|
|
D/A |
2020-03-23 08:25:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001369253
- Filed Document
- 0001013594-20-000293
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-23 08:25:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-03-23 08:23:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001346194
- Filed Document
- 0001013594-20-000292
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-23 08:23:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VA 185
See All Filings
|
D/A |
2020-03-23 08:21:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Niagara International Capital Limited and M Holdings Securities, Inc.
- CIK Number
- 0001730117
- Filed Document
- 0001730117-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-23 08:21:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-20 22:12:48 UTC |
- Amount To Be Raised
- $400,000,000,000
- Associated Brokers / Dealers
- DEPT OF THE TREASURY OFFICE OF EXEC SECRETARY
- CIK Number
- 0001807208
- Filed Document
- 0001807208-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 22:12:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2020-03-20 21:56:03 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807134
- Filed Document
- 0001807134-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 21:56:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-03-20 21:39:30 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794563
- Filed Document
- 0001794563-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 21:39:30 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2020-03-20 21:18:37 UTC |
- Amount To Be Raised
- $2,894,990
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001805536
- Filed Document
- 0001805536-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 21:18:37 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 21:03:02 UTC |
- Amount To Be Raised
- $660,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794532
- Filed Document
- 0001794532-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 21:03:02 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2020-03-20 20:16:46 UTC |
- Amount To Be Raised
- $155,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001491441
- Filed Document
- 0001491441-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 20:16:46 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 19:37:39 UTC |
- Amount To Be Raised
- $1,075,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759518
- Filed Document
- 0001759518-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 19:37:39 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-03-20 19:01:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807391
- Filed Document
- 0000935836-20-000206
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 19:01:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-20 18:51:14 UTC |
- Amount To Be Raised
- $87,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001805858
- Filed Document
- 0001752400-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 18:51:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-20 18:50:12 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001806235
- Filed Document
- 0001806235-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 18:50:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2020-03-20 18:48:46 UTC |
- Amount To Be Raised
- $3,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796852
- Filed Document
- 0001752400-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 18:48:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-20 18:44:13 UTC |
- Amount To Be Raised
- $1,885,830
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001752400
- Filed Document
- 0001752400-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 18:44:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-20 18:24:38 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001803004
- Filed Document
- 0001803004-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 18:24:38 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 18:07:46 UTC |
- Amount To Be Raised
- $760,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807401
- Filed Document
- 0001445866-20-000233
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 18:07:46 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-03-20 18:01:00 UTC |
- Amount To Be Raised
- $4,736,842
- Associated Brokers / Dealers
- TPEG Securities
- CIK Number
- 0001679790
- Filed Document
- 0001679790-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 18:01:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2020-03-20 17:48:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415892
- Filed Document
- 0001415892-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:48:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-20 17:39:45 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793807
- Filed Document
- 0001793807-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:39:45 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 17:37:35 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001803004
- Filed Document
- 0001803004-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:37:35 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 17:34:05 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791694
- Filed Document
- 0001791694-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:34:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-20 17:29:42 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- STIFEL, NICOLAUS & COMPANY INCORPORATED
- CIK Number
- 0001807256
- Filed Document
- 0001213900-20-007029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:29:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 17:24:46 UTC |
- Amount To Be Raised
- $265,822,937
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001743725
- Filed Document
- 0001213900-20-007022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:24:46 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 17:17:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001803947
- Filed Document
- 0001803947-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:17:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-03-20 17:16:40 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790478
- Filed Document
- 0001790478-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:16:40 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 17:16:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804017
- Filed Document
- 0001804017-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:16:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-03-20 17:14:46 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757436
- Filed Document
- 0001757436-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:14:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-03-20 17:12:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517920
- Filed Document
- 0001315863-20-000298
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:12:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-03-20 17:11:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432957
- Filed Document
- 0001315863-20-000297
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:11:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 17:10:25 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001376889
- Filed Document
- 0001209191-20-020498
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:10:25 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-03-20 17:03:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001802509
- Filed Document
- 0001802509-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:03:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-20 17:01:44 UTC |
- Amount To Be Raised
- $12,499,968
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001361924
- Filed Document
- 0001361924-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:01:44 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-03-20 17:00:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001517056
- Filed Document
- 0001517056-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 17:00:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-20 16:57:54 UTC |
- Amount To Be Raised
- $7,993,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001806906
- Filed Document
- 0001806906-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:57:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-20 16:54:11 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- Metric Point Capital, LLC
- CIK Number
- 0001771313
- Filed Document
- 0001771313-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:54:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-20 16:53:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768061
- Filed Document
- 0001768061-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:53:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CHINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-20 16:52:39 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- Metric Point Capital, LLC
- CIK Number
- 0001771312
- Filed Document
- 0001771312-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:52:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-20 16:52:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mann Mann Jensen Partners LP
- CIK Number
- 0001701668
- Filed Document
- 0001701668-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:52:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-20 16:51:47 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001799521
- Filed Document
- 0001801293-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:51:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-20 16:50:37 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807161
- Filed Document
- 0001807161-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:50:37 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D |
2020-03-20 16:48:22 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001806826
- Filed Document
- 0001806826-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:48:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 16:47:27 UTC |
- Amount To Be Raised
- $6,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001802608
- Filed Document
- 0001802608-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:47:27 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-03-20 16:47:12 UTC |
- Amount To Be Raised
- $14,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001801225
- Filed Document
- 0001642247-20-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:47:12 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 16:36:41 UTC |
- Amount To Be Raised
- $1,456,440
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554869
- Filed Document
- 0001554869-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:36:41 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2020-03-20 16:36:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001805125
- Filed Document
- 0000897069-20-000164
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:36:14 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 16:34:47 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807330
- Filed Document
- 0001807330-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:34:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 16:32:07 UTC |
- Amount To Be Raised
- $62,720
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001207819
- Filed Document
- 0001207819-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:32:07 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 16:29:41 UTC |
- Amount To Be Raised
- $7,349,556
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579114
- Filed Document
- 0001579114-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:29:41 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-20 16:24:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001805104
- Filed Document
- 0000897069-20-000163
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-20 16:24:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|