Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HARBOR SPRING CAPITAL SPV PARTNERS, LP See All Filings	D/A	2020-05-01 13:34:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001735221 Filed Document 0000919574-20-003118 Exclusions or Exemptions 506b Accepted Date 2020-05-01 13:34:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OHA Diversified Credit Strategies Fund (Offshore), Ltd. See All Filings	D/A	2020-05-01 13:27:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555996 Filed Document 0000950142-20-001300 Exclusions or Exemptions 506b Accepted Date 2020-05-01 13:27:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Formetrix, Inc. See All Filings	D	2020-05-01 13:26:19 UTC
Amount To Be Raised $479,459 Associated Brokers / Dealers N/A CIK Number 0001750002 Filed Document 0001750002-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-01 13:26:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
OHA Diversified Credit Strategies Fund (GBP Feeder), Ltd. See All Filings	D/A	2020-05-01 13:26:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600886 Filed Document 0000950142-20-001299 Exclusions or Exemptions 506b Accepted Date 2020-05-01 13:26:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TI Fund I, a series of Team Uplyft, LP See All Filings	D	2020-05-01 13:25:56 UTC
Amount To Be Raised $222,375 Associated Brokers / Dealers N/A CIK Number 0001811151 Filed Document 0001811151-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-01 13:25:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OS THERAPIES Inc See All Filings	D	2020-05-01 13:25:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001795091 Filed Document 0001795091-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 13:25:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
OHA Diversified Credit Strategies Fund (Euro Feeder), Ltd. See All Filings	D/A	2020-05-01 13:25:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570589 Filed Document 0000950142-20-001298 Exclusions or Exemptions 506b Accepted Date 2020-05-01 13:25:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OHA Diversified Credit Strategies Fund (AUD Feeder), Ltd. See All Filings	D/A	2020-05-01 13:23:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611973 Filed Document 0000950142-20-001297 Exclusions or Exemptions 506b Accepted Date 2020-05-01 13:23:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MILLWORK PARCEL 8 OPPORTUNITY FUND, LLC See All Filings	D	2020-05-01 13:23:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001810725 Filed Document 0001810522-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 13:23:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zenarate, Inc. See All Filings	D	2020-05-01 13:22:56 UTC
Amount To Be Raised $1,039,500 Associated Brokers / Dealers N/A CIK Number 0001803394 Filed Document 0001803394-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 13:22:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SKM Capital Partners, LP See All Filings	D/A	2020-05-01 13:19:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778969 Filed Document 0001778969-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 13:19:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific North of South EM All Cap Equity Fund See All Filings	D/A	2020-05-01 13:06:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786920 Filed Document 0001786920-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 13:06:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highland Direct Hedged Equity Fund LTD See All Filings	D/A	2020-05-01 12:56:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679150 Filed Document 0001679150-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:56:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knock, Inc. See All Filings	D	2020-05-01 12:55:22 UTC
Amount To Be Raised $11,999,991 Associated Brokers / Dealers N/A CIK Number 0001597564 Filed Document 0001597564-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:55:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
IDEMIA Group, S.A.S. See All Filings	D	2020-05-01 12:55:09 UTC
Amount To Be Raised $8,985,677 Associated Brokers / Dealers N/A CIK Number 0001810388 Filed Document 0001810388-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:55:09 UTC Type of Offering D Industry Other Technology Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
CIM Special Strategies Fund, L.P. See All Filings	D	2020-05-01 12:53:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811090 Filed Document 0000935836-20-000285 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:53:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hopkins Global Fund, LP See All Filings	D/A	2020-05-01 12:52:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714655 Filed Document 0001714655-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:52:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highland Direct Hedged Equity Fund See All Filings	D/A	2020-05-01 12:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669127 Filed Document 0001669127-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:44:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEW Partners Real Estate Fund IX Feeder, L.P. See All Filings	D	2020-05-01 12:40:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001809718 Filed Document 0001809718-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:40:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TR Capital IV, L.P. See All Filings	D/A	2020-05-01 12:33:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001773426 Filed Document 0001773426-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:33:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Collaborative Health Ventures V, L.P. See All Filings	D	2020-05-01 12:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803992 Filed Document 0001803992-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:28:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KL SPECIAL OPPORTUNITIES FUND LTD See All Filings	D/A	2020-05-01 12:17:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough P. McDonough, OPPENHEIMER & CO. INC., and Michael James Manning CIK Number 0001555766 Filed Document 0000919574-20-003116 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:17:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SIQ Holdings I LP See All Filings	D	2020-05-01 12:13:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810547 Filed Document 0001810547-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:13:02 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KL Special Opportunities Fund LP See All Filings	D/A	2020-05-01 12:11:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough Patrick McDonough, OPPENHEIMER & CO. INC., and Michael James Manning CIK Number 0001575813 Filed Document 0000919574-20-003114 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:11:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pinemont Capital, LP See All Filings	D/A	2020-05-01 12:06:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599846 Filed Document 0001599846-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:06:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windlift, Inc. See All Filings	D/A	2020-05-01 12:05:12 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001758821 Filed Document 0001758821-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:05:12 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Alpha Cognition Inc. See All Filings	D	2020-05-01 12:00:49 UTC
Amount To Be Raised $1,915,000 Associated Brokers / Dealers N/A CIK Number 0001655923 Filed Document 0001655923-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:00:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Cypress Grove Partners, L.P. See All Filings	D/A	2020-05-01 12:00:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043997 Filed Document 0001043997-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 12:00:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
37 Capital Securitized Fund, Ltd. See All Filings	D/A	2020-05-01 11:58:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA and NA CIK Number 0001775320 Filed Document 0001775320-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 11:58:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKY Harbor Short Duration High Yield Partners, LP See All Filings	D/A	2020-05-01 11:56:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567065 Filed Document 0000945621-20-000154 Exclusions or Exemptions 506b Accepted Date 2020-05-01 11:56:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anabatic Fund, L.P. See All Filings	D/A	2020-05-01 11:54:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590308 Filed Document 0000919574-20-003112 Exclusions or Exemptions 506b Accepted Date 2020-05-01 11:54:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FLUGEN INC See All Filings	D	2020-05-01 11:54:08 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001451665 Filed Document 0000897069-20-000199 Exclusions or Exemptions 506b Accepted Date 2020-05-01 11:54:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
SKY Harbor Broad High Yield Market Partners, LP See All Filings	D/A	2020-05-01 11:53:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567063 Filed Document 0000945621-20-000153 Exclusions or Exemptions 506b Accepted Date 2020-05-01 11:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHFS Residential Opportunities Offshore Fund, L.P. See All Filings	D	2020-05-01 11:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001810622 Filed Document 0001810622-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 11:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NS8 Inc. See All Filings	D	2020-05-01 11:42:17 UTC
Amount To Be Raised $79,411,753 Associated Brokers / Dealers N/A CIK Number 0001722520 Filed Document 0001722520-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 11:42:17 UTC Type of Offering D Industry Computers Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Beringer Capital Fund IV (NR) L.P. See All Filings	D	2020-05-01 11:27:52 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001810784 Filed Document 0001810784-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 11:27:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FT SKYDAN VENTURES, LLC See All Filings	D	2020-05-01 11:21:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001811004 Filed Document 0001445546-20-002258 Exclusions or Exemptions 506b Accepted Date 2020-05-01 11:21:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
JAM PARTNERS, L.P. See All Filings	D/A	2020-05-01 11:08:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC., SWORD SECURITIES LLC, TRESTLE POINT, LLC, USCA Securities LLC, Benjamin & Jerold Brokerage I, LLC, and Southern Trust Securities, Inc. CIK Number 0000944774 Filed Document 0000919574-20-003110 Exclusions or Exemptions 506b Accepted Date 2020-05-01 11:08:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
High Ground Investment Management Fund LP See All Filings	D	2020-05-01 11:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804037 Filed Document 0000902664-20-001948 Exclusions or Exemptions 506b Accepted Date 2020-05-01 11:06:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LASKER FUND L.P. See All Filings	D/A	2020-05-01 11:04:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460975 Filed Document 0000902664-20-001947 Exclusions or Exemptions 506b Accepted Date 2020-05-01 11:04:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian Renal Construction LLC See All Filings	D	2020-05-01 10:57:28 UTC
Amount To Be Raised $363,000 Associated Brokers / Dealers N/A CIK Number 0001811135 Filed Document 0001811135-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 10:57:28 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
S3 Global Multi-Strategy Fund LLC See All Filings	D/A	2020-05-01 10:48:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464172 Filed Document 0001464172-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 10:48:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CRE MT BAKER PARTNERS LLC See All Filings	D	2020-05-01 10:38:21 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001811106 Filed Document 0001811106-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 10:38:21 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ParkHub, Inc. See All Filings	D/A	2020-05-01 10:23:35 UTC
Amount To Be Raised $15,608,696 Associated Brokers / Dealers N/A CIK Number 0001768661 Filed Document 0001768661-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-01 10:23:35 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Variant Directional Fund, Ltd. See All Filings	D/A	2020-05-01 10:20:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772094 Filed Document 0000919574-20-003107 Exclusions or Exemptions 506b Accepted Date 2020-05-01 10:20:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brilliant US Feeder 2 Fund Ltd. See All Filings	D	2020-05-01 10:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806476 Filed Document 0000943663-20-000150 Exclusions or Exemptions 506b Accepted Date 2020-05-01 10:19:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DeltaV Ventures, LLC See All Filings	D	2020-05-01 10:16:02 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001810918 Filed Document 0001810918-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-01 10:16:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HZ Steelyard DST See All Filings	D	2020-05-01 10:09:04 UTC
Amount To Be Raised $22,570,000 Associated Brokers / Dealers N/A CIK Number 0001810796 Filed Document 0001810796-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-01 10:09:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Veridis, LP See All Filings	D/A	2020-05-01 09:48:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739414 Filed Document 0001739414-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-01 09:48:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital (The Dominion - Conroe, TX) DST See All Filings	D/A	2020-05-01 09:40:20 UTC
Amount To Be Raised $24,858,428 Associated Brokers / Dealers Stacey Morimoto, Daniel Raupp, Carmen Morrone, Roy Pfleger II, David Dahill, Betty Friant, Chay Lapin, Brian Lombardo, Independent Financial Group, LLC, and Gregory Trotter CIK Number 0001798737 Filed Document 0001798737-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-05-01 09:40:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity