Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Apollo Accord Offshore Fund III B, L.P. See All Filings	D	2020-04-21 15:32:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808026 Filed Document 0000950142-20-001196 Exclusions or Exemptions 506b Accepted Date 2020-04-21 15:32:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Accord Fund III B, L.P. See All Filings	D	2020-04-21 15:31:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808024 Filed Document 0000950142-20-001195 Exclusions or Exemptions 506b Accepted Date 2020-04-21 15:31:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Box Holdings LP See All Filings	D/A	2020-04-21 15:31:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704418 Filed Document 0001704418-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 15:31:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ikenga Wines LLC See All Filings	D	2020-04-21 15:26:54 UTC
Amount To Be Raised $499,999 Associated Brokers / Dealers N/A CIK Number 0001805219 Filed Document 0001805219-20-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2020-04-21 15:26:54 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
FATE THERAPEUTICS INC See All Filings	D	2020-04-21 15:24:07 UTC
Amount To Be Raised $50,000,024 Associated Brokers / Dealers N/A CIK Number 0001434316 Filed Document 0001434316-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 15:24:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magic Spoon Inc. See All Filings	D/A	2020-04-21 15:22:24 UTC
Amount To Be Raised $6,872,500 Associated Brokers / Dealers N/A CIK Number 0001784084 Filed Document 0001784084-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-21 15:22:24 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CarServ, Inc. See All Filings	D	2020-04-21 15:18:22 UTC
Amount To Be Raised $3,126,567 Associated Brokers / Dealers N/A CIK Number 0001810229 Filed Document 0001810229-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 15:18:22 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PACIFIC CATCH, INC. See All Filings	D	2020-04-21 15:13:54 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001226467 Filed Document 0001226467-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-21 15:13:54 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Income Plus Fund LP See All Filings	D/A	2020-04-21 14:58:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC, Barclays Capital Inc., Purshe Kaplan Sterling Investments, Stifel, Nicholaus & Company, and Summit Trail Securities, LLC CIK Number 0001438742 Filed Document 0000899140-20-000253 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:58:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NB ALL CAP ALPHA FUND LP See All Filings	D/A	2020-04-21 14:57:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC, Barclays Capital Inc., Purshe Kaplan Sterling Investments, and Stifel, Nicholaus & Company CIK Number 0001436168 Filed Document 0000899140-20-000252 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:57:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Emerging Markets ICAV See All Filings	D/A	2020-04-21 14:56:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690766 Filed Document 0001315863-20-000378 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:56:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
AMD Trust, LLC See All Filings	D	2020-04-21 14:53:50 UTC
Amount To Be Raised $22,886,848 Associated Brokers / Dealers N/A CIK Number 0001810221 Filed Document 0001810221-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:53:50 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Park Investors, LLC See All Filings	D/A	2020-04-21 14:52:49 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001712085 Filed Document 0001789065-20-000018 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:52:49 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Emerging Markets LP See All Filings	D/A	2020-04-21 14:50:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690764 Filed Document 0001315863-20-000377 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:50:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shearwater Fund, LP See All Filings	D/A	2020-04-21 14:48:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707571 Filed Document 0000935836-20-000271 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:48:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Expanesthetics, Inc See All Filings	D/A	2020-04-21 14:44:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers n/a CIK Number 0001716170 Filed Document 0001716170-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:44:05 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
GoldenTree NJ Distressed Fund 2015 LP See All Filings	D/A	2020-04-21 14:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664150 Filed Document 0001315863-20-000376 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:42:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AF Fund I, a series of Greater Than Capital, LP See All Filings	D	2020-04-21 14:35:56 UTC
Amount To Be Raised $133,000 Associated Brokers / Dealers N/A CIK Number 0001810227 Filed Document 0001810227-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:35:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightning Creek Resources Corp See All Filings	D	2020-04-21 14:34:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001810076 Filed Document 0001052918-20-000087 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:34:08 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Global Bamboo Technologies Inc. See All Filings	D	2020-04-21 14:29:57 UTC
Amount To Be Raised $8,650,000 Associated Brokers / Dealers N/A CIK Number 0001810189 Filed Document 0001810189-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:29:57 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hone Group Inc. See All Filings	D	2020-04-21 14:24:07 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001763492 Filed Document 0001763492-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:24:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Locals Technology Inc. See All Filings	D/A	2020-04-21 14:23:57 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001809815 Filed Document 0001809815-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:23:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LumiraDx Ltd See All Filings	D/A	2020-04-21 14:13:31 UTC
Amount To Be Raised $74,000,000 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001685428 Filed Document 0001685428-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:13:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Lead Inclusively, Inc. See All Filings	D	2020-04-21 14:11:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001810217 Filed Document 0001810217-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:11:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
First Community Bancorp, Inc. See All Filings	D	2020-04-21 14:10:18 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001515807 Filed Document 0001515807-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:10:18 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
CONTRAVISORY FUND LP See All Filings	D/A	2020-04-21 14:01:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001084729 Filed Document 0001084729-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 14:01:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InnAVasc Medical, Inc. See All Filings	D	2020-04-21 12:59:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671622 Filed Document 0001671622-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 12:59:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
GC Palmetto, LLC See All Filings	D	2020-04-21 12:48:37 UTC
Amount To Be Raised $5,225,000 Associated Brokers / Dealers N/A CIK Number 0001809373 Filed Document 0001553350-20-000347 Exclusions or Exemptions 506b Accepted Date 2020-04-21 12:48:37 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
BlockApps, Inc. See All Filings	D	2020-04-21 12:45:50 UTC
Amount To Be Raised $6,299,100 Associated Brokers / Dealers N/A CIK Number 0001800957 Filed Document 0001800957-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 12:45:50 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BreakawayAmigos, LP - Listo See All Filings	D	2020-04-21 12:43:24 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001808937 Filed Document 0001808937-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 12:43:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fledge Series LLC See All Filings	D/A	2020-04-21 12:42:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001692915 Filed Document 0001692915-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 12:42:51 UTC Type of Offering D/A Industry Investing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Accolade Partners Blockchain I, L.P. See All Filings	D	2020-04-21 12:41:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810026 Filed Document 0001810026-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 12:41:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrowdPlay, Inc. See All Filings	D	2020-04-21 12:34:50 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001809285 Filed Document 0001809285-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 12:34:50 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ST Fund I, a series of Hack VC, LP See All Filings	D	2020-04-21 12:30:15 UTC
Amount To Be Raised $229,000 Associated Brokers / Dealers N/A CIK Number 0001810166 Filed Document 0001810166-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-21 12:30:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CANNA-V-CELL SCIENCES INC. See All Filings	D	2020-04-21 12:27:01 UTC
Amount To Be Raised $616,435 Associated Brokers / Dealers N/A CIK Number 0001723464 Filed Document 0001534122-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-04-21 12:27:01 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Oklahoma Life Science Fund III, LLC See All Filings	D	2020-04-21 12:20:38 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001810137 Filed Document 0001567619-20-008191 Exclusions or Exemptions 506b Accepted Date 2020-04-21 12:20:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Global Bamboo Technologies Inc. See All Filings	D	2020-04-21 12:09:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001810189 Filed Document 0001810189-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 12:09:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Blue Opal Capital Fund, LP See All Filings	D	2020-04-21 12:03:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809698 Filed Document 0001809698-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 12:03:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSC Thomson Reuters VC Index Partners, L.P. See All Filings	D/A	2020-04-21 11:55:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors CIK Number 0001559325 Filed Document 0001315863-20-000375 Exclusions or Exemptions 506b Accepted Date 2020-04-21 11:55:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DSC Thomson Reuters PE Index Partners, L.P. See All Filings	D/A	2020-04-21 11:54:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors CIK Number 0001596251 Filed Document 0001315863-20-000374 Exclusions or Exemptions 506b Accepted Date 2020-04-21 11:54:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DSC PE/VC Index Fund, LP See All Filings	D/A	2020-04-21 11:53:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors CIK Number 0001685292 Filed Document 0001315863-20-000373 Exclusions or Exemptions 506b Accepted Date 2020-04-21 11:53:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nantucket Project LLC See All Filings	D	2020-04-21 11:48:44 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001521924 Filed Document 0001521924-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 11:48:44 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
West Fourth Partners LLC See All Filings	D	2020-04-21 11:40:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810081 Filed Document 0001810081-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 11:40:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bateau, Inc. See All Filings	D	2020-04-21 11:40:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001804981 Filed Document 0001804981-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-21 11:40:02 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Conservation Labs, Inc. See All Filings	D	2020-04-21 11:35:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001724823 Filed Document 0001724823-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 11:35:23 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Yoo Capital Fund II, L.P. See All Filings	D	2020-04-21 11:31:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001809185 Filed Document 0001809185-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 11:31:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Branded Hospitality Group LLC See All Filings	D/A	2020-04-21 11:03:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001809063 Filed Document 0001809063-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-21 11:03:51 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MRP Value Offshore Fund I, LP See All Filings	D/A	2020-04-21 10:56:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moelis & Company LLC CIK Number 0001764541 Filed Document 0001315863-20-000372 Exclusions or Exemptions 506b Accepted Date 2020-04-21 10:56:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Overjet, Inc. See All Filings	D	2020-04-21 10:55:42 UTC
Amount To Be Raised $7,849,995 Associated Brokers / Dealers N/A CIK Number 0001809302 Filed Document 0001809302-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-04-21 10:55:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BuyChain, Inc. See All Filings	D	2020-04-21 10:52:36 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001809422 Filed Document 0001809422-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-04-21 10:52:36 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other