Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Brookfield Real Estate Partners (K) LP See All Filings	D	2020-06-10 16:35:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814691 Filed Document 0001814691-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:35:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bloom Creative LLC See All Filings	D	2020-06-10 16:34:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814730 Filed Document 0001814730-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:34:39 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
WestBridge Crossover Fund, LLC See All Filings	D/A	2020-06-10 16:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526766 Filed Document 0001526766-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:34:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PF Marina LLC See All Filings	D/A	2020-06-10 16:33:30 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001775213 Filed Document 0001775213-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:33:30 UTC Type of Offering D/A Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Exponential Appreciation Fund, LP See All Filings	D/A	2020-06-10 16:33:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738839 Filed Document 0001677222-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:33:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Links Funding II, LLC See All Filings	D	2020-06-10 16:29:45 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001813645 Filed Document 0001813645-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:29:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Askott Entertainment Inc. See All Filings	D	2020-06-10 16:27:08 UTC
Amount To Be Raised $105,548 Associated Brokers / Dealers N/A CIK Number 0001777912 Filed Document 0001777912-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:27:08 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
EX Fund I, a series of TBird Capital, LP See All Filings	D	2020-06-10 16:22:34 UTC
Amount To Be Raised $110,640 Associated Brokers / Dealers N/A CIK Number 0001814768 Filed Document 0001814768-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:22:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M1 Holdings Inc. See All Filings	D	2020-06-10 16:19:27 UTC
Amount To Be Raised $33,252,316 Associated Brokers / Dealers N/A CIK Number 0001737492 Filed Document 0001737492-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:19:27 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Chirpify, Inc. See All Filings	D	2020-06-10 16:15:27 UTC
Amount To Be Raised $705,000 Associated Brokers / Dealers N/A CIK Number 0001548289 Filed Document 0001548289-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:15:27 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
965 Flats LLC See All Filings	D/A	2020-06-10 16:12:55 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001799492 Filed Document 0001799492-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:12:55 UTC Type of Offering D/A Industry Residential Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Serina Therapeutics, Inc. See All Filings	D/A	2020-06-10 16:11:17 UTC
Amount To Be Raised $76,230,000 Associated Brokers / Dealers N/A CIK Number 0001558525 Filed Document 0001558525-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:11:17 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Veltro Argento LP See All Filings	D	2020-06-10 16:08:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814530 Filed Document 0000905718-20-000566 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:08:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RE Fund I, a series of JMWTX Investments, LP See All Filings	D	2020-06-10 16:07:36 UTC
Amount To Be Raised $164,615 Associated Brokers / Dealers N/A CIK Number 0001814770 Filed Document 0001814770-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:07:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canaria Therapeutics, Inc. See All Filings	D/A	2020-06-10 16:07:33 UTC
Amount To Be Raised $23,100 Associated Brokers / Dealers N/A CIK Number 0001754404 Filed Document 0001754404-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-10 16:07:33 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
ShortSave, Inc. See All Filings	D	2020-06-10 15:51:51 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001719370 Filed Document 0001719370-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:51:51 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Neuros Medical, Inc. See All Filings	D	2020-06-10 15:50:52 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001474720 Filed Document 0001474720-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:50:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Kotarba Partners Fund I, LP See All Filings	D/A	2020-06-10 15:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609061 Filed Document 0001609061-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:49:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AseptiScope, Inc. See All Filings	D/A	2020-06-10 15:39:14 UTC
Amount To Be Raised $7,235,618 Associated Brokers / Dealers Arcadia Securities, LLC CIK Number 0001732367 Filed Document 0001732367-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:39:14 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 519 See All Filings	D	2020-06-10 15:34:29 UTC
Amount To Be Raised $371,400 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001796747 Filed Document 0001812577-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:34:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vimvest Holdings, LLC See All Filings	D	2020-06-10 15:29:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001814333 Filed Document 0001814333-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:29:23 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Namibia Critical Metals Inc. See All Filings	D	2020-06-10 15:29:09 UTC
Amount To Be Raised $8,381 Associated Brokers / Dealers N/A CIK Number 0001519457 Filed Document 0001519457-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:29:09 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OPTCAPITAL LLC See All Filings	D/A	2020-06-10 15:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Optsecurities, LLC CIK Number 0001280660 Filed Document 0001280660-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:22:04 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
RapidSOS, Inc. See All Filings	D/A	2020-06-10 15:19:29 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001651005 Filed Document 0001651005-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:19:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Mortgage Fund - SC, Ltd. See All Filings	D	2020-06-10 15:12:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814359 Filed Document 0001012975-20-000543 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:12:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rosewood One, LP See All Filings	D/A	2020-06-10 15:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812940 Filed Document 0001812940-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:11:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-LPM, a series of Forge Investments LLC See All Filings	D/A	2020-06-10 15:09:11 UTC
Amount To Be Raised $4,007,093 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001784667 Filed Document 0001812577-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-NEN, a series of Forge Investments LLC See All Filings	D	2020-06-10 15:07:02 UTC
Amount To Be Raised $143,920 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001784160 Filed Document 0001812577-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:07:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RPCA Opportunistic Financial Ventures L.P. See All Filings	D/A	2020-06-10 15:04:59 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001528032 Filed Document 0001528032-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:04:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Lanterns SAT Co-Investment Fund 1 LLC See All Filings	D	2020-06-10 15:04:55 UTC
Amount To Be Raised $542,928 Associated Brokers / Dealers N/A CIK Number 0001813304 Filed Document 0001812577-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:04:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Othot, Inc. See All Filings	D	2020-06-10 15:04:25 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001637843 Filed Document 0001637843-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 15:04:25 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
MEGASTAR DEVELOPMENT CORP /FI See All Filings	D	2020-06-10 14:58:13 UTC
Amount To Be Raised $66,031 Associated Brokers / Dealers N/A CIK Number 0000854328 Filed Document 0000854328-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:58:13 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Grain Technologies, a series of Leonis Master Fund, LLC See All Filings	D	2020-06-10 14:53:56 UTC
Amount To Be Raised $418,959 Associated Brokers / Dealers N/A CIK Number 0001813260 Filed Document 0001812577-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:53:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hellcat Acquisitions, L.P. See All Filings	D/A	2020-06-10 14:50:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609316 Filed Document 0000899140-20-000290 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:50:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cullinan Mica Corp. See All Filings	D	2020-06-10 14:35:29 UTC
Amount To Be Raised $34,588,641 Associated Brokers / Dealers N/A CIK Number 0001814544 Filed Document 0001814544-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:35:29 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Man AHL Matador LLC See All Filings	D/A	2020-06-10 14:30:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001676626 Filed Document 0001676654-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:30:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MessageGears, LLC See All Filings	D	2020-06-10 14:29:59 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001710227 Filed Document 0001710227-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:29:59 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PI MA Holdings LLC See All Filings	D	2020-06-10 14:25:05 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Todd Brady CIK Number 0001814174 Filed Document 0001814174-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:25:05 UTC Type of Offering D Industry Agriculture Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Saltbox CRA Fund, L.P. See All Filings	D/A	2020-06-10 14:23:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724851 Filed Document 0001724851-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:23:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Malta Hedge Fund II, L.P. See All Filings	D/A	2020-06-10 14:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFS, LLC and Aqueduct Capital Group, LLC CIK Number 0001067768 Filed Document 0000919574-20-004018 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:23:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BVK EUROPE OPPORTUNITIES FUND III, L.P. See All Filings	D	2020-06-10 14:20:59 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001814326 Filed Document 0001104659-20-071930 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:20:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALTA HEDGE FUND, L.P. See All Filings	D/A	2020-06-10 14:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001029335 Filed Document 0000919574-20-004016 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Credit Opportunities Fund III, L.P. See All Filings	D	2020-06-10 14:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814655 Filed Document 0000902664-20-002346 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:17:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MALTA MLC OFFSHORE, LTD. See All Filings	D/A	2020-06-10 14:16:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001297944 Filed Document 0000919574-20-004014 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:16:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VenoStent, Inc. See All Filings	D	2020-06-10 14:16:00 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001734734 Filed Document 0001734734-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:16:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SALTBOX PARTNERS FUND LP See All Filings	D/A	2020-06-10 14:14:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384289 Filed Document 0001794159-20-000016 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:14:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Malta Thrift Fund, L.P. See All Filings	D/A	2020-06-10 14:12:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515410 Filed Document 0000919574-20-004012 Exclusions or Exemptions 506b Accepted Date 2020-06-10 14:12:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Man AHL Hydrogen LLC See All Filings	D/A	2020-06-10 13:53:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001676624 Filed Document 0001676654-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-10 13:53:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hospi Corp See All Filings	D	2020-06-10 13:52:22 UTC
Amount To Be Raised $6,519,788 Associated Brokers / Dealers N/A CIK Number 0001697320 Filed Document 0001697320-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-10 13:52:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PAG Special Situations Fund 3.2 L.P. See All Filings	D	2020-06-10 13:43:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814181 Filed Document 0001567619-20-011944 Exclusions or Exemptions 506b Accepted Date 2020-06-10 13:43:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund