|
|
D/A |
2020-03-27 16:21:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001015370
- Filed Document
- 0001567619-20-007107
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:21:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-27 16:18:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001052968
- Filed Document
- 0001567619-20-007102
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:18:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-27 16:15:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001358086
- Filed Document
- 0001567619-20-007097
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:15:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
US Core Fixed Income Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2020-03-27 16:14:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001516894
- Filed Document
- 0001516894-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:14:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-27 16:13:21 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807942
- Filed Document
- 0001807942-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:13:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-03-27 16:10:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001454696
- Filed Document
- 0001567619-20-007091
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:10:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-27 16:09:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Alva Capital Management LLC
- CIK Number
- 0001661281
- Filed Document
- 0001661281-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:09:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-27 16:09:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001516890
- Filed Document
- 0001516890-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:09:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-27 16:07:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001489112
- Filed Document
- 0001567619-20-007089
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:07:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-27 16:05:57 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641930
- Filed Document
- 0001641930-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:05:57 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-03-27 16:05:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001489111
- Filed Document
- 0001567619-20-007087
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:05:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-27 16:01:41 UTC |
- Amount To Be Raised
- $419,355
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729038
- Filed Document
- 0001183740-20-000058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:01:41 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-27 16:01:04 UTC |
- Amount To Be Raised
- $999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732367
- Filed Document
- 0001732367-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:01:04 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-03-27 16:00:31 UTC |
- Amount To Be Raised
- $338,629
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790587
- Filed Document
- 0001790587-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:00:31 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-27 16:00:15 UTC |
- Amount To Be Raised
- $1,325,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760585
- Filed Document
- 0001760585-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 16:00:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
International Bond Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2020-03-27 15:59:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001516896
- Filed Document
- 0001516896-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:59:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-27 15:56:42 UTC |
- Amount To Be Raised
- $49,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807911
- Filed Document
- 0001807911-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:56:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
High Yield Bond Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2020-03-27 15:56:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Well Fargo Funds Distributor, LLC
- CIK Number
- 0001516889
- Filed Document
- 0001516889-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:56:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-27 15:54:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001378675
- Filed Document
- 0001601886-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:54:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Matthews Asia Institutional Funds, LLC - Japan Opportunities Series
See All Filings
|
D/A |
2020-03-27 15:54:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001740059
- Filed Document
- 0000945621-20-000114
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:54:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-27 15:53:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001733711
- Filed Document
- 0001733711-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:53:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-27 15:52:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001112957
- Filed Document
- 0001112957-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:52:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Global Tactical Asset Allocation Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2020-03-27 15:51:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001516895
- Filed Document
- 0001516895-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:51:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Matthews Asia Institutional Funds, LLC - China A Share Series
See All Filings
|
D/A |
2020-03-27 15:51:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735963
- Filed Document
- 0000945621-20-000113
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:51:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-27 15:45:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001497073
- Filed Document
- 0001497073-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:45:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Fundamental Small Cap Growth Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2020-03-27 15:45:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001647464
- Filed Document
- 0001647464-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:45:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-27 15:43:11 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794283
- Filed Document
- 0001794283-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:43:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-27 15:43:06 UTC |
- Amount To Be Raised
- $23,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807209
- Filed Document
- 0001807209-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:43:06 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-03-27 15:41:53 UTC |
- Amount To Be Raised
- $90,992
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807943
- Filed Document
- 0001807943-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:41:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-27 15:41:48 UTC |
- Amount To Be Raised
- $508,027
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807949
- Filed Document
- 0001807949-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:41:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-27 15:41:43 UTC |
- Amount To Be Raised
- $676,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807962
- Filed Document
- 0001807962-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:41:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Floating Rate Loan Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2020-03-27 15:40:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001552268
- Filed Document
- 0001552268-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:40:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-27 15:38:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807724
- Filed Document
- 0000919574-20-002603
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:38:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-03-27 15:37:33 UTC |
- Amount To Be Raised
- $5,075,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001768243
- Filed Document
- 0001768243-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:37:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-03-27 15:37:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc.
- CIK Number
- 0001093610
- Filed Document
- 0000350797-20-000074
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:37:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Emerging Markets Equity Income Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2020-03-27 15:36:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001665858
- Filed Document
- 0001665858-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:36:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-27 15:35:07 UTC |
- Amount To Be Raised
- $14,999,991
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683045
- Filed Document
- 0001683045-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:35:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-27 15:31:15 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807825
- Filed Document
- 0001807825-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:31:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
Emerging Markets Equity Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2020-03-27 15:31:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001520675
- Filed Document
- 0001520675-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:31:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-27 15:30:24 UTC |
- Amount To Be Raised
- $100,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798266
- Filed Document
- 0001798266-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:30:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-03-27 15:29:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807700
- Filed Document
- 0001807700-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:29:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Closed-End International Equity Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2020-03-27 15:27:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001516931
- Filed Document
- 0001516931-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:27:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-03-27 15:26:12 UTC |
- Amount To Be Raised
- $3,520,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807913
- Filed Document
- 0001807913-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:26:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Private Equity Co-Investment Opportunities Fund II (Cayman) LP
See All Filings
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D |
2020-03-27 15:24:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC and Plurimi Wealth LLP
- CIK Number
- 0001807789
- Filed Document
- 0001807477-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:24:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D |
2020-03-27 15:20:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC and Plurimi Wealth LLP
- CIK Number
- 0001807784
- Filed Document
- 0001807477-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:20:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Closed-End Bond Fund, a series of 525 Market Street Fund, LLC
See All Filings
|
D/A |
2020-03-27 15:18:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001516932
- Filed Document
- 0001516932-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:18:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D |
2020-03-27 15:13:44 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001805951
- Filed Document
- 0001805951-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:13:44 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
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|
D/A |
2020-03-27 15:11:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Daley & Tang Securities LLC
- CIK Number
- 0001385865
- Filed Document
- 0001385865-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:11:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
EMERGING MARKETS SMALL CAP FUND, A SERIES OF 525 MARKET STREET FUND, LLC
See All Filings
|
D/A |
2020-03-27 15:09:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001725501
- Filed Document
- 0001794159-20-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:09:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D/A |
2020-03-27 15:08:58 UTC |
- Amount To Be Raised
- $36,647,464
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001792669
- Filed Document
- 0001792669-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-03-27 15:08:58 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|