16 08:02:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694194 Filed Document 0001104659-20-033686 Exclusions or Exemptions 506b Accepted Date 2020-03-16 08:02:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kynikos Capital Partners LP See All Filings	D/A	2020-03-16 08:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646462 Filed Document 0001104659-20-033685 Exclusions or Exemptions 506b Accepted Date 2020-03-16 08:01:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kynikos Capital Partners Ltd See All Filings	D/A	2020-03-16 08:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648343 Filed Document 0001104659-20-033684 Exclusions or Exemptions 506b Accepted Date 2020-03-16 08:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PERMIT CAPITAL INTERNATIONAL FUND LP See All Filings	D/A	2020-03-16 06:46:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460126 Filed Document 0001192482-20-000233 Exclusions or Exemptions 506b Accepted Date 2020-03-16 06:46:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permit Capital Cayman Fund Ltd See All Filings	D/A	2020-03-16 06:43:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423545 Filed Document 0001192482-20-000232 Exclusions or Exemptions 506b Accepted Date 2020-03-16 06:43:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERMIT CAPITAL FUND L P See All Filings	D/A	2020-03-16 06:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001205719 Filed Document 0001192482-20-000231 Exclusions or Exemptions 506b Accepted Date 2020-03-16 06:41:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERMIT CAPITAL TELECOM LP See All Filings	D/A	2020-03-16 06:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216461 Filed Document 0001192482-20-000230 Exclusions or Exemptions 506b Accepted Date 2020-03-16 06:38:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permit Capital Enterprise Fund L P See All Filings	D/A	2020-03-16 06:35:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320061 Filed Document 0001192482-20-000229 Exclusions or Exemptions 506b Accepted Date 2020-03-16 06:35:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protege Restaurant Partners, LLC See All Filings	D	2020-03-13 22:04:24 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001798483 Filed Document 0001798483-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 22:04:24 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DermTech, Inc. See All Filings	D	2020-03-13 21:46:23 UTC
Amount To Be Raised $64,999,991 Associated Brokers / Dealers Cowen and Company, LLC, William Blair & Company, L.L.C., and Lake Street Capital Markets, LLC CIK Number 0001651944 Filed Document 0001651944-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-13 21:46:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IIF LP See All Filings	D/A	2020-03-13 21:30:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001384002 Filed Document 0001384002-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 21:30:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PX2 INVESTMENTS, LLC See All Filings	D	2020-03-13 20:42:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806261 Filed Document 0001806261-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-03-13 20:42:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Elsewhere Partners BG II, LP See All Filings	D	2020-03-13 20:32:01 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001802549 Filed Document 0001802549-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 20:32:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Content Creators, Inc. See All Filings	D	2020-03-13 20:24:00 UTC
Amount To Be Raised $3,999,999 Associated Brokers / Dealers N/A CIK Number 0001806424 Filed Document 0001806424-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 20:24:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Certive Solutions Inc. See All Filings	D	2020-03-13 20:19:59 UTC
Amount To Be Raised $636,007 Associated Brokers / Dealers N/A CIK Number 0001794237 Filed Document 0001062993-20-001336 Exclusions or Exemptions 506b Accepted Date 2020-03-13 20:19:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Hawkeye Group, LLC See All Filings	D/A	2020-03-13 20:17:07 UTC
Amount To Be Raised $4,675,000 Associated Brokers / Dealers N/A CIK Number 0001750374 Filed Document 0001750374-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 20:17:07 UTC Type of Offering D/A Industry Other Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
IIF UK 1 HEDGED LP See All Filings	D/A	2020-03-13 20:16:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001753252 Filed Document 0001753252-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 20:16:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Tax-Exempt LP See All Filings	D/A	2020-03-13 20:15:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001384000 Filed Document 0001384000-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 20:15:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF LUXEMBOURG 1 SCSP See All Filings	D/A	2020-03-13 20:12:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001775444 Filed Document 0001749041-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 20:12:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuriFlex Inc. See All Filings	D	2020-03-13 20:06:33 UTC
Amount To Be Raised $20,492 Associated Brokers / Dealers N/A CIK Number 0001799041 Filed Document 0001799041-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 20:06:33 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OtoNexus Medical Technologies, Inc. See All Filings	D/A	2020-03-13 19:29:28 UTC
Amount To Be Raised $18,194,000 Associated Brokers / Dealers N/A CIK Number 0001551119 Filed Document 0001551119-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 19:29:28 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
IIF UK 1 LP See All Filings	D/A	2020-03-13 18:54:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001749041 Filed Document 0001749041-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 18:54:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agilon Capital Systematic US Fund LP See All Filings	D/A	2020-03-13 18:39:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770430 Filed Document 0001770430-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 18:39:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tailwind Core Investor, LLC See All Filings	D/A	2020-03-13 18:39:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753727 Filed Document 0000950103-20-005263 Exclusions or Exemptions 506b Accepted Date 2020-03-13 18:39:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One William Street Capital Partners II, L.P. See All Filings	D/A	2020-03-13 18:35:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated and Morgan Stanley Smith Barney LLC CIK Number 0001442190 Filed Document 0000902664-20-001554 Exclusions or Exemptions 506b Accepted Date 2020-03-13 18:35:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One William Street Capital Partners, L.P. See All Filings	D/A	2020-03-13 18:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated, Morgan Stanley Smith Barney LLC, and Park Hill Group LLC CIK Number 0001435076 Filed Document 0000902664-20-001553 Exclusions or Exemptions 506b Accepted Date 2020-03-13 18:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One William Street Capital Offshore Fund, Ltd. See All Filings	D/A	2020-03-13 18:24:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated, Morgan Stanley Smith Barney LLC, and Park Hill Group LLC CIK Number 0001442189 Filed Document 0000902664-20-001552 Exclusions or Exemptions 506b Accepted Date 2020-03-13 18:24:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OWS Capital Offshore Fund II, Ltd. See All Filings	D/A	2020-03-13 18:20:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated CIK Number 0001584383 Filed Document 0000902664-20-001551 Exclusions or Exemptions 506b Accepted Date 2020-03-13 18:20:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BayWatch Technologies, Inc. See All Filings	D	2020-03-13 18:19:30 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001805347 Filed Document 0001805347-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 18:19:30 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Other
HZ BB, LLC See All Filings	D	2020-03-13 17:54:58 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001805520 Filed Document 0001805520-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:54:58 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
American Prison Data Systems, PBC See All Filings	D	2020-03-13 17:52:32 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001590992 Filed Document 0001590992-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:52:32 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MCI Preferred Income Fund IV, LLC See All Filings	D/A	2020-03-13 17:47:52 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, Cabot Lodge Securities LLC, Westpark Wealth Advisors, Inc., Benchmark Investments, Inc., Center Street Securities, Inc., Network 1 Financial Securities Inc., NI Advisors, Momentum Advisors, LLC, Bain Wealth Management Group, LLC, Dempsey Lord Smith, LLC, Purshe Kaplan Sterling Investments, Grand Parkway Capital, LLC, Sanders Morris Harris, Great Point Capital, LLC, T. Dibernardo Consulting, Inc., Vienna Asset Management, LLC, Claraphi Advisory Network, LLC, Investment Security Corporation, LFS RIA, LLC, Emerson Equity, LLC, PHX Financial Inc., The Strategic Financial Alliance, SCF Securities, Inc., KCD Financial, Inc., Alexander Capital, LP, Arkadios Capital, SW Financial, LifeMark Securities, Crown Capital Securities, L.P, RelyOn Financial Advisors, Plan Group Financial, Inc., Great Nation Investment Coporation, Barndollar Investments Advisory Services Incoporated, Newbridge Securities Corporation, Aegis Capital Corporation, Investment Fiduciary Planners, and World Equity Group, Inc. CIK Number 0001774415 Filed Document 0001774415-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:47:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
THINKMD, PBC See All Filings	D	2020-03-13 17:36:59 UTC
Amount To Be Raised $4,046,273 Associated Brokers / Dealers N/A CIK Number 0001641937 Filed Document 0001641937-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:36:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Bluebird Sponsor, LLC See All Filings	D	2020-03-13 17:34:32 UTC
Amount To Be Raised $18,200,000 Associated Brokers / Dealers N/A CIK Number 0001805510 Filed Document 0001805510-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:34:32 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Gotham Customized Strategies, LLC See All Filings	D/A	2020-03-13 17:32:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669543 Filed Document 0001669543-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:32:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CinBev Investments, LLC See All Filings	D/A	2020-03-13 17:31:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers RKCA, Inc CIK Number 0001804327 Filed Document 0001804327-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:31:33 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Lightspeed SPV II-B, LLC See All Filings	D	2020-03-13 17:30:20 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001804081 Filed Document 0001802901-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:30:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Distributed Global Offshore Fund II Ltd. See All Filings	D/A	2020-03-13 17:26:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724899 Filed Document 0001724899-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:26:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAUTIC CAREPATHRX CO-INVEST, L.P. See All Filings	D	2020-03-13 17:23:57 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001806308 Filed Document 0001806308-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:23:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Lightspeed SPV OB, LLC See All Filings	D	2020-03-13 17:23:35 UTC
Amount To Be Raised $40,125,000 Associated Brokers / Dealers N/A CIK Number 0001802901 Filed Document 0001802901-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:23:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Distributed Global Fund II LP See All Filings	D/A	2020-03-13 17:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BCW Securities LLC CIK Number 0001710844 Filed Document 0001710844-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:22:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IIF LUXEMBOURG 1 HEDGED SCSP See All Filings	D/A	2020-03-13 17:19:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001775443 Filed Document 0001775443-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:19:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuvessl Frozen Desserts Inc. See All Filings	D	2020-03-13 17:16:55 UTC
Amount To Be Raised $745,000 Associated Brokers / Dealers N/A CIK Number 0001780198 Filed Document 0001780198-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:16:55 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IIF Erisa LP See All Filings	D/A	2020-03-13 17:15:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001384001 Filed Document 0001384001-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:15:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GARDNER LEWIS MERGER ARBITRAGE EX FUND, L.P. See All Filings	D/A	2020-03-13 17:15:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690504 Filed Document 0001690504-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:15:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIF Canadian 3 LP See All Filings	D/A	2020-03-13 17:13:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN INVESTMENT MANAGEMENT INC., J.P. MORGAN ADMINISTRATIVE SERVICES AUSTRALIA LIMITED, JPMORGAN ASSET MANAGEMENT (CANADA) INC., JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., FRANKFURT BRANCH, JPMORGAN ASSET MANAGEMENT (SWITZERLAND) LLC, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L. - MILAN BRANCH, JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED, JPMORGAN ASSET MANAGEMENT (UK) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., SUCCURSALE DE PARIS, JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED, JPMORGAN ASSET MANAGEMENT (EUROPE) S.? R.L., THE NETHERLANDS BRANCH, J.P. MORGAN BANK (IRELAND) PUBLIC LIMITED COMPANY, and JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED CIK Number 0001749039 Filed Document 0001749039-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-13 17:13:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund