Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hillsdale Global Small Cap Equity Fund See All Filings	D/A	2020-04-14 17:40:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771932 Filed Document 0001315863-20-000360 Exclusions or Exemptions 506b Accepted Date 2020-04-14 17:40:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TREMAYNE ANTONIO WILLIAMS - GRANTOR See All Filings	D	2020-04-14 17:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LORD TAW UNIVERSAL IT and LORD TAW UNIVERSAL IT CAPITAL UNITS CIK Number 0001809480 Filed Document 0001809480-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-14 17:37:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
XCaliber Biotechnology, Inc. See All Filings	D	2020-04-14 17:29:54 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001809483 Filed Document 0001809483-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 17:29:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spider Capital Partners I Select, L.P. See All Filings	D	2020-04-14 17:23:34 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001809265 Filed Document 0001809265-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 17:23:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCM Targeted Alpha Fund, LLC See All Filings	D/A	2020-04-14 17:19:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729421 Filed Document 0001729421-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-14 17:19:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phio Pharmaceuticals Corp. See All Filings	D	2020-04-14 17:16:30 UTC
Amount To Be Raised $4,375,011 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001533040 Filed Document 0001683168-20-001189 Exclusions or Exemptions 506b Accepted Date 2020-04-14 17:16:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Worldwide Healthcare Partners LLC See All Filings	D	2020-04-14 17:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778617 Filed Document 0000950172-20-000069 Exclusions or Exemptions 506b Accepted Date 2020-04-14 17:16:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Healthcare Partners LLC See All Filings	D	2020-04-14 17:14:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778567 Filed Document 0000950172-20-000068 Exclusions or Exemptions 506b Accepted Date 2020-04-14 17:14:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Special Situations (TE) Feeder III L.P. See All Filings	D	2020-04-14 17:09:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802784 Filed Document 0000950142-20-001115 Exclusions or Exemptions 506b Accepted Date 2020-04-14 17:09:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Special Situations (EEA) Fund Private Investors III SCSp See All Filings	D	2020-04-14 17:06:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802785 Filed Document 0000950142-20-001114 Exclusions or Exemptions 506b Accepted Date 2020-04-14 17:06:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fidelity Distressed Opportunities Fund I, LP See All Filings	D	2020-04-14 17:01:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Distributors Company LLC and Fidelity Brokerage Services LLC CIK Number 0001809390 Filed Document 0001809386-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-14 17:01:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Special Situations (Domestic) Fund Private Investors III L.P. See All Filings	D	2020-04-14 17:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802786 Filed Document 0000950142-20-001113 Exclusions or Exemptions 506b Accepted Date 2020-04-14 17:00:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3638 Falling Springs, LLC See All Filings	D	2020-04-14 16:56:01 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001809466 Filed Document 0001445866-20-000391 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:56:01 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Ashford Institutional Growth Fund, L.L.C. See All Filings	D	2020-04-14 16:54:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746179 Filed Document 0001746179-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:54:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Circa Health LLC See All Filings	D	2020-04-14 16:53:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809128 Filed Document 0001809128-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:53:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aequim Arbitrage Fund Ltd See All Filings	D/A	2020-04-14 16:51:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773115 Filed Document 0001773115-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:51:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fidelity Distressed Opportunities Offshore Fund I, LP See All Filings	D	2020-04-14 16:45:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Distributors Company LLC and Fidelity Brokerage Services LLC CIK Number 0001809386 Filed Document 0001809386-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:45:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Live Oak - ALC, LLC See All Filings	D	2020-04-14 16:43:52 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001809414 Filed Document 0001809414-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:43:52 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Rallyday Partners Fund I GP LLC See All Filings	D	2020-04-14 16:39:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808682 Filed Document 0001808682-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:39:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Section 32 Fund 3, LP See All Filings	D	2020-04-14 16:38:18 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001808115 Filed Document 0001808115-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:38:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Altaris Health Partners V-A, L.P. See All Filings	D	2020-04-14 16:37:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001795779 Filed Document 0001795779-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:37:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Precision Autonomy Services, Inc. See All Filings	D	2020-04-14 16:31:18 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001777948 Filed Document 0001777948-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:31:18 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Altaris Health Partners V, L.P. See All Filings	D	2020-04-14 16:28:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001795778 Filed Document 0001795778-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:28:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GOTOBRAZILS WAXING CENTER, INC. See All Filings	D	2020-04-14 16:26:58 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001809449 Filed Document 0001793520-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:26:58 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Speedscale Inc. See All Filings	D/A	2020-04-14 16:18:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807698 Filed Document 0001807698-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:18:24 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PHNY 351 Office Investor, LLC See All Filings	D	2020-04-14 16:18:23 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers None CIK Number 0001808104 Filed Document 0001808104-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:18:23 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Enduvo, Inc. See All Filings	D	2020-04-14 16:15:49 UTC
Amount To Be Raised $4,473,547 Associated Brokers / Dealers N/A CIK Number 0001728944 Filed Document 0001728944-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:15:49 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
COMVEST STRATEGIC GROWTH FUND, L.P. See All Filings	D/A	2020-04-14 16:11:11 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001721802 Filed Document 0001721802-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:11:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SERIES D LONG SHORT CREDIT, a segregated series of TISHMAN CAPITAL PARTNERS ONSHORE FUND LP See All Filings	D	2020-04-14 16:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809156 Filed Document 0001809156-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 16:02:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juniper Health, Inc. See All Filings	D	2020-04-14 15:56:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001809372 Filed Document 0001809372-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:56:46 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SILVER RANGE RESOURCES LTD See All Filings	D	2020-04-14 15:52:20 UTC
Amount To Be Raised $42,546 Associated Brokers / Dealers N/A CIK Number 0001546361 Filed Document 0001183740-20-000068 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:52:20 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Meridia Capital IV SCA SICAV-RAIF See All Filings	D	2020-04-14 15:50:52 UTC
Amount To Be Raised $336,960,000 Associated Brokers / Dealers N/A CIK Number 0001808506 Filed Document 0001192482-20-000288 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:50:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rodio Inc. See All Filings	D	2020-04-14 15:46:49 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001809281 Filed Document 0001809281-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:46:49 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Valmeade Meadowside Holdings, LP See All Filings	D	2020-04-14 15:46:05 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers N/A CIK Number 0001809286 Filed Document 0000950172-20-000067 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:46:05 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Gear Up Sports, Inc. See All Filings	D	2020-04-14 15:45:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001759518 Filed Document 0001759518-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:45:38 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Norland DTS Holdings, LLC See All Filings	D	2020-04-14 15:33:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808958 Filed Document 0000902664-20-001799 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:33:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMS U.S. Investors, LLC See All Filings	D	2020-04-14 15:28:48 UTC
Amount To Be Raised $2,240,000 Associated Brokers / Dealers N/A CIK Number 0001809199 Filed Document 0000892712-20-000152 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:28:48 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Veritas Capital Credit Opportunities Fund (Onshore), L.P. See All Filings	D/A	2020-04-14 15:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001773501 Filed Document 0001773501-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:28:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brevet Direct Lending - Short Duration Fund, L.P. See All Filings	D/A	2020-04-14 15:25:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456411 Filed Document 0001456411-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:25:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoverCress Inc. See All Filings	D	2020-04-14 15:25:28 UTC
Amount To Be Raised $5,251,000 Associated Brokers / Dealers N/A CIK Number 0001642884 Filed Document 0001642884-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:25:28 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Base Rate Fund QP, L.P. See All Filings	D/A	2020-04-14 15:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762661 Filed Document 0001762661-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veritas Capital Credit Opportunities Fund, L.P. See All Filings	D/A	2020-04-14 15:19:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001773502 Filed Document 0001773502-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:19:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cavalry Sanitizers, L.L.C. See All Filings	D	2020-04-14 15:18:14 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001809176 Filed Document 0001809176-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:18:14 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
BC Immigration Fund LLC See All Filings	D/A	2020-04-14 15:18:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796207 Filed Document 0001796207-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:18:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Base Rate Fund, L.P. See All Filings	D/A	2020-04-14 15:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762660 Filed Document 0001762660-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:15:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rose Grove Henley Cayman Fund Ltd. See All Filings	D	2020-04-14 15:14:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808831 Filed Document 0001808831-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 15:14:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Balboa Income Fund LP See All Filings	D/A	2020-04-14 14:55:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704124 Filed Document 0000935836-20-000262 Exclusions or Exemptions 506b Accepted Date 2020-04-14 14:55:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piccolo Medical, Inc. See All Filings	D	2020-04-14 14:44:43 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001750634 Filed Document 0001750634-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 14:44:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Rose Grove Henley Fund LP See All Filings	D	2020-04-14 14:30:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808832 Filed Document 0001808832-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-14 14:30:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Akers Biosciences, Inc. See All Filings	D	2020-04-14 14:28:32 UTC
Amount To Be Raised $459,998 Associated Brokers / Dealers N/A CIK Number 0001321834 Filed Document 0001493152-20-006344 Exclusions or Exemptions 506b Accepted Date 2020-04-14 14:28:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire