Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GO Lab, Inc. See All Filings	D	2020-03-30 17:44:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001757949 Filed Document 0001757949-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:44:09 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
EMERGENT VENTURES II, L.P. See All Filings	D	2020-03-30 17:43:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803413 Filed Document 0001803413-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:43:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Susser Bank Holdings LLC See All Filings	D	2020-03-30 17:38:08 UTC
Amount To Be Raised $26,805,000 Associated Brokers / Dealers N/A CIK Number 0001734531 Filed Document 0001133409-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:38:08 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jedi Group Holdings LLC See All Filings	D	2020-03-30 17:29:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808084 Filed Document 0001808084-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:29:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WM Capital Partners 70, LLC See All Filings	D	2020-03-30 17:27:02 UTC
Amount To Be Raised $3,725,000 Associated Brokers / Dealers N/A CIK Number 0001808032 Filed Document 0001808032-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:27:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Chapel Street Residences LLC See All Filings	D	2020-03-30 17:23:47 UTC
Amount To Be Raised $34,113,942 Associated Brokers / Dealers Hines Securities Inc and Commonwealth Financial Network CIK Number 0001807975 Filed Document 0001807975-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:23:47 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Forest Hill Strategic Value Fund, L.P. See All Filings	D/A	2020-03-30 17:23:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC, Matthew L. Morice, and Andrew G. Taylor CIK Number 0001591749 Filed Document 0001315863-20-000313 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:23:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Credit Partners I (Cayman), L.P. See All Filings	D/A	2020-03-30 17:18:25 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001735278 Filed Document 0001012975-20-000339 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:18:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
xMentium Inc. See All Filings	D	2020-03-30 17:13:51 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001807538 Filed Document 0001807538-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:13:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CORUM Eurion See All Filings	D	2020-03-30 17:13:35 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001805241 Filed Document 0000943663-20-000110 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:13:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress Alternative Partners II LP See All Filings	D	2020-03-30 17:11:32 UTC
Amount To Be Raised $4,895,000 Associated Brokers / Dealers N/A CIK Number 0001355283 Filed Document 0001355283-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:11:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
IDG China Venture Capital Fund VI L.P. See All Filings	D	2020-03-30 17:09:39 UTC
Amount To Be Raised $688,000,000 Associated Brokers / Dealers N/A CIK Number 0001807065 Filed Document 0001807065-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:09:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cypress Alternative Funds,LP See All Filings	D	2020-03-30 17:09:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465496 Filed Document 0001465496-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 17:09:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
STAE INC. See All Filings	D	2020-03-30 16:58:43 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001671094 Filed Document 0001671094-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:58:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Predictive Oncology Inc. See All Filings	D	2020-03-30 16:58:09 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers H.C. Wainwright & Co. CIK Number 0001446159 Filed Document 0001288230-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:58:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
True Capital Real Estate Fund VI, LLC See All Filings	D	2020-03-30 16:51:34 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001807470 Filed Document 0001807470-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:51:34 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nellore Capital Partners LP See All Filings	D	2020-03-30 16:42:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769202 Filed Document 0001769202-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:42:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KKR PROPERTY PARTNERS AMERICAS FEEDER L.P. See All Filings	D	2020-03-30 16:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807828 Filed Document 0001807828-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:42:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
METABOLON, INC See All Filings	D/A	2020-03-30 16:40:53 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001223710 Filed Document 0001223710-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:40:53 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
KKR PROPERTY PARTNERS AMERICAS L.P. See All Filings	D	2020-03-30 16:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807843 Filed Document 0001807843-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:40:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hasura, Inc. See All Filings	D	2020-03-30 16:36:36 UTC
Amount To Be Raised $9,609,996 Associated Brokers / Dealers N/A CIK Number 0001766869 Filed Document 0001766869-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:36:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BANCAFFILIATED INC See All Filings	D	2020-03-30 16:27:08 UTC
Amount To Be Raised $64,145,984 Associated Brokers / Dealers N/A CIK Number 0001133409 Filed Document 0001133409-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:27:08 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
M28 Capital Master Fund LP See All Filings	D	2020-03-30 16:23:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807515 Filed Document 0000905718-20-000340 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:23:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Diamond Credit Strategies Offshore, Ltd. See All Filings	D/A	2020-03-30 16:20:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Eaton Partners, LLC CIK Number 0001675780 Filed Document 0001675780-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:20:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passco Tribute DST See All Filings	D/A	2020-03-30 16:19:58 UTC
Amount To Be Raised $47,650,000 Associated Brokers / Dealers Passco Capital, Inc., Concorde Investment Services, LLC, DFPG Investments, LLC, Trawnegan Gall, John Paul Harvey, Scott Glenn Eichler, Stacey Jim Morimoto, Michael Lawrence Cruz, John Stephen Weiss, Bryan Stuart Kocen, Adam Jack Bryan, James Michael Poindexter, Troy Thomas, Debra Jo Schleining, Peter Alexander Finnegan, Kelly H. Clyde, Leslie Margaret Pappas, John Eluwene McKeon, John Kacheong Lee, Jack William Ellison, Bryan Paul Hopkins, Robert Alan Horning, Eric Arthur Bicknese, Sonya Lee Gotz, Christina Suzanne Nielson, Thomas Burgess Hamlin, Thomas Book Jahncke, Timothy Keith Kulhanek, Betty L. Friant, Paul Getty, Randy Alan Barmache, Anthony Brown, Terry Shea, Ronald David Birnbaum, Derek James Elrod, Chay Thomas Lapin, David P. Dahill, Jason Andrew Salmon, Justin Charles Lowy, Susan Jane Gitt, James Thaddeus Walesa, George Roger Duff, James Dale Warring, Patrick Robert Conway, Peter Daniel Fisher, John George Chess, Joshua Daniel Slaybaugh, Kimberly Jo Hart, John Cunningham Lindsey, Christina Lindsey Orta, Mark Richard Swartz, Aaron Steven Broz, Monroe M. Diefendorf Jr, Scott Michael Mahan, Edward Pius Kasperavich, Deborah Ann Stackpole, Matthew J. Nielsen, and David Olsen CIK Number 0001781031 Filed Document 0001781031-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:19:58 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carillon Tower Series Hedge Fund, LLC - Strategic Opportunities I Series See All Filings	D	2020-03-30 16:15:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807533 Filed Document 0000897069-20-000171 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:15:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Strafford Capital, L.P. See All Filings	D/A	2020-03-30 16:14:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724891 Filed Document 0001724891-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:14:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
M28 Capital Offshore Fund Ltd. See All Filings	D	2020-03-30 16:13:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807118 Filed Document 0000905718-20-000338 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:13:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M28 Capital Onshore Fund LP See All Filings	D	2020-03-30 16:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807514 Filed Document 0000905718-20-000336 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:08:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CytoDyn Inc. See All Filings	D	2020-03-30 16:07:01 UTC
Amount To Be Raised $1,157,625 Associated Brokers / Dealers N/A CIK Number 0001175680 Filed Document 0001807094-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:07:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Verb Technology Company, Inc. See All Filings	D	2020-03-30 16:05:34 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001493152-20-005200 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:05:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovation X Holdings Series 2019-6 QP, LLC See All Filings	D	2020-03-30 16:02:43 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001804339 Filed Document 0000905718-20-000334 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:02:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovation X Holdings IV, LLC See All Filings	D	2020-03-30 16:00:24 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001804541 Filed Document 0000905718-20-000332 Exclusions or Exemptions 506b Accepted Date 2020-03-30 16:00:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monteris Medical US, Inc. See All Filings	D	2020-03-30 15:56:06 UTC
Amount To Be Raised $6,136,275 Associated Brokers / Dealers N/A CIK Number 0001625785 Filed Document 0001686266-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:56:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
HELIUS MEDICAL TECHNOLOGIES, INC. See All Filings	D	2020-03-30 15:52:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001610853 Filed Document 0000905718-20-000330 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:52:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Tru Adventure Travel Inc See All Filings	D	2020-03-30 15:47:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001794814 Filed Document 0001794814-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:47:35 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
JWBC, LLC See All Filings	D/A	2020-03-30 15:42:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635118 Filed Document 0001635118-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:42:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GPE IX TKE Co-Investment Limited Partnership See All Filings	D	2020-03-30 15:26:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808033 Filed Document 0001808033-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:26:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVA OVERSEAS FUND (CAYMAN) LTD See All Filings	D/A	2020-03-30 15:24:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001429008 Filed Document 0001429008-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:24:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN WEALTH CAPITAL LIV US INVESTOR, LP See All Filings	D/A	2020-03-30 15:21:52 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers N/A CIK Number 0001806907 Filed Document 0001642247-20-000029 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:21:52 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
IVA OVERSEAS FUND (DELAWARE) LP See All Filings	D/A	2020-03-30 15:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001429009 Filed Document 0001429033-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAFNA Fund LP See All Filings	D/A	2020-03-30 15:13:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001407156 Filed Document 0001407156-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:13:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IVA GLOBAL FUND (DELAWARE) LP See All Filings	D/A	2020-03-30 15:09:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co CIK Number 0001429033 Filed Document 0001429033-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:09:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAFNA Fund LP See All Filings	D/A	2020-03-30 15:06:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC and IDB Capital Corp CIK Number 0001407156 Filed Document 0001407156-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:06:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GRAHAM GLOBAL INVESTMENT FUND II SPC LTD See All Filings	D/A	2020-03-30 15:02:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE and Multiple CIK Number 0001269194 Filed Document 0001593364-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:02:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
GRAHAM GLOBAL INVESTMENT FUND I SPC LTD See All Filings	D/A	2020-03-30 15:01:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE and Multiple CIK Number 0000941031 Filed Document 0001593364-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-03-30 15:01:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
GRAHAM ALTERNATIVE INVESTMENT FUND II LLC See All Filings	D/A	2020-03-30 14:58:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, and MULTIPLE CIK Number 0001461237 Filed Document 0001593364-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-03-30 14:58:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
GRAHAM ALTERNATIVE INVESTMENT FUND I LLC See All Filings	D/A	2020-03-30 14:56:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, MULTIPLE, and MULTIPLE CIK Number 0001461219 Filed Document 0001593364-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-03-30 14:56:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Graham Absolute Return Trading Ltd. See All Filings	D/A	2020-03-30 14:54:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001593406 Filed Document 0001593364-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-30 14:54:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Graham Absolute Return Ltd. See All Filings	D/A	2020-03-30 14:52:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001593364 Filed Document 0001593364-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 14:52:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity