Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cadence Health, Inc. See All Filings	D	2020-06-16 16:09:46 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001732157 Filed Document 0001732157-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 16:09:46 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Clearwater Private Opportunity Fund VII, LLC See All Filings	D	2020-06-16 16:04:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815043 Filed Document 0001566114-20-000089 Exclusions or Exemptions 506b Accepted Date 2020-06-16 16:04:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Special Strategies Fund LLC See All Filings	D/A	2020-06-16 15:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503035 Filed Document 0000919574-20-004147 Exclusions or Exemptions 506b Accepted Date 2020-06-16 15:56:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Immunome Inc. See All Filings	D/A	2020-06-16 15:42:56 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001472012 Filed Document 0001472012-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-16 15:42:56 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Will Ventures Fund I, L.P. See All Filings	D/A	2020-06-16 15:35:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780295 Filed Document 0001780295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 15:35:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Zaffran Special Opportunities LLC See All Filings	D	2020-06-16 15:32:24 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001815142 Filed Document 0001815142-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 15:32:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Independence Global Fund LLC See All Filings	D/A	2020-06-16 15:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587816 Filed Document 0000919574-20-004143 Exclusions or Exemptions 506b Accepted Date 2020-06-16 15:27:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Bancorp Montana, Inc. See All Filings	D	2020-06-16 15:19:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Brean Capital, LLC CIK Number 0001478454 Filed Document 0001200876-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-16 15:19:07 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
Prime Opportunities Partners, LP See All Filings	D	2020-06-16 15:06:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514727 Filed Document 0001514727-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 15:06:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
BTG Pactual Global Rates Fund, Ltd. See All Filings	D/A	2020-06-16 15:02:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489606 Filed Document 0000919574-20-004141 Exclusions or Exemptions 506b Accepted Date 2020-06-16 15:02:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MANAGEMENT EQUITY HOLDINGS LLC See All Filings	D/A	2020-06-16 15:01:22 UTC
Amount To Be Raised $59,079,565 Associated Brokers / Dealers N/A CIK Number 0001521139 Filed Document 0001521139-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 15:01:22 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TowerIQ Inc. See All Filings	D	2020-06-16 14:52:20 UTC
Amount To Be Raised $4,351,156 Associated Brokers / Dealers N/A CIK Number 0001746418 Filed Document 0001746418-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:52:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Barcodes Holdings, LP See All Filings	D/A	2020-06-16 14:46:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762989 Filed Document 0001567619-20-012193 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:46:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PurFi Global LLC See All Filings	D	2020-06-16 14:32:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001773730 Filed Document 0001773730-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:32:32 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
NeuTigers, Inc. See All Filings	D	2020-06-16 14:30:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001758510 Filed Document 0001758510-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:30:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
140 Summer Partners Offshore Ltd. See All Filings	D	2020-06-16 14:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813446 Filed Document 0000919574-20-004139 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:21:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ALLEGIANT GOLD LTD See All Filings	D	2020-06-16 14:19:49 UTC
Amount To Be Raised $466,499 Associated Brokers / Dealers N/A CIK Number 0001725603 Filed Document 0001725603-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:19:49 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Samin Capital LLC See All Filings	D	2020-06-16 14:19:45 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001761970 Filed Document 0001761970-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:19:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paanini, Inc. See All Filings	D	2020-06-16 14:10:59 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001811180 Filed Document 0001811180-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:10:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harpoon Holdings, L.P. See All Filings	D	2020-06-16 14:09:58 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001795106 Filed Document 0001567619-20-012191 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:09:58 UTC Type of Offering D Industry Insurance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Impact World Equity Fund, LP See All Filings	D	2020-06-16 14:09:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814028 Filed Document 0001814028-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:09:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cabretta SC Inman ICF, LLC See All Filings	D	2020-06-16 14:05:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764713 Filed Document 0001764713-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:05:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Other
140 Summer Partners Onshore LP See All Filings	D	2020-06-16 14:03:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812913 Filed Document 0000919574-20-004137 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:03:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LADERA CAPITAL II, LP See All Filings	D/A	2020-06-16 14:01:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362843 Filed Document 0001362843-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-16 14:01:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LADERA CAPITAL, LP See All Filings	D/A	2020-06-16 13:51:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161896 Filed Document 0001161896-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-16 13:51:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB TALF Opportunity 2020 (Delaware) Fund, L.P. See All Filings	D	2020-06-16 13:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813637 Filed Document 0000902664-20-002419 Exclusions or Exemptions 506b Accepted Date 2020-06-16 13:26:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AB TALF Opportunity 2020 (Cayman) Fund, L.P. See All Filings	D	2020-06-16 13:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001813461 Filed Document 0000902664-20-002418 Exclusions or Exemptions 506b Accepted Date 2020-06-16 13:22:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kloud-12, LLC See All Filings	D	2020-06-16 13:21:11 UTC
Amount To Be Raised $756,165 Associated Brokers / Dealers N/A CIK Number 0001812013 Filed Document 0001812013-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 13:21:11 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
1517 Fund II, L.P. See All Filings	D/A	2020-06-16 13:19:08 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001772980 Filed Document 0001772980-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 13:19:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TORIGEN PHARMACEUTICALS, INC. See All Filings	D	2020-06-16 13:10:47 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001764961 Filed Document 0001764961-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 13:10:47 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Nana Post-Seed, a series of Tortoise & Hare Ventures LLC See All Filings	D	2020-06-16 12:56:53 UTC
Amount To Be Raised $460,000 Associated Brokers / Dealers N/A CIK Number 0001813289 Filed Document 0001788168-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:56:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Companyon Ziflow Seed2 Sidecar, a Series of Assure Labs 2020, LLC See All Filings	D	2020-06-16 12:53:23 UTC
Amount To Be Raised $520,234 Associated Brokers / Dealers N/A CIK Number 0001806309 Filed Document 0001788168-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:53:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NFTB, LLC See All Filings	D	2020-06-16 12:51:08 UTC
Amount To Be Raised $951,570 Associated Brokers / Dealers N/A CIK Number 0001813917 Filed Document 0001788168-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:51:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedBird Series 2019, LP See All Filings	D/A	2020-06-16 12:50:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001779883 Filed Document 0001808268-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:50:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series 4, a series of Silicon Valley CISO Investments LLC See All Filings	D	2020-06-16 12:47:40 UTC
Amount To Be Raised $148,400 Associated Brokers / Dealers N/A CIK Number 0001813245 Filed Document 0001788168-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:47:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AC Investment Capital - SA Pearl, LLC See All Filings	D	2020-06-16 12:47:29 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers NONE CIK Number 0001814551 Filed Document 0001814551-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:47:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FASETTO, Inc. See All Filings	D	2020-06-16 12:45:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692377 Filed Document 0001692377-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:45:58 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
10X Capital Robinhood III, a series of Republic Master Fund, LP See All Filings	D	2020-06-16 12:42:18 UTC
Amount To Be Raised $4,045,404 Associated Brokers / Dealers N/A CIK Number 0001813302 Filed Document 0001788168-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:42:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
10X Capital Robinhood II, a series of Republic Master Fund, LP See All Filings	D	2020-06-16 12:26:53 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001813300 Filed Document 0001788168-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:26:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
10X Capital Robinhood I, a series of Republic Master Fund, LP See All Filings	D	2020-06-16 12:22:26 UTC
Amount To Be Raised $1,160,600 Associated Brokers / Dealers N/A CIK Number 0001812580 Filed Document 0001788168-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:22:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series A EmCasa - Caravela Master LLC See All Filings	D	2020-06-16 12:19:21 UTC
Amount To Be Raised $273,704 Associated Brokers / Dealers N/A CIK Number 0001811250 Filed Document 0001788168-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:19:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VVP All Cap Fund, LLC See All Filings	D	2020-06-16 12:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALPS Distributors, Inc. CIK Number 0001812986 Filed Document 0001812986-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:08:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Priveq Investment VI (A) AB See All Filings	D	2020-06-16 12:08:08 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers Athos Partners SAM CIK Number 0001814177 Filed Document 0001012975-20-000555 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:08:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Phoenix Investment Fund Feeder, L.P. See All Filings	D	2020-06-16 12:02:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815054 Filed Document 0001815054-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 12:02:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upper90 Thrasio V SPV LLC See All Filings	D	2020-06-16 11:59:42 UTC
Amount To Be Raised $14,324,980 Associated Brokers / Dealers N/A CIK Number 0001809742 Filed Document 0001788168-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-16 11:59:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emergy Inc. See All Filings	D/A	2020-06-16 11:56:50 UTC
Amount To Be Raised $3,200,010 Associated Brokers / Dealers N/A CIK Number 0001774917 Filed Document 0001362118-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-06-16 11:56:50 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Upper90 HighFive SPV LLC See All Filings	D/A	2020-06-16 11:55:27 UTC
Amount To Be Raised $2,230,000 Associated Brokers / Dealers N/A CIK Number 0001807446 Filed Document 0001788168-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-16 11:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OLD WEST OPPORTUNITY FUND LP See All Filings	D/A	2020-06-16 11:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742445 Filed Document 0001742445-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 11:55:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Principle, a series of Tech Counsel, LLC See All Filings	D/A	2020-06-16 11:49:27 UTC
Amount To Be Raised $107,030 Associated Brokers / Dealers N/A CIK Number 0001788168 Filed Document 0001788168-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-16 11:49:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Front Range JV, LP See All Filings	D	2020-06-16 11:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803853 Filed Document 0001803853-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-16 11:49:14 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other