Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TPEG Sarasota MC Investors See All Filings	D	2020-06-01 12:45:48 UTC
Amount To Be Raised $1,710,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001672646 Filed Document 0001672646-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-01 12:45:48 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Pure Momentum (Restricted) Ltd See All Filings	D/A	2020-06-01 12:41:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001675559 Filed Document 0001675559-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 12:41:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BXLS V - Edison - 8xx, L.P. See All Filings	D	2020-06-01 12:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813697 Filed Document 0001813697-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 12:40:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Point Source LP See All Filings	D/A	2020-06-01 12:30:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530999 Filed Document 0001448291-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-01 12:30:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Venice MC Investors LLC See All Filings	D/A	2020-06-01 12:27:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001653852 Filed Document 0001653852-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-01 12:27:51 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Innovatus Life Sciences Offshore Fund I-A, LP See All Filings	D	2020-06-01 12:09:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811630 Filed Document 0000945621-20-000174 Exclusions or Exemptions 506b Accepted Date 2020-06-01 12:09:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOOD PLANET FOODS INC. See All Filings	D	2020-06-01 12:05:17 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001813631 Filed Document 0001813631-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 12:05:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SQZ Biotechnologies Co See All Filings	D	2020-06-01 12:01:50 UTC
Amount To Be Raised $70,203,000 Associated Brokers / Dealers N/A CIK Number 0001604477 Filed Document 0001567619-20-011398 Exclusions or Exemptions 506b Accepted Date 2020-06-01 12:01:50 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Buchanan Craft LLC See All Filings	D	2020-06-01 12:01:45 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001686286 Filed Document 0001686286-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 12:01:45 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carillon Tower Series Hedge Fund, LLC - Clarivest All Canada Series A See All Filings	D/A	2020-06-01 11:59:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robson Capital Management, Inc. CIK Number 0001742585 Filed Document 0000897069-20-000260 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:59:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PROOF R2, LLC See All Filings	D	2020-06-01 11:55:32 UTC
Amount To Be Raised $231,000 Associated Brokers / Dealers none CIK Number 0001813088 Filed Document 0001787842-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:55:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kylin Offshore Long Fund Ltd. See All Filings	D/A	2020-06-01 11:52:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620902 Filed Document 0001013594-20-000528 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:52:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KYLIN LONG FUND LP See All Filings	D/A	2020-06-01 11:51:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609360 Filed Document 0001013594-20-000527 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:51:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VCP PROOF C1, LLC See All Filings	D	2020-06-01 11:47:38 UTC
Amount To Be Raised $677,846 Associated Brokers / Dealers none CIK Number 0001787842 Filed Document 0001787842-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:47:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonavi Labs, Inc. See All Filings	D/A	2020-06-01 11:42:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001738632 Filed Document 0001738632-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:42:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
PROFESSIONAL IDIOTS INC See All Filings	D/A	2020-06-01 11:41:59 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001810542 Filed Document 0001810542-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:41:59 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BC Hilltop Minerva LLC See All Filings	D	2020-06-01 11:36:11 UTC
Amount To Be Raised $2,910,000 Associated Brokers / Dealers N/A CIK Number 0001813533 Filed Document 0001813533-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:36:11 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MKT Capital, LP See All Filings	D/A	2020-06-01 11:31:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572135 Filed Document 0001448291-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:31:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hypemasters, Inc. See All Filings	D	2020-06-01 11:30:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001813670 Filed Document 0001813670-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:30:34 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Other
Emergent Ventures II-A, L.P. See All Filings	D	2020-06-01 11:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813669 Filed Document 0001813669-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:28:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hathaway Farms Townhomes Limited Partnership See All Filings	D	2020-06-01 11:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001813383 Filed Document 0001813383-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:17:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
e360 Power Fund, LP See All Filings	D/A	2020-06-01 11:13:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490874 Filed Document 0001315863-20-000513 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:13:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Holly Station Investor LLC See All Filings	D	2020-06-01 11:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001813387 Filed Document 0001813387-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 11:03:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DWS Infrastructure Debt Opportunities Feeder (Cactus) LP See All Filings	D/A	2020-06-01 10:50:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DWS Distributors, Inc. CIK Number 0001776826 Filed Document 0001777034-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-01 10:50:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DWS Infrastructure Debt Opportunities Feeder (E) LP See All Filings	D/A	2020-06-01 10:37:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DWS Distributors, Inc. CIK Number 0001776827 Filed Document 0001777034-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-01 10:37:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GAM Beachwood Total Return Offshore Fund See All Filings	D/A	2020-06-01 10:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001469833 Filed Document 0001469833-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-01 10:32:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Venice MC Investors LLC See All Filings	D	2020-06-01 10:28:54 UTC
Amount To Be Raised $1,710,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001653852 Filed Document 0001653852-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-01 10:28:54 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
GAM INSTITUTIONAL DIVERSITY INC. See All Filings	D/A	2020-06-01 10:27:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375819 Filed Document 0001375819-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-01 10:27:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
DWS Offshore Infrastructure Debt Opportunities Feeder LP See All Filings	D/A	2020-06-01 10:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DWS Distributors, Inc. CIK Number 0001777034 Filed Document 0001777034-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-01 10:23:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GAM Opportunistic Credit Fund LP See All Filings	D/A	2020-06-01 10:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703329 Filed Document 0001703329-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-01 10:19:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARKERVISION INC See All Filings	D	2020-06-01 10:18:27 UTC
Amount To Be Raised $482,550 Associated Brokers / Dealers N/A CIK Number 0000914139 Filed Document 0000914139-20-000046 Exclusions or Exemptions 506b Accepted Date 2020-06-01 10:18:27 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SilverArc Capital Alpha Fund I, L.P. See All Filings	D/A	2020-06-01 10:01:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549634 Filed Document 0001549634-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 10:01:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Equity Shift, Inc. See All Filings	D	2020-06-01 09:59:02 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001780952 Filed Document 0001780952-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 09:59:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Neural Analytics, Inc. See All Filings	D	2020-06-01 09:26:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001580096 Filed Document 0000905718-20-000533 Exclusions or Exemptions 506b Accepted Date 2020-06-01 09:26:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Global Data Consortium, Inc. See All Filings	D	2020-06-01 09:26:02 UTC
Amount To Be Raised $5,899,950 Associated Brokers / Dealers N/A CIK Number 0001773665 Filed Document 0001773665-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 09:26:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HIG Holdings, LLC See All Filings	D	2020-06-01 09:13:51 UTC
Amount To Be Raised $1,770,000 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-06-01 09:13:51 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strapi, Inc. See All Filings	D	2020-06-01 09:07:04 UTC
Amount To Be Raised $11,991,323 Associated Brokers / Dealers N/A CIK Number 0001784673 Filed Document 0001784673-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-01 09:07:04 UTC Type of Offering D Industry Other Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Venice MC Investors LLC See All Filings	D	2020-05-29 22:11:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001653852 Filed Document 0001653852-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-05-29 22:11:46 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
NexPoint IQHQ Co-Invest I, LLC See All Filings	D/A	2020-05-29 21:39:02 UTC
Amount To Be Raised $78,651,685 Associated Brokers / Dealers NexPoint Securities, Inc., Emerson Equity LLC, Purshe Kaplan Sterling Investments, and Advisory Group Equity Services Ltd. CIK Number 0001806922 Filed Document 0001806922-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 21:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cox Capital Partners Special Situations Fund, L.P. See All Filings	D	2020-05-29 21:17:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001813322 Filed Document 0001813322-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 21:17:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
1st Investment, LP - Series 1 See All Filings	D	2020-05-29 19:38:27 UTC
Amount To Be Raised $1,327,000 Associated Brokers / Dealers N/A CIK Number 0001810543 Filed Document 0001808941-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-05-29 19:38:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Utopian SPV 4, a series of Utopian FL Funds, LP See All Filings	D	2020-05-29 19:35:44 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001787884 Filed Document 0001808941-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-05-29 19:35:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOF Capital AH Growth, LLC See All Filings	D	2020-05-29 19:32:31 UTC
Amount To Be Raised $1,683,000 Associated Brokers / Dealers N/A CIK Number 0001812207 Filed Document 0001808941-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-05-29 19:32:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palisades Goldcorp Ltd. See All Filings	D	2020-05-29 19:27:33 UTC
Amount To Be Raised $826,214 Associated Brokers / Dealers N/A CIK Number 0001791972 Filed Document 0001791972-20-000017 Exclusions or Exemptions 506b Accepted Date 2020-05-29 19:27:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
WESTERN WEALTH CAPITAL LI US INVESTOR, LP See All Filings	D/A	2020-05-29 19:07:01 UTC
Amount To Be Raised $10,625,000 Associated Brokers / Dealers N/A CIK Number 0001801110 Filed Document 0001642247-20-000043 Exclusions or Exemptions 506b Accepted Date 2020-05-29 19:07:01 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AURYC, INC. See All Filings	D	2020-05-29 19:00:28 UTC
Amount To Be Raised $2,240,000 Associated Brokers / Dealers N/A CIK Number 0001667616 Filed Document 0001667616-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 19:00:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Canary Fund II, L.P. See All Filings	D/A	2020-05-29 18:47:14 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001776542 Filed Document 0001776542-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 18:47:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Immunome Inc. See All Filings	D	2020-05-29 18:21:26 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001472012 Filed Document 0001472012-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 18:21:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ZenSports, Inc. See All Filings	D	2020-05-29 18:13:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683629 Filed Document 0001683629-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 18:13:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Flatirons Self-Storage II DST See All Filings	D	2020-05-29 18:08:46 UTC
Amount To Be Raised $12,901,000 Associated Brokers / Dealers Center Street Securities, Inc., Capulent, LLC, Great Point Capital LLC, Emerson Equity LLC, Arkadios Capital, Pinnacle Capital Securities, LLC, WealthForge Securities, LLC, Insight Investment Advisers LLC, Thornhill Securities, Inc., MHL Investments, Cabin Securities, Inc., Lion Street Financial, LLC, and Lightpath Capital CIK Number 0001813665 Filed Document 0001813665-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-05-29 18:08:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity