Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Holocene Advisors Offshore Fund Ltd. See All Filings	D/A	2020-04-17 10:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702970 Filed Document 0000902664-20-001834 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:09:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DC MSA Multifamily DST See All Filings	D/A	2020-04-17 10:03:16 UTC
Amount To Be Raised $39,280,105 Associated Brokers / Dealers Inland Securities Corporation, Primex Prime Electronic Execution Inc, WealthForge Securities LLC, McDermott Investment Services, LLC, Lightpath Capital Inc., RCX Capital Group LLC, Concorde Investment Services, LLC, Investacorp, Inc., DFPG Investments, Inc., 1st Global Capital Corporation, Westpark Capital Inc, Cabot Lodge Securities LLC, Investment Planners, Inc., Sagepoint Financial, Inc., Lincoln Financial Advisors, Nationwide Planning Associates, Inc., Triad Advisors, Inc., Royal Alliance Associates, Inc., Stonecrest Capital Markets, Inc., Independent Financial Group, LLC, Saxony Securities, DAI Securities LLC, Coordinated Capital Securities, Centaurus Financial, Inc., and Avantax Investment Services Inc CIK Number 0001785005 Filed Document 0001785005-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:03:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rockpoint Real Estate Fund VI, L.P. See All Filings	D/A	2020-04-17 09:58:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001761773 Filed Document 0001761773-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 09:58:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StepStone Real Estate Partners IV Europe, SCSp See All Filings	D/A	2020-04-17 09:46:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aico Partners GmbH and Azimuth Global Holdings (Jersey) Limited CIK Number 0001773825 Filed Document 0001567619-20-008065 Exclusions or Exemptions 506b Accepted Date 2020-04-17 09:46:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
My Rhythm, Inc. See All Filings	D	2020-04-17 09:43:21 UTC
Amount To Be Raised $1,079,991 Associated Brokers / Dealers N/A CIK Number 0001809570 Filed Document 0001809570-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 09:43:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Oak Square Development II, LLC See All Filings	D	2020-04-17 09:31:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001809499 Filed Document 0001809499-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 09:31:34 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Trillium Impact Partners Fund I, LP See All Filings	D/A	2020-04-17 09:17:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001772565 Filed Document 0001567619-20-008064 Exclusions or Exemptions 506b Accepted Date 2020-04-17 09:17:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Attentive Mobile Inc. See All Filings	D/A	2020-04-17 09:15:44 UTC
Amount To Be Raised $119,999,972 Associated Brokers / Dealers N/A CIK Number 0001730164 Filed Document 0001231919-20-000026 Exclusions or Exemptions 506b Accepted Date 2020-04-17 09:15:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OP Fund I, a series of JJK Funds, LP See All Filings	D	2020-04-17 09:15:14 UTC
Amount To Be Raised $156,124 Associated Brokers / Dealers N/A CIK Number 0001809906 Filed Document 0001809906-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-17 09:15:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KH Fund I, a series of PinAngels, LP See All Filings	D	2020-04-17 09:00:26 UTC
Amount To Be Raised $122,995 Associated Brokers / Dealers N/A CIK Number 0001809908 Filed Document 0001809908-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-17 09:00:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HE Fund I, a series of Brad Flora Investments, LP See All Filings	D	2020-04-17 09:00:18 UTC
Amount To Be Raised $113,998 Associated Brokers / Dealers N/A CIK Number 0001809903 Filed Document 0001809903-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-17 09:00:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENERGY MLP INCOME FUND L P See All Filings	D/A	2020-04-17 08:32:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley CIK Number 0001274595 Filed Document 0001315863-20-000368 Exclusions or Exemptions 506b Accepted Date 2020-04-17 08:32:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Poly Group, LLC See All Filings	D	2020-04-17 08:29:52 UTC
Amount To Be Raised $301,500 Associated Brokers / Dealers N/A CIK Number 0001531373 Filed Document 0001531373-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 08:29:52 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Bybrook Capital Fund LP See All Filings	D/A	2020-04-17 08:17:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605765 Filed Document 0000902664-20-001832 Exclusions or Exemptions 506b Accepted Date 2020-04-17 08:17:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bybrook Capital Master Fund LP See All Filings	D/A	2020-04-17 08:15:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605756 Filed Document 0000902664-20-001831 Exclusions or Exemptions 506b Accepted Date 2020-04-17 08:15:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Destination Partners Fund Ltd See All Filings	D/A	2020-04-17 08:13:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765991 Filed Document 0000902664-20-001830 Exclusions or Exemptions 506b Accepted Date 2020-04-17 08:13:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thirteen Partners Offshore, Ltd. See All Filings	D/A	2020-04-17 08:11:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351020 Filed Document 0000902664-20-001829 Exclusions or Exemptions 506b Accepted Date 2020-04-17 08:11:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AVM RANGER FUND (BVI), LTD See All Filings	D/A	2020-04-17 08:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536254 Filed Document 0001566114-20-000066 Exclusions or Exemptions 506b Accepted Date 2020-04-17 08:11:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAR Investors 2, LLC See All Filings	D/A	2020-04-17 08:07:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618974 Filed Document 0000902664-20-001828 Exclusions or Exemptions 506b Accepted Date 2020-04-17 08:07:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAR Investors, LLC See All Filings	D/A	2020-04-17 08:05:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572034 Filed Document 0000902664-20-001827 Exclusions or Exemptions 506b Accepted Date 2020-04-17 08:05:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rebel Industries, L.L.C. See All Filings	D/A	2020-04-17 08:02:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511024 Filed Document 0000902664-20-001826 Exclusions or Exemptions 506b Accepted Date 2020-04-17 08:02:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thirteen Partners, LP See All Filings	D/A	2020-04-17 08:01:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216215 Filed Document 0000902664-20-001825 Exclusions or Exemptions 506b Accepted Date 2020-04-17 08:01:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thirteen Partners Concentrated, Ltd. See All Filings	D/A	2020-04-17 07:59:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663621 Filed Document 0000902664-20-001824 Exclusions or Exemptions 506b Accepted Date 2020-04-17 07:59:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Maps Offshore Fund L.P. See All Filings	D/A	2020-04-17 06:53:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703416 Filed Document 0000902664-20-001823 Exclusions or Exemptions 506b Accepted Date 2020-04-17 06:53:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVI Emerging Markets Credit Value Fund LP See All Filings	D/A	2020-04-17 06:18:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hudson Partners Securities LLC CIK Number 0001574473 Filed Document 0000902664-20-001822 Exclusions or Exemptions 506b Accepted Date 2020-04-17 06:18:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SIGMA LABS, INC. See All Filings	D	2020-04-17 06:15:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0000788611 Filed Document 0001493152-20-006588 Exclusions or Exemptions 506b Accepted Date 2020-04-17 06:15:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CVI Emerging Markets Credit Value Fund Ltd. See All Filings	D/A	2020-04-17 06:15:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hudson Partners Securities LLC CIK Number 0001574474 Filed Document 0000902664-20-001821 Exclusions or Exemptions 506b Accepted Date 2020-04-17 06:15:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Envoy Opportunistic Credit LP See All Filings	D/A	2020-04-17 06:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606839 Filed Document 0000902664-20-001820 Exclusions or Exemptions 506b Accepted Date 2020-04-17 06:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OCP Asia Fund IV (US) LP See All Filings	D	2020-04-16 21:56:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC and Evercore Asia Limited CIK Number 0001809781 Filed Document 0001809781-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-16 21:56:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
OCP Asia Fund IV LP See All Filings	D	2020-04-16 21:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC and Evercore Asia Limited CIK Number 0001809774 Filed Document 0001809774-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-16 21:53:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
232 Fayette Road LLC See All Filings	D	2020-04-16 21:45:48 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001809890 Filed Document 0001809890-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-16 21:45:48 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PG Capital Fund LP See All Filings	D	2020-04-16 21:23:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809431 Filed Document 0001809431-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-16 21:23:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Nelumbo Inc. See All Filings	D	2020-04-16 20:37:25 UTC
Amount To Be Raised $13,999,994 Associated Brokers / Dealers N/A CIK Number 0001723622 Filed Document 0001723622-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-16 20:37:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OneMedical Global Inc. See All Filings	D	2020-04-16 20:06:01 UTC
Amount To Be Raised $9,461,000 Associated Brokers / Dealers N/A CIK Number 0001809768 Filed Document 0001809768-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-16 20:06:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Helios Holdings II, a series of Helios Holdings Master LLC See All Filings	D	2020-04-16 19:06:38 UTC
Amount To Be Raised $237,565 Associated Brokers / Dealers N/A CIK Number 0001797991 Filed Document 0001797991-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-16 19:06:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SK Fund I, a series of IA Fund, LP See All Filings	D	2020-04-16 19:03:46 UTC
Amount To Be Raised $43,201 Associated Brokers / Dealers N/A CIK Number 0001809910 Filed Document 0001809910-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-16 19:03:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Locals Technology Inc. See All Filings	D	2020-04-16 18:53:40 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001809815 Filed Document 0001809815-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-16 18:53:40 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Helios Holdings I, a series of Helios Holdings Master LLC See All Filings	D	2020-04-16 18:46:41 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001796445 Filed Document 0001796445-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-16 18:46:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ollie Pets Inc. See All Filings	D	2020-04-16 18:41:36 UTC
Amount To Be Raised $34,353,292 Associated Brokers / Dealers N/A CIK Number 0001714829 Filed Document 0001714829-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-16 18:41:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRIKON ASSET MANAGMENT ONSHORE FUND See All Filings	D/A	2020-04-16 18:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759263 Filed Document 0001759263-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-16 18:31:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Struxture Technologies, Inc. See All Filings	D	2020-04-16 18:28:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001809893 Filed Document 0001809893-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-16 18:28:31 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
TRIKON ASSET MANAGMENT OFFSHORE FUND See All Filings	D/A	2020-04-16 18:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759264 Filed Document 0001759264-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-16 18:28:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flagship Management, LLC See All Filings	D	2020-04-16 18:25:07 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001802791 Filed Document 0001802791-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-16 18:25:07 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cannon Global Fund LP See All Filings	D/A	2020-04-16 18:11:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702320 Filed Document 0001171520-20-000180 Exclusions or Exemptions 506b Accepted Date 2020-04-16 18:11:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Agronomic Enterprises, LLC See All Filings	D/A	2020-04-16 17:55:38 UTC
Amount To Be Raised $1,870,000 Associated Brokers / Dealers N/A CIK Number 0001778290 Filed Document 0001778290-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-16 17:55:38 UTC Type of Offering D/A Industry Agriculture Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Cypressbrook QOZ Fund 1, LP See All Filings	D	2020-04-16 17:44:14 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001805677 Filed Document 0001805677-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-16 17:44:14 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Northstar Mezzanine Partners SBIC L.P. See All Filings	D	2020-04-16 17:39:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001809295 Filed Document 0001567619-20-008056 Exclusions or Exemptions 506b Accepted Date 2020-04-16 17:39:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
CAGP V Co-Investment, L.P. See All Filings	D/A	2020-04-16 17:38:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696978 Filed Document 0001567619-20-008055 Exclusions or Exemptions 506b Accepted Date 2020-04-16 17:38:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
JCR Capital Income Fund V(Q), L.P. See All Filings	D/A	2020-04-16 17:28:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Perth Advisors LLC and Stonehaven, LLC CIK Number 0001784763 Filed Document 0001567619-20-008051 Exclusions or Exemptions 506b Accepted Date 2020-04-16 17:28:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MLT Members, LLC See All Filings	D/A	2020-04-16 17:27:40 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001786933 Filed Document 0001471349-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-16 17:27:40 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity