Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SimpliRoute Inc. See All Filings	D	2020-05-07 10:32:03 UTC
Amount To Be Raised $3,915,944 Associated Brokers / Dealers N/A CIK Number 0001811525 Filed Document 0001811525-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 10:32:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CHILE Revenue or Assets Decline to Disclose Type of Security Equity
CSV China Opportunities Fund (US), L.P. See All Filings	D/A	2020-05-07 10:11:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC, Medalist Securities, and Wren Capital LLC CIK Number 0001576753 Filed Document 0001576753-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 10:11:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NexPoint Texas Multifamily Portfolio DST See All Filings	D/A	2020-05-07 10:02:46 UTC
Amount To Be Raised $60,961,892 Associated Brokers / Dealers Whitehall-Parker Securities Inc., Wealthforge Securities Inc., Lightpath Capital, Inc., Capulent LLC, Metropolitan Capital Investment Banc, Inc., Thornhill Securities, Inc., Emerson Equity LLC, Ameritas Investment Corp., Sigma Financial Corporation, Courtlandt Securities Corporation, NPB Financial Group, LLC, McDermott Investment Services, LLC, DFPG Investments, LLC, Western International Securities, Inc., Parkland Securities, LLC, Purshe Kaplan Sterling Investments, Arete Wealth Management, LLC, World Equity Group, Inc., Invicta Capital LLC, Great Point Capital, LLC, and Cabot Lodge Securities LLC CIK Number 0001791984 Filed Document 0001791984-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-05-07 10:02:46 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vndly Inc. See All Filings	D/A	2020-05-07 09:46:08 UTC
Amount To Be Raised $43,500,000 Associated Brokers / Dealers N/A CIK Number 0001707246 Filed Document 0001707246-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 09:46:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Stash Financial, Inc. See All Filings	D	2020-05-07 09:41:25 UTC
Amount To Be Raised $80,000,004 Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001647051 Filed Document 0001647051-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 09:41:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 266 See All Filings	D	2020-05-07 09:36:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001811431 Filed Document 0001811431-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 09:36:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARROWEYE SOLUTIONS, INC See All Filings	D	2020-05-07 09:28:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001401496 Filed Document 0001401496-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-07 09:28:58 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
York Asian Opportunities Institutional Fund Ltd See All Filings	D/A	2020-05-07 09:22:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001517059 Filed Document 0001104659-20-057832 Exclusions or Exemptions 506b Accepted Date 2020-05-07 09:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hidden Lake Offshore Fund Ltd. See All Filings	D	2020-05-07 09:01:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750427 Filed Document 0000919574-20-003163 Exclusions or Exemptions 506b Accepted Date 2020-05-07 09:01:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ARISTAR VENTURES II-C, LLC See All Filings	D/A	2020-05-07 08:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739663 Filed Document 0000919574-20-003161 Exclusions or Exemptions 506b Accepted Date 2020-05-07 08:49:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Muirfield GSE Partners, LP See All Filings	D/A	2020-05-07 08:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Candlewood Securities, LLC and Far Hills Group, LLC. CIK Number 0001728024 Filed Document 0000919574-20-003159 Exclusions or Exemptions 506b Accepted Date 2020-05-07 08:24:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EVGC Growth II Co-Invest, LLC See All Filings	D	2020-05-07 06:15:24 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001810727 Filed Document 0001209191-20-027580 Exclusions or Exemptions 506b Accepted Date 2020-05-07 06:15:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVGC Growth I Co-Invest, LLC See All Filings	D	2020-05-07 06:15:20 UTC
Amount To Be Raised $13,977,568 Associated Brokers / Dealers N/A CIK Number 0001810732 Filed Document 0001209191-20-027579 Exclusions or Exemptions 506b Accepted Date 2020-05-07 06:15:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge Capital Asset Funding, LLC See All Filings	D/A	2020-05-06 21:42:08 UTC
Amount To Be Raised $51,572,051 Associated Brokers / Dealers N/A CIK Number 0001520589 Filed Document 0001520589-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 21:42:08 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Catalur Offshore Fund, Ltd See All Filings	D	2020-05-06 21:16:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811507 Filed Document 0001811503-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-06 21:16:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OvaryIt Holdings Inc. See All Filings	D	2020-05-06 21:15:57 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001811484 Filed Document 0001811484-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 21:15:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Garfield Gardens Apartments, LLC See All Filings	D	2020-05-06 20:44:29 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001811234 Filed Document 0001811234-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 20:44:29 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Catalur Onshore Fund LP See All Filings	D	2020-05-06 20:23:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811503 Filed Document 0001811503-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 20:23:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ETR Products Inc. See All Filings	D/A	2020-05-06 19:51:13 UTC
Amount To Be Raised $46,650 Associated Brokers / Dealers N/A CIK Number 0001810645 Filed Document 0001183740-20-000082 Exclusions or Exemptions 506b Accepted Date 2020-05-06 19:51:13 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FLYR, Inc. See All Filings	D	2020-05-06 19:22:40 UTC
Amount To Be Raised $32,018,169 Associated Brokers / Dealers N/A CIK Number 0001637585 Filed Document 0001637585-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-06 19:22:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Little Kitchen Academy Ltd. See All Filings	D	2020-05-06 19:06:13 UTC
Amount To Be Raised $113,040 Associated Brokers / Dealers N/A CIK Number 0001811372 Filed Document 0001183740-20-000081 Exclusions or Exemptions 506b Accepted Date 2020-05-06 19:06:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Juhl Clean Energy Assets, Inc. See All Filings	D/A	2020-05-06 19:04:45 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers n/a CIK Number 0001723412 Filed Document 0001809496-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-06 19:04:45 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
3D-1 LLC See All Filings	D/A	2020-05-06 18:48:16 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers Tom Neeser and Ken Greene CIK Number 0001796149 Filed Document 0001796149-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-05-06 18:48:16 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Opstrace, Inc. See All Filings	D	2020-05-06 18:43:33 UTC
Amount To Be Raised $6,459,967 Associated Brokers / Dealers N/A CIK Number 0001811514 Filed Document 0001811514-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 18:43:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Navitor Pharmaceuticals, Inc. See All Filings	D	2020-05-06 18:37:30 UTC
Amount To Be Raised $20,186,771 Associated Brokers / Dealers N/A CIK Number 0001588059 Filed Document 0001588059-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 18:37:30 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Warberg SPAC Fund LP See All Filings	D	2020-05-06 17:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811517 Filed Document 0001811517-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:59:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VOZ Ranch MH LP See All Filings	D	2020-05-06 17:57:02 UTC
Amount To Be Raised $30,990,000 Associated Brokers / Dealers N/A CIK Number 0001790705 Filed Document 0000947871-20-000445 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:57:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GrizzlyRock Value Partners, LP See All Filings	D/A	2020-05-06 17:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 303 Alternatives, LLC CIK Number 0001568243 Filed Document 0001568243-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ResFrac Corp See All Filings	D	2020-05-06 17:44:54 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001748757 Filed Document 0001748757-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:44:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Coller International Partners VIII (iCapital), L.P. See All Filings	D/A	2020-05-06 17:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001794147 Filed Document 0000897069-20-000222 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:39:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amulet Capital Fund II, L.P. See All Filings	D/A	2020-05-06 17:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, LP CIK Number 0001775277 Filed Document 0001775277-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cloud Pathfinder LLC See All Filings	D	2020-05-06 17:27:26 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001748378 Filed Document 0001748378-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:27:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Audax Private Equity Junior Capital Fund-A, L.P. See All Filings	D	2020-05-06 17:26:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810972 Filed Document 0001810972-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:26:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Snowflake Inc. See All Filings	D/A	2020-05-06 17:26:30 UTC
Amount To Be Raised $461,401,748 Associated Brokers / Dealers N/A CIK Number 0001640147 Filed Document 0001640147-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:26:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Joule Case Inc. See All Filings	D/A	2020-05-06 17:24:50 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001793900 Filed Document 0001811497-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:24:50 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Incubex, Inc. See All Filings	D	2020-05-06 17:21:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001809496 Filed Document 0001809496-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:21:32 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Miilk, Inc. See All Filings	D	2020-05-06 17:20:04 UTC
Amount To Be Raised $1,044,997 Associated Brokers / Dealers N/A CIK Number 0001811429 Filed Document 0001811429-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:20:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seanergy Maritime Holdings Corp. See All Filings	D	2020-05-06 17:18:51 UTC
Amount To Be Raised $5,202,000 Associated Brokers / Dealers N/A CIK Number 0001448397 Filed Document 0001567619-20-009158 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:18:51 UTC Type of Offering D Industry Other Principal Place of Business GREECE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Seanergy Maritime Holdings Corp. See All Filings	D	2020-05-06 17:18:06 UTC
Amount To Be Raised $5,154,000 Associated Brokers / Dealers N/A CIK Number 0001448397 Filed Document 0001567619-20-009157 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:18:06 UTC Type of Offering D Industry Other Principal Place of Business GREECE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Transposon Therapeutics, Inc. See All Filings	D	2020-05-06 17:11:15 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001810705 Filed Document 0001382963-20-000086 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:11:15 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
IntelliSite Holdings, LLC See All Filings	D	2020-05-06 17:07:35 UTC
Amount To Be Raised $22,200,000 Associated Brokers / Dealers N/A CIK Number 0001811022 Filed Document 0001811022-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:07:35 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
addapptation Inc. See All Filings	D	2020-05-06 17:05:38 UTC
Amount To Be Raised $1,231,297 Associated Brokers / Dealers N/A CIK Number 0001811238 Filed Document 0001811238-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-06 17:05:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
541 Software, LLC See All Filings	D	2020-05-06 16:48:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001811497 Filed Document 0001811497-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 16:48:51 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CBRE Strategic Partners 9 Tiger, LP See All Filings	D	2020-05-06 16:42:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811261 Filed Document 0001811261-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 16:42:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sky Creek Capital Fund, LP See All Filings	D/A	2020-05-06 16:40:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772026 Filed Document 0001772026-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 16:40:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arctaris Impact Fund, LP See All Filings	D/A	2020-05-06 16:37:01 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001749331 Filed Document 0001749331-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 16:37:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Station Place Townhomes LLC See All Filings	D	2020-05-06 16:33:46 UTC
Amount To Be Raised $920,000 Associated Brokers / Dealers N/A CIK Number 0001811295 Filed Document 0001811295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-06 16:33:46 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Common
CD&R Fund XI Private Investors Cayman, L.P. See All Filings	D	2020-05-06 16:33:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001810990 Filed Document 0000950103-20-009151 Exclusions or Exemptions 506b Accepted Date 2020-05-06 16:33:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maniyar Macro Fund Ltd. See All Filings	D/A	2020-05-06 16:32:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723243 Filed Document 0001723243-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-06 16:32:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snowflake Inc. See All Filings	D/A	2020-05-06 16:32:09 UTC
Amount To Be Raised $264,494,761 Associated Brokers / Dealers N/A CIK Number 0001640147 Filed Document 0001640147-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-05-06 16:32:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity