Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Artio Medical, Inc. See All Filings	D	2020-03-17 12:04:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595722 Filed Document 0001595722-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-03-17 12:04:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
IC-SB Royalton Rockwall Downes, L.P. See All Filings	D	2020-03-17 11:55:46 UTC
Amount To Be Raised $12,203,000 Associated Brokers / Dealers N/A CIK Number 0001806877 Filed Document 0001806877-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:55:46 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Natural Capital Fund SPV 1 LLC See All Filings	D	2020-03-17 11:55:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001805693 Filed Document 0001805693-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:55:39 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Emerging Markets Equity Trust See All Filings	D/A	2020-03-17 11:53:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764271 Filed Document 0001764271-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:53:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAKEHOUSE QUALIFIED OPPORTUNITY FUND LTD See All Filings	D	2020-03-17 11:51:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001805720 Filed Document 0001805720-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:51:03 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OUR LIFE FOODS, INC. See All Filings	D	2020-03-17 11:34:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001689683 Filed Document 0001461859-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:34:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
TW PARK WEST APARTMENTS LLC See All Filings	D	2020-03-17 11:32:34 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001806832 Filed Document 0001806832-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:32:34 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
RRIF VII, LP See All Filings	D	2020-03-17 11:28:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Castle Hill Capital Partners, Inc. CIK Number 0001796687 Filed Document 0001796687-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:28:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CH Fund I, a series of Nathan Doctor, LP See All Filings	D	2020-03-17 11:15:13 UTC
Amount To Be Raised $90,400 Associated Brokers / Dealers N/A CIK Number 0001806868 Filed Document 0001806868-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:15:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guggenheim Core Plus Fund, Ltd. See All Filings	D/A	2020-03-17 11:14:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665174 Filed Document 0000899140-20-000218 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:14:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Petal, LLC See All Filings	D	2020-03-17 11:13:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001806676 Filed Document 0000897423-20-000060 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:13:43 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Viridian Growth Fund, LP See All Filings	D	2020-03-17 11:12:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806847 Filed Document 0001806847-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:12:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eva Medtec, Inc See All Filings	D	2020-03-17 11:11:14 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Rainmaker Securities, LLC CIK Number 0001648927 Filed Document 0001648927-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:11:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Core Plus Fund, LLC See All Filings	D/A	2020-03-17 11:11:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665187 Filed Document 0000899140-20-000217 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:11:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pax8, Inc. See All Filings	D	2020-03-17 11:10:59 UTC
Amount To Be Raised $31,700,000 Associated Brokers / Dealers N/A CIK Number 0001539057 Filed Document 0001539057-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:10:59 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Demand Driven Technologies, Inc. See All Filings	D	2020-03-17 11:06:47 UTC
Amount To Be Raised $3,615,000 Associated Brokers / Dealers N/A CIK Number 0001695830 Filed Document 0001695830-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:06:47 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cape Coral Portfolio, LLC See All Filings	D	2020-03-17 11:06:10 UTC
Amount To Be Raised $18,929,757 Associated Brokers / Dealers N/A CIK Number 0001805805 Filed Document 0001805805-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 11:06:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AKO Capital Management, LLC See All Filings	D/A	2020-03-17 10:58:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fintron Invest LLC CIK Number 0001790927 Filed Document 0001790927-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 10:58:57 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Other
SM Fund I, a series of Mirador Tech, LP See All Filings	D	2020-03-17 10:45:12 UTC
Amount To Be Raised $48,000 Associated Brokers / Dealers N/A CIK Number 0001806885 Filed Document 0001806885-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-17 10:45:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARC AT SENTOSA RIVERVIEW, LLC See All Filings	D	2020-03-17 10:33:26 UTC
Amount To Be Raised $6,737,504 Associated Brokers / Dealers N/A CIK Number 0001806869 Filed Document 0001806869-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 10:33:26 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund XIV Cayman Feeder, LP See All Filings	D/A	2020-03-17 10:32:46 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001781224 Filed Document 0001781224-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-17 10:32:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GL Fund I, a series of Moving Capital, LP See All Filings	D	2020-03-17 10:30:13 UTC
Amount To Be Raised $207,150 Associated Brokers / Dealers N/A CIK Number 0001806883 Filed Document 0001806883-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-17 10:30:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Driven Holdings LLC See All Filings	D	2020-03-17 10:27:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001806829 Filed Document 0001806829-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 10:27:16 UTC Type of Offering D Industry Agriculture Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
IDW MEDIA HOLDINGS, INC. See All Filings	D	2020-03-17 10:27:09 UTC
Amount To Be Raised $12,306,810 Associated Brokers / Dealers Salomon Whitney Financial LLC CIK Number 0001463833 Filed Document 0001213900-20-006634 Exclusions or Exemptions 506b Accepted Date 2020-03-17 10:27:09 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ASLAN REAL ESTATE FUND LAMP POST, L.P. See All Filings	D	2020-03-17 10:19:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001805434 Filed Document 0001805434-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 10:19:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Fund XIV, LP See All Filings	D/A	2020-03-17 10:18:31 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Platypus Partners Ltd and Race Rock Capital LLC CIK Number 0001782121 Filed Document 0001782121-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-17 10:18:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Spike Holdings, LP See All Filings	D	2020-03-17 10:10:47 UTC
Amount To Be Raised $7,654,000 Associated Brokers / Dealers N/A CIK Number 0001806889 Filed Document 0001806889-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 10:10:47 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Liberty WS Nashville Smyrna, LLLP See All Filings	D	2020-03-17 10:07:06 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001806873 Filed Document 0001806873-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 10:07:06 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Gamesoft Corp See All Filings	D	2020-03-17 09:59:46 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001806414 Filed Document 0001806414-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 09:59:46 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Gamesoft Corp See All Filings	D	2020-03-17 09:56:27 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001806414 Filed Document 0001786055-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 09:56:27 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Integrated Composite Products, Inc. See All Filings	D	2020-03-17 09:33:22 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001777356 Filed Document 0001362118-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-03-17 09:33:22 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Albizia ASEAN Opportunities Fund See All Filings	D/A	2020-03-17 09:20:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598496 Filed Document 0001598496-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-17 09:20:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawkeye Group, LLC See All Filings	D/A	2020-03-17 09:14:32 UTC
Amount To Be Raised $4,675,000 Associated Brokers / Dealers N/A CIK Number 0001750374 Filed Document 0001750374-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-17 09:14:32 UTC Type of Offering D/A Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Core Tucson Apartments II LLC See All Filings	D	2020-03-17 08:59:21 UTC
Amount To Be Raised $4,030,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001806581 Filed Document 0001806581-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 08:59:21 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 197 See All Filings	D/A	2020-03-17 08:53:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001730115 Filed Document 0001730115-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 08:53:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OccasionGenius, Inc. See All Filings	D	2020-03-17 08:35:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001700519 Filed Document 0001567619-20-006512 Exclusions or Exemptions 506b Accepted Date 2020-03-17 08:35:35 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VA 174 See All Filings	D/A	2020-03-17 08:29:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital LLC CIK Number 0001702566 Filed Document 0001702566-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 08:29:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 176 See All Filings	D/A	2020-03-17 08:17:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001708677 Filed Document 0001708677-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 08:17:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 215 See All Filings	D/A	2020-03-17 08:06:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and Lion Street Financial, LLC CIK Number 0001746258 Filed Document 0001746258-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 08:06:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPTC I TX, LP See All Filings	D	2020-03-17 07:59:27 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001806267 Filed Document 0001806267-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-17 07:59:27 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Private Equity Fund V, L.P. See All Filings	D/A	2020-03-17 07:05:28 UTC
Amount To Be Raised $553,900,000 Associated Brokers / Dealers N/A CIK Number 0001690271 Filed Document 0001690271-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-17 07:05:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Primmune Therapeutics, Inc. See All Filings	D	2020-03-16 20:59:13 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001721931 Filed Document 0001721931-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-03-16 20:59:13 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Primmune Therapeutics, Inc. See All Filings	D	2020-03-16 20:37:44 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001721931 Filed Document 0001721931-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-16 20:37:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Primmune Therapeutics, Inc. See All Filings	D	2020-03-16 20:05:36 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001721931 Filed Document 0001721931-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-16 20:05:36 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fund I, a series of Data Community Fund, LP See All Filings	D/A	2020-03-16 20:02:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001806760 Filed Document 0001806760-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-16 20:02:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
We Are Arthur, Inc. See All Filings	D	2020-03-16 20:00:21 UTC
Amount To Be Raised $1,105,000 Associated Brokers / Dealers N/A CIK Number 0001806789 Filed Document 0001806789-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-16 20:00:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street Private Income Fund LP See All Filings	D	2020-03-16 19:53:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALPS Advisory (HK) Ltd. CIK Number 0001806778 Filed Document 0001393725-20-000058 Exclusions or Exemptions 506b Accepted Date 2020-03-16 19:53:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sideoats Energy, LP See All Filings	D	2020-03-16 18:36:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001806392 Filed Document 0001806392-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-16 18:36:21 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Deerfield TopCo Corp See All Filings	D/A	2020-03-16 18:26:48 UTC
Amount To Be Raised $118,010,805 Associated Brokers / Dealers N/A CIK Number 0001731994 Filed Document 0000950172-20-000057 Exclusions or Exemptions 506b Accepted Date 2020-03-16 18:26:48 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Deerfield TopCo Corp See All Filings	D/A	2020-03-16 18:26:18 UTC
Amount To Be Raised $105,475,000 Associated Brokers / Dealers N/A CIK Number 0001731994 Filed Document 0000950172-20-000056 Exclusions or Exemptions 506b Accepted Date 2020-03-16 18:26:18 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity