|
|
D/A |
2020-06-19 17:01:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551236
- Filed Document
- 0000919574-20-004230
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 17:01:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 16:58:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551185
- Filed Document
- 0000919574-20-004228
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:58:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-19 16:46:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001204178
- Filed Document
- 0000919574-20-004226
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:46:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 16:44:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467586
- Filed Document
- 0000919574-20-004224
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:44:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 16:41:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001358569
- Filed Document
- 0000919574-20-004222
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:41:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 16:39:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467583
- Filed Document
- 0000919574-20-004220
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:39:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 16:37:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Invesco Distributors, Inc.
- CIK Number
- 0001705684
- Filed Document
- 0001705684-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:37:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-19 16:35:27 UTC |
- Amount To Be Raised
- $8,000,002
- Associated Brokers / Dealers
- H.C. Wainwright & Co., LLC
- CIK Number
- 0001536196
- Filed Document
- 0001213900-20-015364
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:35:27 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2020-06-19 16:33:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804248
- Filed Document
- 0000950142-20-001609
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:33:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 16:32:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001501224
- Filed Document
- 0000919574-20-004218
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:32:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-19 16:32:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001804307
- Filed Document
- 0000950142-20-001608
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:32:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-19 16:29:00 UTC |
- Amount To Be Raised
- $85,753
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769626
- Filed Document
- 0001062993-20-002922
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:29:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-19 16:22:41 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692412
- Filed Document
- 0001209191-20-037927
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:22:41 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- NETHERLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 16:20:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617140
- Filed Document
- 0001617140-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:20:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-19 16:05:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676539
- Filed Document
- 0001676538-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:05:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-19 16:02:52 UTC |
- Amount To Be Raised
- $96,281,665
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001437377
- Filed Document
- 0001437377-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:02:52 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-19 16:02:40 UTC |
- Amount To Be Raised
- $990,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815272
- Filed Document
- 0001815272-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:02:40 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Sonen Global Fixed Income Fund, a series of Sonen Investment Management Public Access Platform, LLC
See All Filings
|
D/A |
2020-06-19 16:02:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568659
- Filed Document
- 0001104659-20-075209
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 16:02:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-19 15:57:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676538
- Filed Document
- 0001676538-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 15:57:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-19 15:47:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709896
- Filed Document
- 0001709896-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 15:47:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-19 15:44:04 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001497598
- Filed Document
- 0000898432-20-000604
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 15:44:04 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-19 15:30:14 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001420108
- Filed Document
- 0001477932-20-003466
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 15:30:14 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2020-06-19 15:29:29 UTC |
- Amount To Be Raised
- $5,819,203
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001757484
- Filed Document
- 0000905718-20-000603
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 15:29:29 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-19 15:21:47 UTC |
- Amount To Be Raised
- $1,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815636
- Filed Document
- 0001815636-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 15:21:47 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-06-19 15:17:23 UTC |
- Amount To Be Raised
- $30,000
- Associated Brokers / Dealers
- CBD Global Sciences Inc.
- CIK Number
- 0001799154
- Filed Document
- 0001799154-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 15:17:23 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 15:15:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MVISION PRIVATE EQUITY ADVISERS USA LLC, KB INVESTMENT AND SECURITIES CO., LTD., and WAI ALTERNATIVE INVESTMENTS AG
- CIK Number
- 0001766761
- Filed Document
- 0001766761-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 15:15:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-19 15:04:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815616
- Filed Document
- 0001815616-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 15:04:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-19 15:03:12 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815510
- Filed Document
- 0001815510-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 15:03:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-06-19 14:52:34 UTC |
- Amount To Be Raised
- $307,950
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815607
- Filed Document
- 0001654954-20-006835
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:52:34 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-06-19 14:51:54 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001793782
- Filed Document
- 0001793782-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:51:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-06-19 14:38:56 UTC |
- Amount To Be Raised
- $19,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001808423
- Filed Document
- 0001808423-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:38:56 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 14:34:49 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Shopoff Securities Inc., Center Street Securities, Inc., NI ADVISORS, Sunbelt Securities, Inc., Moloney Securities Co., Inc., Richfield Orion International, Inc., Emerson Equity LLC, Newbridge Securities Corporation, Oak Tree Securities, Inc., KALOS CAPITAL, INC., ALEXANDER CAPITAL, L.P., WILSON-DAVIS & CO., INC., WHITEHALL-PARKER SECURITIES, INC., COASTAL EQUITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., INTERNATIONAL ASSETS ADVISORY, LLC, ADVISORY GROUP EQUITY SERVICES LTD., GREAT POINT CAPITAL LLC, SANDLAPPER SECURITIES, LLC, BROKERBANK SECURITIES, INC., AUSDAL FINANCIAL PARTNERS, INC., TITAN SECURITIES, CROWN CAPITAL SECURITIES, L.P., MOLONEY SECURITIES CO., INC., CENTAURUS FINANCIAL, INC., FINANCIAL GOAL SECURITIES, INC., LIFEMARK SECURITIES CORP, POLAR INVESTMENT COUNSEL, INC, AEGIS CAPITAL CORP., CHAUNER SECURITIES, INC., IBN FINANCIAL SERVICES, INC., CHALICE CAPITAL PARTNERS, LLC, CRESCENT SECURITIES GROUP, INC., and ALEXANDER CAPITAL, L.P.
- CIK Number
- 0001745037
- Filed Document
- 0001745037-20-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:34:49 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2020-06-19 14:34:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815138
- Filed Document
- 0000945621-20-000188
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:34:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-19 14:34:22 UTC |
- Amount To Be Raised
- $162,316
- Associated Brokers / Dealers
- Haywood Securities (USA) Inc.
- CIK Number
- 0001679849
- Filed Document
- 0001679849-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:34:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-06-19 14:31:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815139
- Filed Document
- 0000945621-20-000187
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:31:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-19 14:28:33 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814165
- Filed Document
- 0001814165-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:28:33 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-19 14:25:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667616
- Filed Document
- 0001667616-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:25:27 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 14:19:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542575
- Filed Document
- 0000945621-20-000186
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:19:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 14:17:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524778
- Filed Document
- 0001398344-20-012651
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:17:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 14:16:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524779
- Filed Document
- 0001398344-20-012650
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:16:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-19 14:15:42 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814036
- Filed Document
- 0001814036-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:15:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-19 14:03:54 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777503
- Filed Document
- 0001777503-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 14:03:54 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-19 13:55:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000936727
- Filed Document
- 0001085146-20-001673
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 13:55:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-19 13:55:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708314
- Filed Document
- 0001085146-20-001674
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 13:55:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-19 13:53:49 UTC |
- Amount To Be Raised
- $2,907,734
- Associated Brokers / Dealers
- H.C. Wainwright & Co., LLC
- CIK Number
- 0000884247
- Filed Document
- 0001062993-20-002914
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 13:53:49 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2020-06-19 13:53:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538877
- Filed Document
- 0001085146-20-001672
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 13:53:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-19 13:52:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001743466
- Filed Document
- 0001085146-20-001671
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 13:52:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-19 13:34:03 UTC |
- Amount To Be Raised
- $11,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001775180
- Filed Document
- 0001775180-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 13:34:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VL 273
See All Filings
|
D |
2020-06-19 13:34:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kestra Investment Services, LLC
- CIK Number
- 0001815031
- Filed Document
- 0001815031-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 13:34:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-19 13:31:18 UTC |
- Amount To Be Raised
- $347,199
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001790940
- Filed Document
- 0001790940-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-19 13:31:18 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|