|
|
D/A |
2020-05-20 13:10:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001686984
- Filed Document
- 0001686984-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:10:16 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-05-20 13:06:03 UTC |
- Amount To Be Raised
- $1,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812563
- Filed Document
- 0001812563-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:06:03 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Security To Be Acquired
|
|
|
D |
2020-05-20 13:01:23 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790921
- Filed Document
- 0001790921-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 13:01:23 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:55:41 UTC |
- Amount To Be Raised
- $2,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812607
- Filed Document
- 0001812607-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:55:41 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:52:41 UTC |
- Amount To Be Raised
- $134,275,000
- Associated Brokers / Dealers
- Gonzalo Rubio Paris
- CIK Number
- 0001393584
- Filed Document
- 0001393584-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:52:41 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:50:27 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- 63-002295 Capital Trust
- CIK Number
- 0001812617
- Filed Document
- 0001812617-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:50:27 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:47:05 UTC |
- Amount To Be Raised
- $12,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001186264
- Filed Document
- 0001186264-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:47:05 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:39:30 UTC |
- Amount To Be Raised
- $6,203,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812410
- Filed Document
- 0001812410-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:39:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:35:05 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Raymond James Tax Credit Funds, Inc., Sean M. Hannan, and Aline Rose Lavelle
- CIK Number
- 0001812340
- Filed Document
- 0001812340-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:35:05 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:28:33 UTC |
- Amount To Be Raised
- $107,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812085
- Filed Document
- 0001812085-20-000001
- Exclusions or Exemptions
- 506b and 504.1
- Accepted Date
- 2020-05-20 12:28:33 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-05-20 12:26:26 UTC |
- Amount To Be Raised
- $13,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001811227
- Filed Document
- 0001811227-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:26:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 12:04:02 UTC |
- Amount To Be Raised
- $375,000,000
- Associated Brokers / Dealers
- CSP Securities, L.P.
- CIK Number
- 0001811116
- Filed Document
- 0001012975-20-000493
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:04:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 12:03:46 UTC |
- Amount To Be Raised
- $1,816,613
- Associated Brokers / Dealers
- H.C. Wainwright & Co., LLC
- CIK Number
- 0000840551
- Filed Document
- 0001157523-20-000785
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 12:03:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2020-05-20 11:55:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001809668
- Filed Document
- 0001315863-20-000488
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:55:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 11:54:40 UTC |
- Amount To Be Raised
- $80,895,627
- Associated Brokers / Dealers
- Inland Securities Corporation, DAI Securities LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, Avantax Investment Services, Inc., Capulent LLC, American Investors Company, Crown Capital Securities, L.P., McDermott Investment Services, LLC, and RCX Capital Group, LLC
- CIK Number
- 0001808309
- Filed Document
- 0001808309-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:54:40 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 11:53:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001809669
- Filed Document
- 0001315863-20-000487
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:53:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 11:42:57 UTC |
- Amount To Be Raised
- $74,999,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564970
- Filed Document
- 0001564970-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:42:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 11:39:33 UTC |
- Amount To Be Raised
- $393,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001763129
- Filed Document
- 0001790083-20-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:39:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 11:35:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812603
- Filed Document
- 0001812603-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:35:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-20 11:34:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001702338
- Filed Document
- 0001442294-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:34:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-20 11:30:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460990
- Filed Document
- 0001315863-20-000486
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:30:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNKNOWN
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 11:25:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721999
- Filed Document
- 0001721999-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:25:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-20 11:12:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440291
- Filed Document
- 0001440291-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:12:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-20 11:05:05 UTC |
- Amount To Be Raised
- $80,925,660
- Associated Brokers / Dealers
- Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, Concorde Investment Services, LLC, American Portfolios Financial Services, Inc., Crown Capital Securities, L.P., Cabot Lodge Securities LLC, Avantax Investment Services, Inc., Money Concepts Capital Corp, McDermott Investment Services, LLC, JRL Capital Corporation, Harbour Investments, Inc., Triad Advisors LLC, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., Invicta Capital LLC, Lincoln Financial Advisors Corporation, Primex Prime Electronic Execution, Inc., Arkadios Capital, Securities America, Inc., Sagepoint Finanical, Inc., DAI Securities, LLC, Woodbury Financial Services, Inc., Investacorp, Inc., Emerson Equity LLC, FSC Securities Corporation, Berthel, Fisher & Company Financial Services, Inc., The Strategic Financial Alliance, Inc., Centaurus Financial, Inc., Lightpath Capital Inc., Center Street Securities, Inc., and Lincoln Financial Securities Corporation
- CIK Number
- 0001796837
- Filed Document
- 0001796837-20-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 11:05:05 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 10:59:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CHAMPLAIN ADVISORS, LLC
- CIK Number
- 0001715705
- Filed Document
- 0001715705-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:59:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 10:58:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634513
- Filed Document
- 0001634513-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:58:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 10:56:22 UTC |
- Amount To Be Raised
- $313,276
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810895
- Filed Document
- 0001790083-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:56:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Special Opportunities Fund 2020, L.P. - Series B (Credit) (Offshore)
See All Filings
|
D |
2020-05-20 10:56:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812448
- Filed Document
- 0000950142-20-001374
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:56:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 10:55:02 UTC |
- Amount To Be Raised
- $1,506,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001811327
- Filed Document
- 0001790083-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:55:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 10:52:38 UTC |
- Amount To Be Raised
- $210,122
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001808006
- Filed Document
- 0001790083-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:52:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 10:51:15 UTC |
- Amount To Be Raised
- $156,000
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001790083
- Filed Document
- 0001790083-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:51:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 10:46:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707126
- Filed Document
- 0001811763-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:46:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 10:38:18 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723756
- Filed Document
- 0001461373-20-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:38:18 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 10:36:10 UTC |
- Amount To Be Raised
- $5,877,876
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812415
- Filed Document
- 0001567619-20-010785
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:36:10 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 10:30:45 UTC |
- Amount To Be Raised
- $4,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564268
- Filed Document
- 0001564268-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:30:45 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 10:23:42 UTC |
- Amount To Be Raised
- $53,544,255
- Associated Brokers / Dealers
- Arkadios Capital, Lightpath Capital Inc., DAI Securities LLC, Avantax Investment Services Inc, RCX Capital Group LLC, DFPG Investments, Inc., Concorde Investment Services, LLC, Thornhill Securities Inc, Cambridge Investment Research, JRL Capital Corporation, Nationwide Planning Associates, Inc, Lincoln Financial Advisors, Stax Capital, Securities America Inc., Sagepoint Financial, Inc., Ausdal Financial Partners, Inc., Cabin Securities Inc, International Assets Advisory, LLC, Invicta Capital LLC, Crown Capital Securities, L.P., American Portfolios Financial Services, Inc., Cabot Lodge Securities LLC, Lincoln Financial Securities Corporation, Madison Avenue Securities, LLC, Western International Securities, Inc., Triad Advisors LLC, Independent Financial Group, LLC, Stifel, Nicolaus & Company, Incorporated, Berthel, Fisher & Company Financial Services, Inc., Third Seven Capital LLC, The Strategic Financial Alliance, Center Street Securities, Inc., Woodbury Financial Services, Inc., and Investacorp, Inc.
- CIK Number
- 0001793634
- Filed Document
- 0001793634-20-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:23:42 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 10:23:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001442294
- Filed Document
- 0001442294-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:23:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 10:10:15 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436117
- Filed Document
- 0001436117-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:10:15 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 10:06:56 UTC |
- Amount To Be Raised
- $280,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564268
- Filed Document
- 0001564268-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:06:56 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2020-05-20 10:00:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537464
- Filed Document
- 0000919574-20-003772
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 10:00:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 09:58:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537465
- Filed Document
- 0000919574-20-003770
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 09:58:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-05-20 09:45:53 UTC |
- Amount To Be Raised
- $60,961,892
- Associated Brokers / Dealers
- Whitehall-Parker Securities Inc., Wealthforge Securities Inc., Lightpath Capital, Inc., Capulent LLC, Metropolitan Capital Investment Banc, Inc., Thornhill Securities, Inc., Emerson Equity LLC, Ameritas Investment Corp., Sigma Financial Corporation, Courtlandt Securities Corporation, NPB Financial Group, LLC, McDermott Investment Services, LLC, DFPG Investments, LLC, Western International Securities, Inc., Parkland Securities, LLC, Purshe Kaplan Sterling Investments, Arete Wealth Management, LLC, World Equity Group, Inc., Invicta Capital LLC, Great Point Capital, LLC, Cabot Lodge Securities LLC, and Concorde Investment Services, LLC
- CIK Number
- 0001791984
- Filed Document
- 0001791984-20-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 09:45:53 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 09:45:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Thomas Capital Management LLC
- CIK Number
- 0001811533
- Filed Document
- 0001811533-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 09:45:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 09:45:16 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812552
- Filed Document
- 0001812552-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 09:45:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-05-20 08:56:56 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001786160
- Filed Document
- 0001786160-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 08:56:56 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2020-05-20 08:11:10 UTC |
- Amount To Be Raised
- $369,981,000
- Associated Brokers / Dealers
- Capstone Advisors SA
- CIK Number
- 0001811657
- Filed Document
- 0001315863-20-000485
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 08:11:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-20 06:49:54 UTC |
- Amount To Be Raised
- $45,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812291
- Filed Document
- 0001812291-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 06:49:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-05-20 06:02:09 UTC |
- Amount To Be Raised
- $1,492,354
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812349
- Filed Document
- 0001567619-20-010784
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-20 06:02:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-05-19 21:49:07 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001800248
- Filed Document
- 0001800248-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-19 21:49:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-05-19 21:25:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001271140
- Filed Document
- 0001567619-20-010780
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-05-19 21:25:11 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Security To Be Acquired
|