Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NexPoint Polo Glen DST See All Filings	D/A	2020-05-19 09:38:56 UTC
Amount To Be Raised $29,944,929 Associated Brokers / Dealers McDermott Investment Services LLC, Invicta Capital LLC, Emerson Equity LLC, Capulent LLC, and Wealthforge Securities, LLC CIK Number 0001807308 Filed Document 0001807308-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-05-19 09:38:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SocialPiper Inc. See All Filings	D	2020-05-19 09:36:38 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001768533 Filed Document 0001768533-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-19 09:36:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Raptor Ventures SecurityPoint Media SPV, LP See All Filings	D/A	2020-05-19 09:33:42 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001621814 Filed Document 0001621814-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-19 09:33:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gordian Capital Strategies, LP See All Filings	D/A	2020-05-19 09:10:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553412 Filed Document 0001553412-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-19 09:10:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HES Facilities Holdings, LLC See All Filings	D	2020-05-19 08:54:02 UTC
Amount To Be Raised $84,325,000 Associated Brokers / Dealers N/A CIK Number 0001812277 Filed Document 0000908662-20-000081 Exclusions or Exemptions 506b Accepted Date 2020-05-19 08:54:02 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
GOGO BAND, INC. See All Filings	D/A	2020-05-19 08:42:18 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001679032 Filed Document 0001567619-20-010702 Exclusions or Exemptions 506b Accepted Date 2020-05-19 08:42:18 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
C.R. LLOYD ASSOCIATES, INC. See All Filings	D	2020-05-19 08:39:38 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001810849 Filed Document 0001810849-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-19 08:39:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
Passco River Oaks Self Storage DST See All Filings	D/A	2020-05-18 22:34:00 UTC
Amount To Be Raised $10,410,000 Associated Brokers / Dealers Passco Capital, Inc., L. Patrick Furlong, Michael Lawrence Cruz, John Stephen Weiss, Ronald Joseph Pompei Jr., JR Broadbent, Michael Allan Bendix, Scott Sheehan, Taylor Ashland, Donavan Thomas Kelly, Jack Thomas, Curtis Jerome Sathre III, Joseph Gerard Michaletz, Thomas Craighead Lewis, Adam Jack Bryan, Robert Alan Horning, Troy Thomas, Christina Suzanne Nielson, Christopher K. Moss, Peter Chernin, Scott Offerman, John Leighton Mitchell, James Dale Warring, James Anthony Parry, and Lee Alan Duckworth CIK Number 0001738933 Filed Document 0001738933-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 22:34:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upper90 HighFive SPV LLC See All Filings	D/A	2020-05-18 21:53:06 UTC
Amount To Be Raised $1,805,000 Associated Brokers / Dealers N/A CIK Number 0001807446 Filed Document 0001808710-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-18 21:53:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security
Fund FG-AZM, a series of Forge Investments LLC See All Filings	D/A	2020-05-18 21:50:13 UTC
Amount To Be Raised $4,282,975 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758764 Filed Document 0001808710-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 21:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloudvirga, Inc. See All Filings	D	2020-05-18 21:30:30 UTC
Amount To Be Raised $12,002,211 Associated Brokers / Dealers N/A CIK Number 0001691350 Filed Document 0001691350-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-18 21:30:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Groom Lake Studios, LLC See All Filings	D	2020-05-18 21:01:54 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001812478 Filed Document 0001812478-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 21:01:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEI Structured Credit Fund, LP See All Filings	D/A	2020-05-18 20:51:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458326 Filed Document 0001458326-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 20:51:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Kriya Therapeutics, Inc. See All Filings	D	2020-05-18 20:38:28 UTC
Amount To Be Raised $85,634,918 Associated Brokers / Dealers N/A CIK Number 0001811209 Filed Document 0001811209-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 20:38:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
beatBread I, L.P. See All Filings	D	2020-05-18 20:25:40 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001811192 Filed Document 0001811192-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 20:25:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Cloudvirga, Inc. See All Filings	D	2020-05-18 20:11:23 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001691350 Filed Document 0001691350-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 20:11:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PARADOX, INC. See All Filings	D	2020-05-18 19:57:14 UTC
Amount To Be Raised $39,999,998 Associated Brokers / Dealers N/A CIK Number 0001769346 Filed Document 0001769346-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 19:57:14 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SANTA FE FARMS, LLC See All Filings	D	2020-05-18 19:26:26 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001772958 Filed Document 0001772958-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 19:26:26 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
SANTA FE FARMS, LLC See All Filings	D	2020-05-18 19:20:58 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001772958 Filed Document 0001772958-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 19:20:58 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Hummingbird Regtech, Inc. See All Filings	D	2020-05-18 18:49:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001745689 Filed Document 0001745689-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 18:49:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol XXXIX L.P. See All Filings	D	2020-05-18 18:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811611 Filed Document 0000935836-20-000315 Exclusions or Exemptions 506b Accepted Date 2020-05-18 18:26:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Nutcracker Therapeutics, Inc. See All Filings	D	2020-05-18 18:26:00 UTC
Amount To Be Raised $60,036,840 Associated Brokers / Dealers N/A CIK Number 0001741042 Filed Document 0001741042-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 18:26:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Grider Circle I, LP See All Filings	D	2020-05-18 18:20:42 UTC
Amount To Be Raised $861,000 Associated Brokers / Dealers N/A CIK Number 0001812358 Filed Document 0001445866-20-000693 Exclusions or Exemptions 506b Accepted Date 2020-05-18 18:20:42 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BRV Partners Fund II Feeder, LP See All Filings	D	2020-05-18 18:17:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001812455 Filed Document 0001812455-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 18:17:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Scorpion Therapeutics, Inc. See All Filings	D	2020-05-18 17:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811858 Filed Document 0001811858-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:59:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Thomist Fund, LP See All Filings	D/A	2020-05-18 17:58:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001767804 Filed Document 0001767804-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:58:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Doms Market Holdco Inc. See All Filings	D	2020-05-18 17:48:36 UTC
Amount To Be Raised $9,993,649 Associated Brokers / Dealers N/A CIK Number 0001812117 Filed Document 0001812117-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:48:36 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
C & THE MOON DE, INC. See All Filings	D	2020-05-18 17:41:36 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001812422 Filed Document 0001812422-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:41:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gainesville Properties III, LLC See All Filings	D/A	2020-05-18 17:39:49 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001811222 Filed Document 0001811222-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:39:49 UTC Type of Offering D/A Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
STRLNG RD BRNBSE 1, LLC See All Filings	D	2020-05-18 17:37:31 UTC
Amount To Be Raised $258,500 Associated Brokers / Dealers N/A CIK Number 0001812079 Filed Document 0001812079-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:37:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JTC Plc See All Filings	D	2020-05-18 17:36:37 UTC
Amount To Be Raised $115,210,334 Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001812352 Filed Document 0001812352-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:36:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
QEP Public Opportunities Fund, LP See All Filings	D	2020-05-18 17:34:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810792 Filed Document 0001810792-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:34:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVPI Investments I LP - Series 10 See All Filings	D	2020-05-18 17:33:30 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001812321 Filed Document 0001812321-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:33:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Leafly Holdings, Inc. See All Filings	D	2020-05-18 17:31:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001791773 Filed Document 0001791773-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:31:19 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fortress European NPL Opportunities Fund II L.P. See All Filings	D/A	2020-05-18 17:23:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001775508 Filed Document 0000950172-20-000088 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:23:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pharo Africa Fund, Ltd. See All Filings	D/A	2020-05-18 17:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726166 Filed Document 0001085146-20-001636 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:16:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pharo Trading Fund, Ltd. See All Filings	D/A	2020-05-18 17:16:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486435 Filed Document 0001085146-20-001635 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:16:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PHARO MACRO FUND LTD See All Filings	D/A	2020-05-18 17:16:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452889 Filed Document 0001085146-20-001634 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:16:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Technology Opportunity Partners, LP See All Filings	D/A	2020-05-18 17:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Metropolitan Capital Investments Banc, Inc. and Enclave Capital LLC CIK Number 0001287912 Filed Document 0001287912-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:15:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pharo Gaia Fund, Ltd. See All Filings	D/A	2020-05-18 17:15:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636711 Filed Document 0001085146-20-001633 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:15:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
QEP Public Opportunities Parallel Fund D, LP See All Filings	D	2020-05-18 17:11:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810795 Filed Document 0001810795-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:11:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JL Biosciences, Inc. See All Filings	D	2020-05-18 17:10:11 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001812377 Filed Document 0001812377-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:10:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
ARTELO BIOSCIENCES, INC. See All Filings	D	2020-05-18 17:09:27 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001621221 Filed Document 0001621221-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:09:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS X, LLC See All Filings	D	2020-05-18 17:06:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777794 Filed Document 0001777794-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:06:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Overland Park Hotel Investors LLC See All Filings	D	2020-05-18 17:05:52 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001781012 Filed Document 0001781012-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:05:52 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
VERINT SYSTEMS INC See All Filings	D	2020-05-18 17:05:36 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001166388 Filed Document 0001209191-20-030144 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:05:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
NBD Nanotechnologies Inc. See All Filings	D	2020-05-18 17:02:15 UTC
Amount To Be Raised $2,254,170 Associated Brokers / Dealers N/A CIK Number 0001589304 Filed Document 0001589304-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:02:15 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Meta Game, Inc. See All Filings	D	2020-05-18 17:01:35 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001763975 Filed Document 0001763975-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-18 17:01:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUMMIT INVESTORS GE IX/VC IV, LLC See All Filings	D	2020-05-18 16:50:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654074 Filed Document 0001654074-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:50:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EAM Long-Only Emerging Markets Fund Delaware LP See All Filings	D/A	2020-05-18 16:44:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705009 Filed Document 0001315863-20-000483 Exclusions or Exemptions 506b Accepted Date 2020-05-18 16:44:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity