Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Innovative Med Concepts, LLC See All Filings	D	2020-04-15 13:38:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001547539 Filed Document 0001547539-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:38:21 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Debt
Prologis Targeted U.S. Logistics REIT II, Inc. See All Filings	D/A	2020-04-15 13:38:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001714283 Filed Document 0001714283-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:38:19 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prologis Targeted U.S. Logistics REIT, Inc. See All Filings	D/A	2020-04-15 13:36:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308526 Filed Document 0001308526-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:36:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prologis Targeted U.S. Logistics Holdings II, L.P. See All Filings	D/A	2020-04-15 13:34:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713082 Filed Document 0001713082-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:34:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prologis Targeted U.S. Logistics Holdings, L.P. See All Filings	D/A	2020-04-15 13:32:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460242 Filed Document 0001460242-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:32:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prologis European Logistics Fund See All Filings	D/A	2020-04-15 13:30:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589134 Filed Document 0001589134-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:30:31 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
View Ridge Capital Partners, LP See All Filings	D/A	2020-04-15 13:29:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666259 Filed Document 0000935836-20-000266 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:29:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Managed Accounts ICAV - MW TOPS Emerging Markets Fund II See All Filings	D	2020-04-15 13:26:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809318 Filed Document 0000902664-20-001807 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:26:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXCELSIOR KEMPER POINTE CIV LLC See All Filings	D	2020-04-15 13:25:19 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Brian Joseph Cote, Jeffrey Mathew Hamm, and Dean Vincent Toscano CIK Number 0001804568 Filed Document 0001804568-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:25:19 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
MAVEN EQUITY PARTNERS FUND I, L.P. See All Filings	D/A	2020-04-15 13:22:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764608 Filed Document 0001764608-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:22:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fifty Five Foundry, Inc. See All Filings	D	2020-04-15 13:21:52 UTC
Amount To Be Raised $56,176,487 Associated Brokers / Dealers N/A CIK Number 0001809429 Filed Document 0001809429-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:21:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Whisper Ridge Mountain Holdings, LLC See All Filings	D	2020-04-15 13:18:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001809089 Filed Document 0001809089-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:18:34 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Manulife Co-Investment Partners II Cayman Feeder, L.P. See All Filings	D	2020-04-15 13:17:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809181 Filed Document 0001809181-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:17:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frost Control Systems, Inc. See All Filings	D	2020-04-15 13:17:12 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001777902 Filed Document 0001567619-20-007976 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:17:12 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Tampa Bay Banking Co See All Filings	D/A	2020-04-15 13:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707724 Filed Document 0001707724-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:11:47 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HPS AD Co-Investment Fund, L.P. See All Filings	D	2020-04-15 13:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809582 Filed Document 0001809582-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 13:09:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL MOAT FUND, LP See All Filings	D/A	2020-04-15 12:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636453 Filed Document 0001398344-20-007996 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:57:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agile Space Industries Inc. See All Filings	D	2020-04-15 12:56:26 UTC
Amount To Be Raised $2,875,379 Associated Brokers / Dealers N/A CIK Number 0001788124 Filed Document 0001788124-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:56:26 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CLP Growth II USD SCSP See All Filings	D	2020-04-15 12:54:43 UTC
Amount To Be Raised $117,640,000 Associated Brokers / Dealers N/A CIK Number 0001809640 Filed Document 0001809640-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:54:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
QUMULO, INC. See All Filings	D	2020-04-15 12:44:58 UTC
Amount To Be Raised $1,892,400 Associated Brokers / Dealers N/A CIK Number 0001546162 Filed Document 0001546162-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:44:58 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Plowz & Mowz, Inc. See All Filings	D	2020-04-15 12:38:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001745683 Filed Document 0001745683-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:38:32 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
VL Mutual Corp See All Filings	D/A	2020-04-15 12:35:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001800096 Filed Document 0001800096-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:35:26 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OneSky Systems, Inc. See All Filings	D	2020-04-15 12:34:17 UTC
Amount To Be Raised $6,999,997 Associated Brokers / Dealers N/A CIK Number 0001808749 Filed Document 0001808749-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:34:17 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Bankers Title Agency of Nebraska LLC See All Filings	D	2020-04-15 12:25:24 UTC
Amount To Be Raised $17,387 Associated Brokers / Dealers N/A CIK Number 0001387098 Filed Document 0001387098-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:25:24 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kyra Medical, Inc. See All Filings	D	2020-04-15 12:22:36 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001693223 Filed Document 0001693223-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:22:36 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Florida Funders Homee Fund 2, LLC See All Filings	D	2020-04-15 12:10:59 UTC
Amount To Be Raised $255,760 Associated Brokers / Dealers N/A CIK Number 0001803843 Filed Document 0001809404-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:10:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Foundation Technology Worldwide LLC See All Filings	D/A	2020-04-15 12:07:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703470 Filed Document 0001703470-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:07:17 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverstone Pattern Energy III, L.P. See All Filings	D	2020-04-15 12:06:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC CIK Number 0001807960 Filed Document 0001567619-20-007973 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:06:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
pumpspotting, Inc. See All Filings	D	2020-04-15 12:05:24 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001809062 Filed Document 0000905729-20-000086 Exclusions or Exemptions 506b Accepted Date 2020-04-15 12:05:24 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Teng Yue Partners RDLT II, LP See All Filings	D/A	2020-04-15 11:45:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783495 Filed Document 0001315863-20-000361 Exclusions or Exemptions 506b Accepted Date 2020-04-15 11:45:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strong Ventures ET II, LLC See All Filings	D	2020-04-15 11:44:04 UTC
Amount To Be Raised $5,330,000 Associated Brokers / Dealers N/A CIK Number 0001809223 Filed Document 0001809223-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 11:44:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Independent Access Partners Mezz Fund I, LLC See All Filings	D	2020-04-15 11:38:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809540 Filed Document 0001567619-20-007969 Exclusions or Exemptions 506b Accepted Date 2020-04-15 11:38:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spiro Health Services, LLC See All Filings	D/A	2020-04-15 11:26:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001809248 Filed Document 0001809248-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-15 11:26:20 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WILLIAMS TREMAYNE ANTONIO- SR TTEE See All Filings	D	2020-04-15 11:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LORD TAW UNIVERSAL IT and WILLIAMS TREMAYNE A SR TTEE CIK Number 0001809524 Filed Document 0001809524-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 11:25:44 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Globevestor Toolbox Fund I, a series of Globevestor Funds, LLC See All Filings	D	2020-04-15 11:21:10 UTC
Amount To Be Raised $79,180 Associated Brokers / Dealers N/A CIK Number 0001804206 Filed Document 0001804206-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 11:21:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orla Mining Ltd. See All Filings	D	2020-04-15 11:14:12 UTC
Amount To Be Raised $394,342 Associated Brokers / Dealers Stifel Nicolaus Canada Inc. CIK Number 0001680056 Filed Document 0001680056-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-15 11:14:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Foresite MSP, Inc. See All Filings	D	2020-04-15 11:08:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001681191 Filed Document 0001681191-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 11:08:58 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
APPLEBROOK ASSOCIATES LLC See All Filings	D/A	2020-04-15 11:05:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001105262 Filed Document 0001105262-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 11:05:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Grandeur Peak Global Opportunities, L.P. See All Filings	D/A	2020-04-15 11:03:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550024 Filed Document 0000935836-20-000264 Exclusions or Exemptions 506b Accepted Date 2020-04-15 11:03:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FF ClientBook Fund LLC See All Filings	D	2020-04-15 10:57:54 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001809404 Filed Document 0001809404-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 10:57:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Globevestor Forbidden Foods Fund I, a series of Globevestor Funds, LLC See All Filings	D	2020-04-15 10:55:28 UTC
Amount To Be Raised $196,590 Associated Brokers / Dealers N/A CIK Number 0001809418 Filed Document 0001809418-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-15 10:55:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Notarize, Inc. See All Filings	D	2020-04-15 10:54:05 UTC
Amount To Be Raised $38,808,552 Associated Brokers / Dealers N/A CIK Number 0001642006 Filed Document 0001642006-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-15 10:54:05 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
University of Phoenix, Inc. See All Filings	D	2020-04-15 10:47:14 UTC
Amount To Be Raised $127,132 Associated Brokers / Dealers N/A CIK Number 0001710794 Filed Document 0000950142-20-001146 Exclusions or Exemptions 506b Accepted Date 2020-04-15 10:47:14 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND XLI LLC See All Filings	D/A	2020-04-15 10:47:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001741697 Filed Document 0001741697-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 10:47:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 263 See All Filings	D	2020-04-15 10:37:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kestra Investment Services, LLC CIK Number 0001809432 Filed Document 0001809432-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 10:37:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OnKure, Inc. See All Filings	D	2020-04-15 10:37:00 UTC
Amount To Be Raised $5,236,935 Associated Brokers / Dealers N/A CIK Number 0001533914 Filed Document 0001533914-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-15 10:37:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2020-04-15 10:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0000310051-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-04-15 10:35:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Mercury Cayman Fund, Ltd. See All Filings	D/A	2020-04-15 10:33:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772962 Filed Document 0000919574-20-002915 Exclusions or Exemptions 506b Accepted Date 2020-04-15 10:33:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Investment Partnership II, L.P. See All Filings	D/A	2020-04-15 10:32:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0000310051-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-04-15 10:32:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Fund, LP / DE See All Filings	D	2020-04-15 10:30:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802731 Filed Document 0001802731-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-15 10:30:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity