Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LB-Arca Investors LLC See All Filings	D	2020-05-15 16:36:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers more than 5 CIK Number 0001812201 Filed Document 0001812201-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:36:09 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TCW TALF Opportunities Fund LP See All Filings	D	2020-05-15 16:35:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811343 Filed Document 0001104659-20-062675 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:35:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW TALF Opportunities (BPI) Fund LP See All Filings	D	2020-05-15 16:33:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811344 Filed Document 0001104659-20-062673 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:33:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diffusion Pharmaceuticals Inc. See All Filings	D	2020-05-15 16:29:27 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001053691 Filed Document 0001437749-20-011014 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:29:27 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Truvvo International Developed Equity LP See All Filings	D/A	2020-05-15 16:28:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611858 Filed Document 0001611858-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:28:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NVP IX, L.P. See All Filings	D	2020-05-15 16:26:03 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001800359 Filed Document 0001800359-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:26:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Interplay Learning, Inc. See All Filings	D	2020-05-15 16:26:00 UTC
Amount To Be Raised $2,600,001 Associated Brokers / Dealers N/A CIK Number 0001777163 Filed Document 0001777163-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:26:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Training Command Career Academy LLC See All Filings	D	2020-05-15 16:22:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001812237 Filed Document 0001812237-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:22:48 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HARMONI TOWERS LP See All Filings	D	2020-05-15 16:21:42 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers ATLANTIC-PACIFIC CAPITAL, INC. CIK Number 0001812219 Filed Document 0001812219-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:21:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
801 West Capital (Cayman) Fund, Ltd. See All Filings	D	2020-05-15 16:21:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812278 Filed Document 0001104659-20-062639 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:21:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northgate Venture Partners IX, L.P. See All Filings	D	2020-05-15 16:19:31 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001800361 Filed Document 0001800361-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:19:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TREMAYNE ANTONIO WILLIAMS - Sole Proprietor Corporation - SBE - US GOVERNMENT FRANCHISE - PPP TR. See All Filings	D	2020-05-15 16:17:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LORD TAW UNIVERSAL IT and LORD UNIVERSAL IT CAPITAL UNITS CIK Number 0001812304 Filed Document 0001812304-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:17:57 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CTRY L.P. See All Filings	D	2020-05-15 16:16:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812224 Filed Document 0001812224-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:16:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NexPoint IQHQ Co-Invest I, LLC See All Filings	D	2020-05-15 16:15:03 UTC
Amount To Be Raised $78,651,685 Associated Brokers / Dealers NexPoint Securities, Inc. CIK Number 0001806922 Filed Document 0001393725-20-000100 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:15:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DIXON MIDLAND DIVERSIFIED LLC See All Filings	D/A	2020-05-15 16:12:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520962 Filed Document 0001520962-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:12:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PAN Investments Series COH, LLC See All Filings	D	2020-05-15 16:09:43 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001812190 Filed Document 0001812190-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:09:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Boragen, Inc. See All Filings	D/A	2020-05-15 16:03:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001700096 Filed Document 0001700096-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:03:16 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Frye Opportunities, LLC See All Filings	D	2020-05-15 16:03:15 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001804555 Filed Document 0001567619-20-010483 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:03:15 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BK Alternative Investments - TRACOM LLC See All Filings	D	2020-05-15 16:01:53 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001812242 Filed Document 0001812242-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:01:53 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Sagefield Multi-Strategy Fund LP See All Filings	D/A	2020-05-15 16:01:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771180 Filed Document 0001771180-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-15 16:01:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VIRTUAL FIRST INC. See All Filings	D	2020-05-15 15:59:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001811502 Filed Document 0001811502-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:59:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
CommonGround Abstract, LLC See All Filings	D	2020-05-15 15:59:23 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001804865 Filed Document 0001804865-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:59:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
19Y Ventures PD II, LLC See All Filings	D	2020-05-15 15:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811870 Filed Document 0001811870-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:56:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RailPod, Inc. See All Filings	D/A	2020-05-15 15:51:45 UTC
Amount To Be Raised $11,420,221 Associated Brokers / Dealers N/A CIK Number 0001610559 Filed Document 0001610559-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:51:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oncology Analytics, Inc. See All Filings	D	2020-05-15 15:50:01 UTC
Amount To Be Raised $27,999,998 Associated Brokers / Dealers N/A CIK Number 0001664478 Filed Document 0001664478-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:50:01 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BEEC Capital SV LLC See All Filings	D	2020-05-15 15:49:44 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001811823 Filed Document 0001811823-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:49:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blakeney Investors See All Filings	D/A	2020-05-15 15:48:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493091 Filed Document 0001493091-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:48:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT ABSOLUTE LLC See All Filings	D/A	2020-05-15 15:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102585 Filed Document 0001507943-20-000066 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:43:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShareNett Holdings LLC See All Filings	D	2020-05-15 15:38:09 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001741963 Filed Document 0001104659-20-062524 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:38:09 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Smartly, Inc. See All Filings	D	2020-05-15 15:34:05 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001625012 Filed Document 0000898432-20-000550 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:34:05 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Flywheel Conference 2020 Fund LLC See All Filings	D	2020-05-15 15:30:37 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001812065 Filed Document 0001812065-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:30:37 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Intelligent Observation, Inc. See All Filings	D	2020-05-15 15:30:32 UTC
Amount To Be Raised $3,189,582 Associated Brokers / Dealers N/A CIK Number 0001810946 Filed Document 0001382963-20-000090 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:30:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Convergent Capital Partners IV, L.P. See All Filings	D	2020-05-15 15:26:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812149 Filed Document 0001812149-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:26:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Metric SPC - Clinton Opportunistic SP See All Filings	D/A	2020-05-15 15:25:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706169 Filed Document 0001706169-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:25:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
India Acorn Fund II (Cayman) Ltd See All Filings	D	2020-05-15 15:25:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001800761 Filed Document 0001800761-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:25:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND CLXXI LLC See All Filings	D	2020-05-15 15:24:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001810483 Filed Document 0001810483-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:24:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Center At Rock Creek, LLC See All Filings	D	2020-05-15 15:22:56 UTC
Amount To Be Raised $6,181,000 Associated Brokers / Dealers N/A CIK Number 0001809655 Filed Document 0001809655-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:22:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Municipal Credit Opportunities Fund LP See All Filings	D/A	2020-05-15 15:17:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, J.P. Morgan Securities LLC, NYLIFE Distributors, LLC, Mariner Group Capital Markets, Inc., NYLIFE Distributors, LLC, UBS Securities LLC, NYLIFE Distributors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and RBC Capital Markets, LLC CIK Number 0001460023 Filed Document 0001567619-20-010442 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:17:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hello Career Guru, Inc. See All Filings	D	2020-05-15 15:16:20 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001812165 Filed Document 0001812165-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:16:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Partners Capital Falcon Fund (C), Ltd. See All Filings	D/A	2020-05-15 15:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493438 Filed Document 0001493438-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEMSPRING CAPITAL EXECUTIVE FUND II, LP See All Filings	D	2020-05-15 15:15:31 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001810785 Filed Document 0001810785-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:15:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ankyra Therapeutics, Inc. See All Filings	D	2020-05-15 15:13:13 UTC
Amount To Be Raised $14,499,994 Associated Brokers / Dealers N/A CIK Number 0001811511 Filed Document 0001811511-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:13:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series X See All Filings	D	2020-05-15 15:11:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812070 Filed Document 0001812070-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:11:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC ARB FUND, LLC See All Filings	D	2020-05-15 15:11:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001234612 Filed Document 0001234612-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:11:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cultivation Capital Life Sciences Fund II, LLC See All Filings	D/A	2020-05-15 15:09:13 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001688005 Filed Document 0001688005-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:09:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Business Development Corp of America See All Filings	D/A	2020-05-15 15:06:42 UTC
Amount To Be Raised $59,000,000 Associated Brokers / Dealers N/A CIK Number 0001490927 Filed Document 0001104659-20-062481 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:06:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
TRAC Unicorn Fund I, L.P. See All Filings	D	2020-05-15 15:04:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812151 Filed Document 0001095449-20-000036 Exclusions or Exemptions 506b Accepted Date 2020-05-15 15:04:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physicians Outpatient Surgery Center, LLC See All Filings	D/A	2020-05-15 14:56:55 UTC
Amount To Be Raised $474,620 Associated Brokers / Dealers N/A CIK Number 0001615314 Filed Document 0001615314-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-15 14:56:55 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Grove Collaborative, Inc. See All Filings	D	2020-05-15 14:56:42 UTC
Amount To Be Raised $89,999,993 Associated Brokers / Dealers N/A CIK Number 0001680311 Filed Document 0001680311-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 14:56:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A&Q Select (US) LLC - Premier Access See All Filings	D	2020-05-15 14:50:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812295 Filed Document 0001812295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-15 14:50:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund