Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CC ARB West, LLC See All Filings	D	2020-05-12 12:05:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574847 Filed Document 0001574847-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 12:05:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN INTERNATIONAL SMALL CAP FUND See All Filings	D/A	2020-05-12 12:02:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001253769 Filed Document 0001253769-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 12:02:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arterys Inc See All Filings	D	2020-05-12 12:00:19 UTC
Amount To Be Raised $27,486,817 Associated Brokers / Dealers N/A CIK Number 0001658136 Filed Document 0001658136-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 12:00:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Doka Kennedy Infini, a Series of Assure Labs 2020, LLC See All Filings	D	2020-05-12 11:58:02 UTC
Amount To Be Raised $163,430 Associated Brokers / Dealers N/A CIK Number 0001810892 Filed Document 0001794769-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:58:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRB Group, Inc. See All Filings	D	2020-05-12 11:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688431 Filed Document 0001688431-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:52:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Rocking Inc. See All Filings	D	2020-05-12 11:51:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001730900 Filed Document 0001730900-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:51:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AccuVein Inc. See All Filings	D	2020-05-12 11:50:34 UTC
Amount To Be Raised $2,547,338 Associated Brokers / Dealers N/A CIK Number 0001526868 Filed Document 0001526868-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:50:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
LTHR, INC. See All Filings	D	2020-05-12 11:45:56 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001811423 Filed Document 0001811423-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:45:56 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
OT Pharma Fund III, LLC See All Filings	D/A	2020-05-12 11:44:18 UTC
Amount To Be Raised $23,555,385 Associated Brokers / Dealers N/A CIK Number 0001794770 Filed Document 0001794769-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:44:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hallmark Colony House, LLC See All Filings	D/A	2020-05-12 11:42:26 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001806430 Filed Document 0001806430-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:42:26 UTC Type of Offering D/A Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
DN Capital - Global Venture Capital V SCSp See All Filings	D	2020-05-12 11:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001809255 Filed Document 0001809255-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:42:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Equity
AREP Natchez QOF LLC See All Filings	D/A	2020-05-12 11:34:11 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001787177 Filed Document 0001787177-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:34:11 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horsepower Technologies Inc. See All Filings	D	2020-05-12 11:33:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001583963 Filed Document 0000897069-20-000232 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:33:01 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Carestarter Technologies Inc. See All Filings	D	2020-05-12 11:29:57 UTC
Amount To Be Raised $2,324,448 Associated Brokers / Dealers N/A CIK Number 0001811760 Filed Document 0001811760-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:29:57 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ATAI, a series of Velorum Elevated Ventures Master, LLC See All Filings	D	2020-05-12 11:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001805462 Filed Document 0001794769-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:27:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cetera Advisor Networks LLC /CA See All Filings	D/A	2020-05-12 11:26:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164236 Filed Document 0001567619-20-009537 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:26:51 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cetera Advisors LLC /CO See All Filings	D/A	2020-05-12 11:25:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164252 Filed Document 0001567619-20-009536 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:25:09 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
TIG ZEBEDEE CORE FUND LTD See All Filings	D/A	2020-05-12 11:24:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699749 Filed Document 0000919574-20-003239 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:24:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CETERA FINANCIAL SPECIALISTS LLC See All Filings	D/A	2020-05-12 11:22:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000700380 Filed Document 0001567619-20-009535 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:22:56 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Rabbit Alpha, LLC See All Filings	D/A	2020-05-12 11:16:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737961 Filed Document 0001737961-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:16:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Local Locker Inc See All Filings	D	2020-05-12 11:15:40 UTC
Amount To Be Raised $3,363,229 Associated Brokers / Dealers N/A CIK Number 0001759243 Filed Document 0001759243-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:15:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sakorum Long/Short Equity Fund, L.P. See All Filings	D/A	2020-05-12 11:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541108 Filed Document 0001541108-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:11:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Incident Management Technology Inc See All Filings	D	2020-05-12 11:09:22 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001810421 Filed Document 0001810421-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:09:22 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EvidenceCare, Inc. See All Filings	D	2020-05-12 11:03:21 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001718039 Filed Document 0001718039-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:03:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
TIG ZEBEDEE FOCUS FUND LTD See All Filings	D/A	2020-05-12 11:01:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers W. Campion Capital LLC CIK Number 0001448477 Filed Document 0000919574-20-003234 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:01:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nasoni, LLC See All Filings	D	2020-05-12 11:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001811610 Filed Document 0001567619-20-009530 Exclusions or Exemptions 506b Accepted Date 2020-05-12 11:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Verana Networks, Inc. See All Filings	D	2020-05-12 10:53:34 UTC
Amount To Be Raised $10,050,000 Associated Brokers / Dealers N/A CIK Number 0001811357 Filed Document 0001811357-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-12 10:53:34 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NYDIG Bitcoin Yield Enhancement Fund LP See All Filings	D	2020-05-12 10:52:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810875 Filed Document 0001810875-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 10:52:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Short-Term Bond Fund See All Filings	D/A	2020-05-12 10:51:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570177 Filed Document 0001773511-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-05-12 10:51:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tock, Inc. See All Filings	D	2020-05-12 10:49:13 UTC
Amount To Be Raised $9,999,997 Associated Brokers / Dealers N/A CIK Number 0001627616 Filed Document 0001567619-20-009521 Exclusions or Exemptions 506b Accepted Date 2020-05-12 10:49:13 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Perdurance Neutral Fund Ltd See All Filings	D	2020-05-12 07:07:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674407 Filed Document 0001674407-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 07:07:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEA CREST MASTER FUND Ltd See All Filings	D/A	2020-05-12 06:19:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647767 Filed Document 0001647767-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-12 06:19:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-BRR, a series of Forge Investments LLC See All Filings	D/A	2020-05-11 21:57:48 UTC
Amount To Be Raised $5,852,779 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001791537 Filed Document 0001759674-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-11 21:57:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unstacked, a series of Assure Labs 2020, LLC See All Filings	D	2020-05-11 21:45:44 UTC
Amount To Be Raised $65,500 Associated Brokers / Dealers N/A CIK Number 0001811323 Filed Document 0001759674-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-11 21:45:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-YNL, a series of Forge Investments, LLC See All Filings	D/A	2020-05-11 21:35:29 UTC
Amount To Be Raised $264,990 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001759674 Filed Document 0001759674-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-11 21:35:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pivot Bio, Inc. See All Filings	D	2020-05-11 21:00:08 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001623627 Filed Document 0001623627-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-11 21:00:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saltzer ASC Ten Mile, LLC See All Filings	D	2020-05-11 20:28:16 UTC
Amount To Be Raised $1,470,003 Associated Brokers / Dealers N/A CIK Number 0001811649 Filed Document 0001811649-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-11 20:28:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
ROW RV Fund, L.P. See All Filings	D/A	2020-05-11 20:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734008 Filed Document 0001734008-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-11 20:18:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Shark Ventures III, L.P. See All Filings	D/A	2020-05-11 20:09:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771258 Filed Document 0001686417-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-11 20:09:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Shark Ventures II, L.P. See All Filings	D/A	2020-05-11 20:07:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734844 Filed Document 0001686417-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-11 20:07:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Blue Alpha LP See All Filings	D/A	2020-05-11 20:05:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686417 Filed Document 0001686417-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-11 20:05:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Medalist Partners Harvest Fund, Ltd See All Filings	D/A	2020-05-11 19:57:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, First Liberties Financial, Blue Sand Securities LLC, UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley, and Stifel, Nicolaus & Company Incorporated CIK Number 0001555443 Filed Document 0001555443-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-11 19:57:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kavana Enterprises Inc. See All Filings	D	2020-05-11 19:37:33 UTC
Amount To Be Raised $6,128,088 Associated Brokers / Dealers n/a CIK Number 0001801832 Filed Document 0001801832-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-11 19:37:33 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-LPM, a series of Forge Investments LLC See All Filings	D	2020-05-11 19:19:49 UTC
Amount To Be Raised $1,291,416 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001784667 Filed Document 0001807415-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-11 19:19:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCREO II Feeder II Inc. See All Filings	D	2020-05-11 19:18:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811736 Filed Document 0001811736-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-11 19:18:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-AZM, a series of Forge Investments LLC See All Filings	D/A	2020-05-11 19:17:57 UTC
Amount To Be Raised $2,948,308 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758764 Filed Document 0001807415-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-11 19:17:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellwand Development Co LLC See All Filings	D	2020-05-11 19:15:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001742225 Filed Document 0001742225-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-11 19:15:17 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Fund FG-RTA, a series of Forge Investments LLC See All Filings	D/A	2020-05-11 18:59:26 UTC
Amount To Be Raised $1,876,015 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001683546 Filed Document 0001807415-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-11 18:59:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCIA, LP See All Filings	D	2020-05-11 18:41:12 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001811756 Filed Document 0001811756-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-11 18:41:12 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Series 1, a Series of Alif Capital, LLC See All Filings	D	2020-05-11 18:37:39 UTC
Amount To Be Raised $1,101,000 Associated Brokers / Dealers N/A CIK Number 0001807415 Filed Document 0001807415-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-11 18:37:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund