Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
India Acorn Fund (Delaware) LLC See All Filings	D/A	2020-04-17 12:38:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716793 Filed Document 0001716793-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:38:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROSPECTOR TURTLE FUND, L.P. See All Filings	D/A	2020-04-17 12:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRONTIER SOLUTIONS, LLC and MMX Global Partners LLC CIK Number 0001327996 Filed Document 0000919574-20-002961 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:36:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Verno Capital Growth Fund Ltd See All Filings	D/A	2020-04-17 12:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547505 Filed Document 0000919574-20-002959 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:35:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PROSPECTOR PARTNERS SMALL CAP FUND, L.P. See All Filings	D/A	2020-04-17 12:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRONTIER SOLUTIONS, LLC and MMX Global Partners LLC CIK Number 0001222841 Filed Document 0000919574-20-002958 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:33:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sun Belt Multifamily Portfolio III DST See All Filings	D	2020-04-17 12:30:15 UTC
Amount To Be Raised $80,895,627 Associated Brokers / Dealers Inland Securities Corporation CIK Number 0001808309 Filed Document 0001808309-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:30:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PROSPECTOR PARTNERS FUND, L.P. See All Filings	D/A	2020-04-17 12:30:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FRONTIER SOLUTIONS, LLC and MMX Global Partners LLC CIK Number 0001269754 Filed Document 0000919574-20-002955 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:30:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Verno Capital Growth Fund LP See All Filings	D/A	2020-04-17 12:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547508 Filed Document 0000919574-20-002953 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:26:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
PROSPECTOR OFFSHORE FUND (BERMUDA), LTD. See All Filings	D/A	2020-04-17 12:26:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and MMX Global Partners LLC CIK Number 0001050766 Filed Document 0000919574-20-002952 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:26:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
TRIKON ASSET MANAGEMENT ONSHORE FUND See All Filings	D/A	2020-04-17 12:23:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759263 Filed Document 0001759263-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:23:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EXPANDED HIGH YIELD FUND, L.P. See All Filings	D/A	2020-04-17 12:23:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087222 Filed Document 0001087221-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:23:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRIKON ASSET MANAGEMENT OFFSHORE FUND See All Filings	D/A	2020-04-17 12:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759264 Filed Document 0001759264-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:18:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CV AG Opportunity Zone Fund, LP See All Filings	D/A	2020-04-17 12:18:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773945 Filed Document 0001104659-20-048038 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:18:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Orchard Credit Fund, Ltd. See All Filings	D/A	2020-04-17 12:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673777 Filed Document 0001673777-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:08:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BK Growth Partners LLC See All Filings	D	2020-04-17 12:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809759 Filed Document 0001809759-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:07:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Orchard Credit Fund LP See All Filings	D/A	2020-04-17 12:03:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Advisors LLC CIK Number 0001639245 Filed Document 0001639245-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:03:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StepStone Real Estate Partners IV Parallel, L.P. See All Filings	D/A	2020-04-17 12:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aico Partners GmbH CIK Number 0001773185 Filed Document 0001567619-20-008076 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:02:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StepStone Real Estate Partners IV, L.P. See All Filings	D/A	2020-04-17 12:00:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773179 Filed Document 0001567619-20-008075 Exclusions or Exemptions 506b Accepted Date 2020-04-17 12:00:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CALIXTO GLOBAL OFFSHORE FUND, LTD. See All Filings	D/A	2020-04-17 11:47:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606177 Filed Document 0000919574-20-002949 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:47:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Arrive Mobility Inc. See All Filings	D	2020-04-17 11:40:01 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001614092 Filed Document 0001614092-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:40:01 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Startup of the Year Fund I, LLC See All Filings	D	2020-04-17 11:35:59 UTC
Amount To Be Raised $113,000 Associated Brokers / Dealers N/A CIK Number 0001809081 Filed Document 0001809081-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
LADERA CAPITAL II, LP See All Filings	D/A	2020-04-17 11:34:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362843 Filed Document 0001362843-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:34:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Privitar Ltd See All Filings	D	2020-04-17 11:30:35 UTC
Amount To Be Raised $55,000,028 Associated Brokers / Dealers N/A CIK Number 0001809238 Filed Document 0001809238-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:30:35 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CALIXTO GLOBAL DOMESTIC FUND, LP See All Filings	D/A	2020-04-17 11:29:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606194 Filed Document 0000919574-20-002947 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:29:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LADERA CAPITAL, LP See All Filings	D/A	2020-04-17 11:26:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161896 Filed Document 0001161896-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:26:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dwight Mortgage Trust LLC See All Filings	D/A	2020-04-17 11:22:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001729201 Filed Document 0001729201-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:22:56 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midwest Senior Living Portfolio DST See All Filings	D/A	2020-04-17 11:22:20 UTC
Amount To Be Raised $80,925,660 Associated Brokers / Dealers Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, Concorde Investment Services, LLC, American Portfolios Financial Services, Inc., Crown Capital Securities, L.P., Cabot Lodge Securities LLC, Avantax Investment Services, Inc., Money Concepts Capital Corp, McDermott Investment Services, LLC, JRL Capital Corporation, Harbour Investments, Inc., Triad Advisors LLC, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., Invicta Capital LLC, Lincoln Financial Advisors Corporation, Primex Prime Electronic Execution, Inc., Arkadios Capital, Securities America, Inc., Sagepoint Finanical, Inc., DAI Securities, LLC, Woodbury Financial Services, Inc., Investacorp, Inc., Emerson Equity LLC, FSC Securities Corporation, Berthel, Fisher & Company Financial Services, Inc., The Strategic Financial Alliance, Inc., and Centaurus Financial, Inc. CIK Number 0001796837 Filed Document 0001796837-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:22:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VICTOR EQUITY FUND LP See All Filings	D/A	2020-04-17 11:16:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLACKWOOD INVESTMENTS, LTD. CIK Number 0001061622 Filed Document 0001459721-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:16:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCM INTERNATIONAL SMALL CAP GROWTH FUND L.P. See All Filings	D/A	2020-04-17 11:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMST DISTRIBUTORS, LLC CIK Number 0001725605 Filed Document 0000950172-20-000078 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:11:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VICTOR EQUITY FUND LTD See All Filings	D/A	2020-04-17 11:08:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLACKWOOD INVESTMENTS, LTD. and DUNCAN FINANCIAL SERVICES, S.A. CIK Number 0001459721 Filed Document 0001459721-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:08:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNKNOWN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCM Focused International Growth Fund LP See All Filings	D/A	2020-04-17 11:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMST DISTRIBUTORS, LLC CIK Number 0001577075 Filed Document 0000950172-20-000077 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:06:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BH-DG Systematic Trading Fund Ltd See All Filings	D/A	2020-04-17 11:06:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001547398 Filed Document 0001547398-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:06:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCM Focused Global Growth Fund L.P. See All Filings	D/A	2020-04-17 11:04:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMST DISTRIBUTORS, LLC CIK Number 0001670495 Filed Document 0000950172-20-000076 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:04:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diatech Diabetic Technologies, Inc. See All Filings	D	2020-04-17 11:02:53 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001777968 Filed Document 0001777968-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:02:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WCM Focused Global Growth Long-Short Offshore Fund Ltd. See All Filings	D/A	2020-04-17 11:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMST DISTRIBUTORS, LLC CIK Number 0001768107 Filed Document 0000950172-20-000075 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bitonic Technology Labs, Inc. See All Filings	D	2020-04-17 11:00:34 UTC
Amount To Be Raised $20,060,994 Associated Brokers / Dealers N/A CIK Number 0001768390 Filed Document 0001768390-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:00:34 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
WCM Focused Emerging Markets Fund LP See All Filings	D/A	2020-04-17 11:00:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596164 Filed Document 0000950172-20-000074 Exclusions or Exemptions 506b Accepted Date 2020-04-17 11:00:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COVE Residential Holdings III LLC See All Filings	D/A	2020-04-17 10:59:16 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001782820 Filed Document 0001782820-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:59:16 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CenterSquare Global Real Estate Securities Fund, LP See All Filings	D/A	2020-04-17 10:58:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497832 Filed Document 0001497832-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:58:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Salvation Investments, LLC See All Filings	D	2020-04-17 10:57:47 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001809626 Filed Document 0001809626-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:57:47 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Phoenix Senior Living DST See All Filings	D/A	2020-04-17 10:52:49 UTC
Amount To Be Raised $53,544,255 Associated Brokers / Dealers Arkadios Capital, Lightpath Capital Inc., DAI Securities LLC, Avantax Investment Services Inc, RCX Capital Group LLC, DFPG Investments, Inc., Concorde Investment Services, LLC, Thornhill Securities Inc, Cambridge Investment Research, JRL Capital Corporation, Nationwide Planning Associates, Inc, Lincoln Financial Advisors, Stax Capital, Securities America Inc., Sagepoint Financial, Inc., Ausdal Financial Partners, Inc., Cabin Securities Inc, International Assets Advisory, LLC, Invicta Capital LLC, Crown Capital Securities, L.P., American Portfolios Financial Services, Inc., Cabot Lodge Securities LLC, Lincoln Financial Securities Corporation, Madison Avenue Securities, LLC, Western International Securities, Inc., Triad Advisors LLC, Independent Financial Group, LLC, Stifel, Nicolaus & Company, Incorporated, Berthel, Fisher & Company Financial Services, Inc., Third Seven Capital LLC, and The Strategic Financial Alliance CIK Number 0001793634 Filed Document 0001793634-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:52:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GHEP VII COINVEST, L.P. See All Filings	D	2020-04-17 10:44:36 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001808917 Filed Document 0001567619-20-008069 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:44:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naya 1740 Fund Ltd See All Filings	D/A	2020-04-17 10:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573847 Filed Document 0000902664-20-001837 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:39:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BH-DG Systematic Trading Fund L.P. See All Filings	D/A	2020-04-17 10:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001517604 Filed Document 0001517604-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Swift Partners Fund, LP See All Filings	D/A	2020-04-17 10:29:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772366 Filed Document 0001772366-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:29:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockpoint Real Estate Parallel Fund VI FR, L.P. See All Filings	D/A	2020-04-17 10:25:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774431 Filed Document 0001774431-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:25:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mellon Optima L/S Strategy Fund, LLC See All Filings	D/A	2020-04-17 10:24:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001312483 Filed Document 0000902664-20-001836 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:24:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Rockpoint Real Estate Parallel Fund VI, L.P. See All Filings	D/A	2020-04-17 10:16:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Itajuba CIK Number 0001761776 Filed Document 0001761776-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:16:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holocene Advisors Fund LP See All Filings	D/A	2020-04-17 10:14:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702954 Filed Document 0000902664-20-001835 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:14:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tempo Volatility Fund Ltd. See All Filings	D/A	2020-04-17 10:12:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001487736 Filed Document 0000950172-20-000073 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:12:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEMPO VOLATILITY FUND LLC See All Filings	D/A	2020-04-17 10:10:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001437746 Filed Document 0000950172-20-000072 Exclusions or Exemptions 506b Accepted Date 2020-04-17 10:10:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund