Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IL Villaggio at San Luis Obispo, LLC See All Filings	D	2020-04-03 15:52:51 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:52:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
O2 Oxygen SIB Intermediate, LLC See All Filings	D	2020-04-03 15:49:29 UTC
Amount To Be Raised $13,800,000 Associated Brokers / Dealers N/A CIK Number 0001807740 Filed Document 0001596771-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:49:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Newbury Equity Partners V (Ontario) L.P. See All Filings	D	2020-04-03 15:47:03 UTC
Amount To Be Raised $1,750,000,000 Associated Brokers / Dealers Finanzas y Negocios Servicios Financieros Limitada CIK Number 0001806590 Filed Document 0001012975-20-000371 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:47:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MATTERHORN PARTNERS, L.P. See All Filings	D/A	2020-04-03 15:45:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001009350 Filed Document 0000919574-20-002731 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:45:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
10Rule, Inc. See All Filings	D	2020-04-03 15:44:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001769361 Filed Document 0001769361-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:44:50 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
PARKWAY BANCORP INC/IL See All Filings	D	2020-04-03 15:44:16 UTC
Amount To Be Raised $23,500,000 Associated Brokers / Dealers KEEFE, BRUYETTE & WOODS, INC. CIK Number 0001041735 Filed Document 0001041735-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:44:16 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Animal Life Sciences, Inc. See All Filings	D	2020-04-03 15:43:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797010 Filed Document 0001797010-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:43:22 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CPI (Carlyle Property) Private Investors, LLC See All Filings	D/A	2020-04-03 15:33:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001744914 Filed Document 0001744914-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:33:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pannotia Fund, Ltd. See All Filings	D/A	2020-04-03 15:31:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683708 Filed Document 0000905718-20-000388 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:31:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shenkman Tactical Credit Fund (Cayman) LP See All Filings	D/A	2020-04-03 15:30:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Inc. CIK Number 0001758246 Filed Document 0000902664-20-001744 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:30:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mendon Capital QP LP See All Filings	D/A	2020-04-03 15:30:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639084 Filed Document 0001639084-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:30:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbia Lake Partners Growth Lending (Holdings), LLC - Series C See All Filings	D	2020-04-03 15:30:05 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001808264 Filed Document 0001808264-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:30:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PANNOTIA PARTNERS, L.P. See All Filings	D/A	2020-04-03 15:29:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480957 Filed Document 0000905718-20-000386 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:29:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shenkman Tactical Credit Fund LP See All Filings	D/A	2020-04-03 15:27:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Inc. CIK Number 0001761005 Filed Document 0000902664-20-001743 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:27:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUEST JAPAN, L.P. See All Filings	D/A	2020-04-03 15:25:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001397578 Filed Document 0000905718-20-000384 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:25:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Farrington Equity Opportunities Fund A (QP), L.P. See All Filings	D/A	2020-04-03 15:25:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588173 Filed Document 0001461373-20-000025 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:25:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Farrington International Equity Fund (QP), LP See All Filings	D/A	2020-04-03 15:20:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554259 Filed Document 0001461373-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:20:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
QUEST EUROPE, L.P. See All Filings	D/A	2020-04-03 15:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385336 Filed Document 0000905718-20-000382 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:19:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Triangle Digital Ventures III, LLC See All Filings	D	2020-04-03 15:18:23 UTC
Amount To Be Raised $1,815,000 Associated Brokers / Dealers N/A CIK Number 0001808457 Filed Document 0001808457-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:18:23 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ocient Inc. See All Filings	D	2020-04-03 15:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766293 Filed Document 0001766293-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:17:55 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ArrowMark Income Opportunity Fund, Ltd. See All Filings	D/A	2020-04-03 15:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521757 Filed Document 0001521757-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:15:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Farrington Diversified Strategies Fund A (QP), L.P. See All Filings	D/A	2020-04-03 15:15:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588167 Filed Document 0001461373-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:15:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Carrot Inc. See All Filings	D	2020-04-03 15:14:43 UTC
Amount To Be Raised $15,038,000 Associated Brokers / Dealers N/A CIK Number 0001714744 Filed Document 0001714744-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:14:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cambrian Global Partners, L.P. See All Filings	D/A	2020-04-03 15:14:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308887 Filed Document 0000905718-20-000379 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:14:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ocient Holdings LLC See All Filings	D	2020-04-03 15:11:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766325 Filed Document 0001766325-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:11:52 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Farrington Income Strategies Fund (QP), LP See All Filings	D/A	2020-04-03 15:10:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554267 Filed Document 0001461373-20-000022 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:10:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Helikon Long Short Equity Fund LP See All Filings	D	2020-04-03 15:10:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808060 Filed Document 0000902664-20-001741 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:10:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextPlay Careers, Inc. See All Filings	D	2020-04-03 15:07:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001795620 Filed Document 0001795620-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:07:54 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Farrington Diversified Strategies Fund B (QP), L.P. See All Filings	D/A	2020-04-03 15:06:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596116 Filed Document 0001461373-20-000021 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:06:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Village Global II, L.P. See All Filings	D	2020-04-03 15:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808038 Filed Document 0001808038-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:03:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMBRIAN PARTNERS LP See All Filings	D/A	2020-04-03 15:00:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001140575 Filed Document 0000905718-20-000377 Exclusions or Exemptions 506b Accepted Date 2020-04-03 15:00:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRRR INC. See All Filings	D	2020-04-03 14:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808285 Filed Document 0001808285-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-04-03 14:58:12 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ClearBlade, Inc. See All Filings	D	2020-04-03 14:55:46 UTC
Amount To Be Raised $12,940,496 Associated Brokers / Dealers N/A CIK Number 0001690294 Filed Document 0001690294-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:55:46 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Secondary Overflow Fund IV L.P. See All Filings	D/A	2020-04-03 14:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772819 Filed Document 0001772819-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:54:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
One Peak Growth II SCSp See All Filings	D	2020-04-03 14:54:30 UTC
Amount To Be Raised $432,000,000 Associated Brokers / Dealers Houlihan Lokey EMEA, LLP CIK Number 0001808357 Filed Document 0001012975-20-000370 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:54:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEMSPRING CAPITAL FUND II, LP See All Filings	D	2020-04-03 14:54:25 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers ACALYX ADVISORS, INC. CIK Number 0001807034 Filed Document 0001807034-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:54:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ArrowMark Income Opportunity Fund, LP See All Filings	D/A	2020-04-03 14:53:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521758 Filed Document 0001521758-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:53:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2020-04-03 14:53:23 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:53:23 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
GEMSPRING CAPITAL FUND II-A, LP See All Filings	D	2020-04-03 14:52:45 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers ACALYX ADVISORS, INC. CIK Number 0001807035 Filed Document 0001807035-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:52:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
QUEST CAPITAL PARTNERS L.P. See All Filings	D/A	2020-04-03 14:52:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000919124 Filed Document 0000905718-20-000375 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:52:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PGIM Core Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2020-04-03 14:48:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001702142 Filed Document 0001702142-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:48:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Five on Fifth, LLC See All Filings	D	2020-04-03 14:44:39 UTC
Amount To Be Raised $7,450,000 Associated Brokers / Dealers N/A CIK Number 0001808334 Filed Document 0001808334-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:44:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT SAGAMORE LLC See All Filings	D/A	2020-04-03 14:42:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177736 Filed Document 0001507943-20-000043 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:42:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Patriot LLC See All Filings	D/A	2020-04-03 14:41:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300627 Filed Document 0001507943-20-000042 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:41:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT MESA LLC See All Filings	D/A	2020-04-03 14:40:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199904 Filed Document 0001507943-20-000041 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:40:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quest Europe, Ltd. See All Filings	D/A	2020-04-03 14:40:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683544 Filed Document 0000905718-20-000373 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:40:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Newport Liberty, LLC See All Filings	D/A	2020-04-03 14:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639328 Filed Document 0001507943-20-000040 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:40:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport MMPPT, LLC See All Filings	D/A	2020-04-03 14:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736576 Filed Document 0001507943-20-000039 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArrowMark Income Opportunity Fund QP, L.P. See All Filings	D/A	2020-04-03 14:38:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566696 Filed Document 0001566696-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:38:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SutroVax, Inc. See All Filings	D	2020-04-03 14:28:32 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001649094 Filed Document 0001288320-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-03 14:28:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity