Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cutler Financials Fund, L.P. See All Filings	D/A	2020-04-13 15:21:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547696 Filed Document 0001547696-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 15:21:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LUXY TECHNOLOGIES, INC. See All Filings	D	2020-04-13 15:19:16 UTC
Amount To Be Raised $1,455,000 Associated Brokers / Dealers N/A CIK Number 0001784891 Filed Document 0001784891-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 15:19:16 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
BETTER PT INC. See All Filings	D	2020-04-13 15:03:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001694251 Filed Document 0001694251-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 15:03:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Mobilize Networks, Inc. See All Filings	D	2020-04-13 15:02:55 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001809179 Filed Document 0001809179-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 15:02:55 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maya Capital Series Co-Invest I, L.P. (Series NotCo) See All Filings	D	2020-04-13 14:58:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809021 Filed Document 0001809021-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:58:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Square Capital Partners IV (USD), SCSp See All Filings	D/A	2020-04-13 14:56:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001773445 Filed Document 0001807456-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:56:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Park Square Capital Partners IV, SCSp See All Filings	D/A	2020-04-13 14:55:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001773401 Filed Document 0001807456-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:55:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Property Corp 2020 See All Filings	D/A	2020-04-13 14:53:39 UTC
Amount To Be Raised $340,000,000 Associated Brokers / Dealers N/A CIK Number 0001802364 Filed Document 0001642247-20-000031 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:53:39 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
PHALANX JAPAN AUSTRALASIA MULTI STRATEGY US FUND LP See All Filings	D/A	2020-04-13 14:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329651 Filed Document 0001329651-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Enterprise Software Opportunities Fund, L.P. See All Filings	D	2020-04-13 14:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805662 Filed Document 0001805662-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:49:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Virago Spirits, LLC See All Filings	D/A	2020-04-13 14:47:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001765750 Filed Document 0001765750-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:47:33 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Four Pines Onshore Fund LP See All Filings	D	2020-04-13 14:44:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808411 Filed Document 0001808411-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:44:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rallybio Holdings, LLC See All Filings	D	2020-04-13 14:44:21 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001739410 Filed Document 0001739410-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:44:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Clayton, Dubilier & Rice XI (Scotland), L.P. See All Filings	D	2020-04-13 14:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807456 Filed Document 0001807456-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:40:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PEOPLES BANKSHARES INC/GA/ See All Filings	D	2020-04-13 14:39:58 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0000728305 Filed Document 0000728305-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:39:58 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Inspired Capital FNX, L.P. See All Filings	D	2020-04-13 14:32:32 UTC
Amount To Be Raised $1,036,000 Associated Brokers / Dealers N/A CIK Number 0001806529 Filed Document 0001806529-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:32:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baseline CRE Income Fund, LLC See All Filings	D/A	2020-04-13 14:16:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772548 Filed Document 0001772548-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:16:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
AHL Dimension (Cayman) Ltd See All Filings	D/A	2020-04-13 14:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001671615 Filed Document 0001671615-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 14:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ramius Merger Fund LLC See All Filings	D/A	2020-04-13 13:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Flying Cloud Securities LLC and Ascalon Capital Managers Limited CIK Number 0001575790 Filed Document 0001575790-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:56:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CT BW Naples LLC See All Filings	D	2020-04-13 13:55:19 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001808477 Filed Document 0001808477-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:55:19 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Florida Funders Peerfit Fund III, LLC See All Filings	D	2020-04-13 13:53:34 UTC
Amount To Be Raised $156,481 Associated Brokers / Dealers N/A CIK Number 0001803847 Filed Document 0001803847-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:53:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PANDA PLATES INC. See All Filings	D	2020-04-13 13:52:51 UTC
Amount To Be Raised $5,002,437 Associated Brokers / Dealers N/A CIK Number 0001808886 Filed Document 0001808886-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:52:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATO Ventures, LP See All Filings	D/A	2020-04-13 13:52:33 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001772966 Filed Document 0001772966-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:52:33 UTC Type of Offering D/A Industry Other Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Key Fund I, LP See All Filings	D	2020-04-13 13:50:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602050 Filed Document 0001602050-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:50:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aureal Capital Ltd. See All Filings	D/A	2020-04-13 13:43:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773296 Filed Document 0001773296-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:43:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Canncure Investments Inc. See All Filings	D	2020-04-13 13:40:18 UTC
Amount To Be Raised $3,075,000 Associated Brokers / Dealers N/A CIK Number 0001778297 Filed Document 0001062993-20-001765 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:40:18 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
DAI GEO US, Inc. See All Filings	D	2020-04-13 13:29:08 UTC
Amount To Be Raised $5,999,982 Associated Brokers / Dealers N/A CIK Number 0001668671 Filed Document 0001567619-20-007849 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:29:08 UTC Type of Offering D Industry Business Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Bioverge Funds, RockStep I, LLC See All Filings	D	2020-04-13 13:23:35 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Bioverge Funds Management, LLC CIK Number 0001809227 Filed Document 0001809227-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:23:35 UTC Type of Offering D Industry Investing Principal Place of Business IDAHO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Notion Labs, Inc. See All Filings	D	2020-04-13 13:16:07 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001781814 Filed Document 0001781814-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:16:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aureal Capital LP See All Filings	D/A	2020-04-13 13:09:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773297 Filed Document 0001773297-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 13:09:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAYHORSE SILVER INC. See All Filings	D	2020-04-13 12:56:30 UTC
Amount To Be Raised $14,200 Associated Brokers / Dealers Canaccord Genuity CIK Number 0001432588 Filed Document 0001273511-20-000057 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:56:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Spectra7 Microsystems Inc. See All Filings	D	2020-04-13 12:51:55 UTC
Amount To Be Raised $805,000 Associated Brokers / Dealers N/A CIK Number 0001580220 Filed Document 0001062993-20-001764 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:51:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BrainCheck, Inc. See All Filings	D/A	2020-04-13 12:45:36 UTC
Amount To Be Raised $4,709,995 Associated Brokers / Dealers N/A CIK Number 0001649864 Filed Document 0001649864-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:45:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Freedom Fund, LLC See All Filings	D	2020-04-13 12:38:41 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001809220 Filed Document 0001809220-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:38:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Asia Fund VI, L.P. See All Filings	D/A	2020-04-13 12:38:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734589 Filed Document 0001734589-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:38:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2020-04-13 12:19:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-20-045788 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:19:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2020-04-13 12:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric Naison-Phillips CIK Number 0001080429 Filed Document 0001104659-20-045786 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:18:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2020-04-13 12:17:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind CIK Number 0001080429 Filed Document 0001104659-20-045785 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:17:58 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2020-04-13 12:16:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-20-045783 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:16:49 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2020-04-13 12:14:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001080429 Filed Document 0001104659-20-045781 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:14:22 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SageOne India Growth US Fund See All Filings	D/A	2020-04-13 12:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705211 Filed Document 0001705211-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 12:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bybrook Capital Fund Ltd See All Filings	D/A	2020-04-13 11:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639543 Filed Document 0000902664-20-001792 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:59:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHALE ROCK FLAGSHIP FUND LTD See All Filings	D/A	2020-04-13 11:57:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001457666 Filed Document 0001457666-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:57:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Napier Park Strategic CLO Fund LP See All Filings	D/A	2020-04-13 11:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671842 Filed Document 0000902664-20-001791 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHALE ROCK FLAGSHIP FUND L P See All Filings	D/A	2020-04-13 11:54:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001363290 Filed Document 0001363290-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:54:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dilation Partners, LP See All Filings	D	2020-04-13 11:53:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808302 Filed Document 0000902664-20-001790 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:53:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Varden Pacific Opportunity Partners I LP See All Filings	D/A	2020-04-13 11:50:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518756 Filed Document 0001405086-20-000101 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:50:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WHALE ROCK FLAGSHIP (AI) FUND LP See All Filings	D/A	2020-04-13 11:50:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001457667 Filed Document 0001457667-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:50:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varden Pacific Opportunity Offshore Fund I Ltd See All Filings	D/A	2020-04-13 11:49:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544843 Filed Document 0001405086-20-000100 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:49:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vodori, Inc. See All Filings	D	2020-04-13 11:48:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001719726 Filed Document 0001719726-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-13 11:48:13 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity