Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pimera, Inc. See All Filings	D	2020-05-18 16:42:50 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001805015 Filed Document 0001805015-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:42:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MTP Energy Fund LP See All Filings	D/A	2020-05-18 16:39:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457405 Filed Document 0001457405-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAM Emerging Market Fund Delaware LP See All Filings	D/A	2020-05-18 16:37:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705010 Filed Document 0001315863-20-000482 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:37:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Signal Alpha II Fund LP See All Filings	D	2020-05-18 16:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers More than five (5) Associated Persons CIK Number 0001812372 Filed Document 0001104659-20-063194 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:26:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS CREDIT III, LLC See All Filings	D	2020-05-18 16:26:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720701 Filed Document 0001720701-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:26:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
City National Rochdale Structured Claims Fixed Income Fund LLC See All Filings	D/A	2020-05-18 16:20:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001477289 Filed Document 0001566114-20-000071 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
KicksNation, Inc. See All Filings	D	2020-05-18 16:14:56 UTC
Amount To Be Raised $11,020 Associated Brokers / Dealers N/A CIK Number 0001791960 Filed Document 0001791960-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:14:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Community Fintech Strategies Fund, L.P. See All Filings	D	2020-05-18 16:13:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812359 Filed Document 0000935836-20-000313 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:13:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fort Point Beer Co See All Filings	D	2020-05-18 16:10:55 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001679045 Filed Document 0001679045-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:10:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Iron Park WIN Solutions Fund, LP See All Filings	D/A	2020-05-18 16:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807220 Filed Document 0001567619-20-010676 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:09:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FASETTO, Inc. See All Filings	D	2020-05-18 16:09:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001692377 Filed Document 0001692377-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:09:16 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Montecito Medical Physicians II Limited Partnership See All Filings	D/A	2020-05-18 15:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Harpeth Securities, LLC CIK Number 0001810426 Filed Document 0001810426-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:54:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Current Ways, Inc. See All Filings	D/A	2020-05-18 15:54:09 UTC
Amount To Be Raised $3,325,000 Associated Brokers / Dealers N/A CIK Number 0001775059 Filed Document 0001683168-20-001654 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:54:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fort Point Beer Co See All Filings	D	2020-05-18 15:52:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001679045 Filed Document 0001679045-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:52:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Cornerstone Income Fund, LLC See All Filings	D	2020-05-18 15:44:54 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001708831 Filed Document 0001708831-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:44:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Z Capital Loan Opportunity Offshore Fund Ltd. See All Filings	D/A	2020-05-18 15:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548578 Filed Document 0001548578-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deako, Inc. See All Filings	D	2020-05-18 15:41:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001658490 Filed Document 0000898432-20-000551 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:41:59 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
NR Hudson Valley Investment, LLC See All Filings	D	2020-05-18 15:40:42 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001808994 Filed Document 0001808994-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:40:42 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OXFORD COMMERCIAL TITLE AGENCY, LLC See All Filings	D	2020-05-18 15:36:38 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001812404 Filed Document 0001812404-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:36:38 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wellthy, Inc. See All Filings	D	2020-05-18 15:35:23 UTC
Amount To Be Raised $5,615,996 Associated Brokers / Dealers N/A CIK Number 0001678070 Filed Document 0001678070-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:35:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Invictus Apps, Inc. See All Filings	D	2020-05-18 15:30:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001811913 Filed Document 0001811913-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:30:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Shape Memory Medical Inc. See All Filings	D	2020-05-18 15:20:41 UTC
Amount To Be Raised $11,504,882 Associated Brokers / Dealers N/A CIK Number 0001630786 Filed Document 0001630786-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:20:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Liongard Inc. See All Filings	D	2020-05-18 15:19:46 UTC
Amount To Be Raised $16,999,999 Associated Brokers / Dealers N/A CIK Number 0001761861 Filed Document 0001761861-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:19:46 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Z Capital Loan Opportunity Fund, L.P. See All Filings	D/A	2020-05-18 15:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001548576 Filed Document 0001548576-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Finance Co II LLC See All Filings	D/A	2020-05-18 15:09:24 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001567648 Filed Document 0000935836-20-000311 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:09:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CF Railway Multifamily DST See All Filings	D/A	2020-05-18 15:08:40 UTC
Amount To Be Raised $46,550,000 Associated Brokers / Dealers Cantor Fitzgerald & Co., Concorde Investment Services, DAI Securities, LLC, DFPG Investments Inc., Great Point Capital, LLC, INDEPENDENT FINANCIAL GROUP, LLC, Infinity Financial Services, Thornhill Securities Inc, Wealthforge Securities, LLC, World Equity Group, Centaurus Financial, Inc., COASTAL EQUITIES, INC., Colorado Financial Service Corporation, and Emerson Equity LLC CIK Number 0001800307 Filed Document 0001800307-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:08:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stage 2 Capital SPV GS, LP See All Filings	D	2020-05-18 15:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811848 Filed Document 0001811848-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:07:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP GLOBAL INVESTMENT FUND A LP See All Filings	D/A	2020-05-18 15:05:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458536 Filed Document 0001458536-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 15:05:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mighty Quinn's Holdings LLC See All Filings	D/A	2020-05-18 14:58:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers SI Securities LLC CIK Number 0001777476 Filed Document 0001777476-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:58:45 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Mixed-Signal Devices Inc. See All Filings	D	2020-05-18 14:56:23 UTC
Amount To Be Raised $4,660,000 Associated Brokers / Dealers N/A CIK Number 0001812342 Filed Document 0001812342-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:56:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMV Inc. See All Filings	D	2020-05-18 14:55:08 UTC
Amount To Be Raised $11,714,982 Associated Brokers / Dealers N/A CIK Number 0001734768 Filed Document 0001734768-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:55:08 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
E.F. Gordon, L.P. See All Filings	D/A	2020-05-18 14:47:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773514 Filed Document 0001773514-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:47:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP GLOBAL INVESTMENT FUND LP See All Filings	D/A	2020-05-18 14:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458524 Filed Document 0001458524-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA Fund I, a Series of Fund for Africas Future, LP See All Filings	D	2020-05-18 14:30:14 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001812268 Filed Document 0001812268-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:30:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River & Mercantile International High Alpha Fund See All Filings	D	2020-05-18 14:23:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812250 Filed Document 0001812250-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:23:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Dwelling Holdings, Inc. See All Filings	D	2020-05-18 14:23:12 UTC
Amount To Be Raised $10,078,137 Associated Brokers / Dealers Hollister Associates, LLC CIK Number 0001812354 Filed Document 0001812354-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:23:12 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Rock Onshore Opportunistic Credit Fund LP See All Filings	D/A	2020-05-18 14:18:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674780 Filed Document 0001674780-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:18:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FAKESPOT INC. See All Filings	D	2020-05-18 14:12:42 UTC
Amount To Be Raised $1,745,000 Associated Brokers / Dealers N/A CIK Number 0001752484 Filed Document 0001567619-20-010655 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:12:42 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACP Annex Fund, L.P. See All Filings	D	2020-05-18 14:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812336 Filed Document 0001812336-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:11:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONVENTUS ORTHOPAEDICS INC See All Filings	D	2020-05-18 14:04:29 UTC
Amount To Be Raised $41,893,230 Associated Brokers / Dealers N/A CIK Number 0001456304 Filed Document 0001209191-20-030016 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:04:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ASTRONAVE HOLDINGS, LLC See All Filings	D	2020-05-18 14:03:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811842 Filed Document 0001811842-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:03:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abingworth Bioventures 8 LP See All Filings	D	2020-05-18 14:01:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors LLC CIK Number 0001811412 Filed Document 0001811412-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:01:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bast Fibre Technologies Inc. See All Filings	D	2020-05-18 14:01:10 UTC
Amount To Be Raised $123,256 Associated Brokers / Dealers N/A CIK Number 0001776435 Filed Document 0001776435-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 14:01:10 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Greater Philadelphia YMCA Pre-K Scholarship Fund #2, LLC See All Filings	D	2020-05-18 13:57:58 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001812318 Filed Document 0001812324-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-18 13:57:58 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
P-STS SPV IIA, L.P. See All Filings	D	2020-05-18 13:54:37 UTC
Amount To Be Raised $88,000,000 Associated Brokers / Dealers N/A CIK Number 0001812343 Filed Document 0001812343-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 13:54:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Trendly, Inc. See All Filings	D	2020-05-18 13:54:18 UTC
Amount To Be Raised $15,377,738 Associated Brokers / Dealers N/A CIK Number 0001673605 Filed Document 0001673605-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 13:54:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CCHC Fund 1, LP See All Filings	D	2020-05-18 13:51:42 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001809169 Filed Document 0001810187-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 13:51:42 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Joshua Yager Insurance Services, Inc. See All Filings	D	2020-05-18 13:48:46 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001811752 Filed Document 0001811752-20-000001 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2020-05-18 13:48:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greater Philadelphia YMCA Pre-K Scholarship Fund #1, LLC See All Filings	D	2020-05-18 13:46:58 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001812319 Filed Document 0001812324-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 13:46:58 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Edly Inc. See All Filings	D	2020-05-18 13:43:04 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001788434 Filed Document 0001788434-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 13:43:04 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity