Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MICRO CAP PARTNERS L P See All Filings	D/A	2020-03-31 13:44:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMX Global Partners, LLC CIK Number 0000941712 Filed Document 0000935836-20-000227 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:44:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novuson Surgical, Inc. See All Filings	D	2020-03-31 13:43:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655934 Filed Document 0001591408-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:43:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sitka Gold Corp. See All Filings	D	2020-03-31 13:41:34 UTC
Amount To Be Raised $85,221 Associated Brokers / Dealers N/A CIK Number 0001747657 Filed Document 0001567619-20-007215 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:41:34 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus 20 RM USTE Feeder, L.P. See All Filings	D	2020-03-31 13:41:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802811 Filed Document 0000905718-20-000344 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:41:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus 20 RM Fund, L.P. See All Filings	D	2020-03-31 13:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802787 Filed Document 0000905718-20-000342 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:40:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snip Internet, LLC See All Filings	D	2020-03-31 13:39:10 UTC
Amount To Be Raised $7,775,523 Associated Brokers / Dealers N/A CIK Number 0001808143 Filed Document 0001808143-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:39:10 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Power Innovation Fund, L.P. See All Filings	D	2020-03-31 13:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807840 Filed Document 0001807840-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:06:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRK Investment Partners LP See All Filings	D	2020-03-31 13:05:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807088 Filed Document 0001807088-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:05:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINESENSE TECHNOLOGIES LTD. See All Filings	D	2020-03-31 13:02:06 UTC
Amount To Be Raised $7,537,708 Associated Brokers / Dealers N/A CIK Number 0001571702 Filed Document 0001567619-20-007210 Exclusions or Exemptions 506b Accepted Date 2020-03-31 13:02:06 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Rivonia Road Fund LP See All Filings	D/A	2020-03-31 12:59:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735838 Filed Document 0001735838-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:59:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skopos Labs, Inc. See All Filings	D/A	2020-03-31 12:48:08 UTC
Amount To Be Raised $4,104,679 Associated Brokers / Dealers N/A CIK Number 0001795705 Filed Document 0001795705-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:48:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Joule Assets, Inc. See All Filings	D	2020-03-31 12:46:40 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001593466 Filed Document 0001593466-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:46:40 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
4227 Sungate LLC See All Filings	D	2020-03-31 12:36:28 UTC
Amount To Be Raised $1,775,000 Associated Brokers / Dealers N/A CIK Number 0001808128 Filed Document 0001808128-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:36:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Yellow Mountain Capital Partners, LP See All Filings	D/A	2020-03-31 12:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694035 Filed Document 0001694035-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:32:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kalkriese Capital Partners, LP See All Filings	D/A	2020-03-31 12:23:15 UTC
Amount To Be Raised $145,000,000 Associated Brokers / Dealers N/A CIK Number 0001732750 Filed Document 0001732750-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:23:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Integrity Mobility Autonomous Air, L.P. See All Filings	D	2020-03-31 12:22:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001806554 Filed Document 0001806554-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:22:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angel Physicians Fund, LLC See All Filings	D	2020-03-31 12:20:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001807895 Filed Document 0001807895-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:20:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
ICG Access Fund, LLC See All Filings	D/A	2020-03-31 12:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513370 Filed Document 0001513370-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:04:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smallhold, Inc. See All Filings	D	2020-03-31 12:03:29 UTC
Amount To Be Raised $3,666,642 Associated Brokers / Dealers N/A CIK Number 0001808074 Filed Document 0001808074-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 12:03:29 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shinn Creek Fund, L.P. See All Filings	D/A	2020-03-31 11:49:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636455 Filed Document 0001461373-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-03-31 11:49:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG Insurance Fund II LLC See All Filings	D/A	2020-03-31 11:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736016 Filed Document 0001736016-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 11:45:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ILIAD BIOTECHNOLOGIES, LLC See All Filings	D/A	2020-03-31 11:33:37 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers WALTER C. GREENBLATT CIK Number 0001658367 Filed Document 0001658367-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 11:33:37 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sovereign's Capital III, LP See All Filings	D/A	2020-03-31 11:27:16 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001759076 Filed Document 0001759076-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 11:27:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND LXXV LLC See All Filings	D	2020-03-31 11:27:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001802411 Filed Document 0001802411-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 11:27:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Tugboat Logic, Inc. See All Filings	D	2020-03-31 11:20:42 UTC
Amount To Be Raised $8,999,999 Associated Brokers / Dealers N/A CIK Number 0001780141 Filed Document 0001780141-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 11:20:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND LXXIV LLC See All Filings	D	2020-03-31 11:18:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001802412 Filed Document 0001802412-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 11:18:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ICG ACCESS FUND OFFSHORE SPC Ltd See All Filings	D/A	2020-03-31 11:16:26 UTC
Amount To Be Raised $49,428,868 Associated Brokers / Dealers N/A CIK Number 0001539659 Filed Document 0001539659-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 11:16:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IC HEDGE FUND SERIES, L.P. / SERIES BALANCED INTERESTS See All Filings	D/A	2020-03-31 11:07:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRONTIER SOLUTIONS, LLC CIK Number 0001702250 Filed Document 0000919574-20-002648 Exclusions or Exemptions 506b Accepted Date 2020-03-31 11:07:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hamner Drive, LLC See All Filings	D	2020-03-31 10:59:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808062 Filed Document 0000935836-20-000226 Exclusions or Exemptions 506b Accepted Date 2020-03-31 10:59:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sparkline Genesis Fund Onshore LP See All Filings	D	2020-03-31 10:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807556 Filed Document 0001315863-20-000314 Exclusions or Exemptions 506b Accepted Date 2020-03-31 10:57:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Ireland Partners Fund SCSp See All Filings	D	2020-03-31 10:57:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807643 Filed Document 0000902664-20-001669 Exclusions or Exemptions 506b Accepted Date 2020-03-31 10:57:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REVO Alpha Fund, LP See All Filings	D/A	2020-03-31 10:53:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684880 Filed Document 0001684880-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 10:53:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
aMoon 2 Fund Limited Partnership See All Filings	D/A	2020-03-31 10:36:04 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001744099 Filed Document 0001744099-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 10:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MID PENN BANCORP INC See All Filings	D	2020-03-31 10:35:06 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0000879635 Filed Document 0001209191-20-021765 Exclusions or Exemptions 506b Accepted Date 2020-03-31 10:35:06 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Starboard Premier DST See All Filings	D/A	2020-03-31 10:19:11 UTC
Amount To Be Raised $15,300,000 Associated Brokers / Dealers MCDERMOTT INVESTMENT SERVICES, LLC, COLORADO FINANCIAL SERVICE CORPORATION, Port Securities, Inc, Concorde Investment Services, CAPULENT LLC, DAI Securities, LLC, GREAT POINT CAPITAL LLC, and THORNHILL SECURITIES, INC. CIK Number 0001801337 Filed Document 0001801337-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-03-31 10:19:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cinven Vertical Limited Partnership See All Filings	D	2020-03-31 10:03:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808053 Filed Document 0001808053-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-03-31 10:03:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Equity Managers II (Plath) LP See All Filings	D	2020-03-31 09:51:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806559 Filed Document 0001806559-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 09:51:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TITAN MASTERS FUND LP See All Filings	D/A	2020-03-31 09:47:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142022 Filed Document 0001142022-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 09:47:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTVO, INC. See All Filings	D	2020-03-31 09:19:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001808103 Filed Document 0001808103-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 09:19:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
BEAR CREEK PRODUCTS 2020-1 (TCH-I), LLLP See All Filings	D	2020-03-31 08:35:53 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001804210 Filed Document 0001804210-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 08:35:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 134 See All Filings	D/A	2020-03-31 08:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001651371 Filed Document 0001651371-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 08:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 168 See All Filings	D/A	2020-03-31 08:02:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc CIK Number 0001698394 Filed Document 0001698394-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 08:02:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orono Spectral Solutions, Inc. See All Filings	D	2020-03-31 07:26:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001618299 Filed Document 0001618299-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-31 07:26:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
ACRES Mortgage Fund Ltd. See All Filings	D	2020-03-30 21:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX CAPITAL LLC, GOLD EAGLE ENTERPRISES LIMITED, LARRAINVIAL SECURITIES US LLC, LARRAIN VIAL INVESTMENTS INC., and XP INVESTMENTS US, LLC CIK Number 0001780445 Filed Document 0001780445-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 21:39:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infinitum Capital Partners LP See All Filings	D/A	2020-03-30 21:24:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721453 Filed Document 0001721453-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 21:24:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
CYPRESS VENTURE CAPITAL FUND, L.P. See All Filings	D	2020-03-30 21:14:29 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers N/A CIK Number 0001638264 Filed Document 0001638264-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 21:14:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
CYPRESS TECHNOLOGY PARTNERS, L.P. See All Filings	D	2020-03-30 21:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638178 Filed Document 0001638178-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 21:13:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CYPRESS STRUCTURED CREDIT, L.P. See All Filings	D	2020-03-30 21:11:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603975 Filed Document 0001603975-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 21:11:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Cypress Real Estate II L.P. See All Filings	D	2020-03-30 21:09:25 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001479629 Filed Document 0001479629-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 21:09:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CYPRESS REAL ESTATE OPPORTUNITY FUND 2012, L.P. See All Filings	D	2020-03-30 21:08:14 UTC
Amount To Be Raised $13,975,000 Associated Brokers / Dealers N/A CIK Number 0001573175 Filed Document 0001573175-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-03-30 21:08:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund