Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ST Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2020-06-23 16:18:54 UTC
Amount To Be Raised $86,603 Associated Brokers / Dealers N/A CIK Number 0001815932 Filed Document 0001815932-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:18:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3D-1 LLC See All Filings	D/A	2020-06-23 16:12:14 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers Tom Neeser and Ken Greene CIK Number 0001796149 Filed Document 0001796149-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:12:14 UTC Type of Offering D/A Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
272 Capital Offshore Fund Ltd. See All Filings	D	2020-06-23 16:05:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815750 Filed Document 0000902664-20-002489 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:05:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flourish Software, Inc. See All Filings	D	2020-06-23 16:05:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001781793 Filed Document 0001781793-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:05:05 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Mining Corp. See All Filings	D	2020-06-23 16:02:22 UTC
Amount To Be Raised $2,212,415 Associated Brokers / Dealers N/A CIK Number 0001813933 Filed Document 0001062993-20-002981 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:02:22 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Global Energy Transmission, Co. See All Filings	D	2020-06-23 16:02:11 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001813341 Filed Document 0001813341-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:02:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Magic Spoon Inc. See All Filings	D	2020-06-23 15:51:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001784084 Filed Document 0001784084-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:51:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Allos Environmental, Inc. See All Filings	D	2020-06-23 15:44:52 UTC
Amount To Be Raised $10,438,640 Associated Brokers / Dealers N/A CIK Number 0001730586 Filed Document 0001730586-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:44:52 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
WEM Uintah II, LLC See All Filings	D	2020-06-23 15:43:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001815921 Filed Document 0001815921-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:43:30 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Mineral Property
ZP MidCap Fund, L.P. See All Filings	D	2020-06-23 15:41:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815659 Filed Document 0001315863-20-000535 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:41:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring Capital Partners IV, L.P. See All Filings	D	2020-06-23 15:35:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815287 Filed Document 0001815287-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:35:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZP Offshore MidCap Fund, Ltd. See All Filings	D	2020-06-23 15:34:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815658 Filed Document 0001315863-20-000534 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:34:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM HEALTH, INC. See All Filings	D	2020-06-23 15:29:22 UTC
Amount To Be Raised $318,750 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-20-000139 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:29:22 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rasa Technologies Inc. See All Filings	D	2020-06-23 15:26:00 UTC
Amount To Be Raised $25,899,998 Associated Brokers / Dealers N/A CIK Number 0001774277 Filed Document 0001774277-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:26:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Waterforde Place Holdings, LLC See All Filings	D	2020-06-23 15:24:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001815831 Filed Document 0001815831-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:24:14 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CIFC CLO Opportunity Fund IV LP See All Filings	D	2020-06-23 15:15:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810367 Filed Document 0001810367-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:15:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIFC CLO Opportunity Fund IV (UST) LP See All Filings	D	2020-06-23 15:10:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810353 Filed Document 0001810353-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 15:10:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reconnect, Inc. See All Filings	D/A	2020-06-23 14:59:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001809602 Filed Document 0001809602-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:59:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Invesco TALF 2.0 Opportunity (Cayman) Fund, LP See All Filings	D	2020-06-23 14:56:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001815672 Filed Document 0001815672-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:56:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aspinity, Inc. See All Filings	D	2020-06-23 14:54:11 UTC
Amount To Be Raised $5,299,999 Associated Brokers / Dealers N/A CIK Number 0001752504 Filed Document 0001752504-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:54:11 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Shattuck Labs, Inc. See All Filings	D	2020-06-23 14:51:45 UTC
Amount To Be Raised $83,000,009 Associated Brokers / Dealers N/A CIK Number 0001680367 Filed Document 0001680367-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:51:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carderock Builder Capital II, LLC See All Filings	D/A	2020-06-23 14:48:16 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001771915 Filed Document 0001771915-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:48:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
IPDC Venture 15, LLC See All Filings	D	2020-06-23 14:48:03 UTC
Amount To Be Raised $988,000 Associated Brokers / Dealers N/A CIK Number 0001803903 Filed Document 0001803903-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:48:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOUNDATION INVESTMENT REAL ESTATE, INC See All Filings	D	2020-06-23 14:45:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers HAMON FRANCIS FYTTON CIK Number 0001815794 Filed Document 0001815794-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:45:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Meadowlark Preferred Advantage Fund, LLC See All Filings	D	2020-06-23 14:41:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001815516 Filed Document 0001815516-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:41:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Seneca Therapeutics, Inc. See All Filings	D	2020-06-23 14:39:24 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers Walter Greenblatt & Associates, LLC CIK Number 0001778151 Filed Document 0001778151-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:39:24 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Invesco TALF 2.0 Opportunity Fund, LP See All Filings	D	2020-06-23 14:30:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001815667 Filed Document 0001815667-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:30:42 UTC Type of Offering D Industry Business Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Hayden AI Technologies Inc. See All Filings	D	2020-06-23 14:14:44 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001772673 Filed Document 0001772673-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:14:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ShearWater Capital Partners, LLC See All Filings	D	2020-06-23 14:07:32 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001815840 Filed Document 0001815840-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:07:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Apostrophe, Inc. See All Filings	D	2020-06-23 14:04:44 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001705776 Filed Document 0001705776-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:04:44 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Graceful Ideas, LLC See All Filings	D	2020-06-23 14:02:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001815726 Filed Document 0001815726-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 14:02:54 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Cumberland Street Partners OZ Fund I LLC See All Filings	D	2020-06-23 13:58:04 UTC
Amount To Be Raised $1,748,000 Associated Brokers / Dealers N/A CIK Number 0001815645 Filed Document 0001209191-20-038406 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:58:04 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Oisin Biotechnologies, Inc. See All Filings	D	2020-06-23 13:51:02 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001801885 Filed Document 0001801885-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:51:02 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PROTECHT, INC. See All Filings	D/A	2020-06-23 13:47:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001753690 Filed Document 0001753690-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:47:21 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Champignon Brands Inc. See All Filings	D	2020-06-23 13:42:26 UTC
Amount To Be Raised $1,593,573 Associated Brokers / Dealers Canaccord Genuity LLC CIK Number 0001815476 Filed Document 0001534122-20-000014 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:42:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tackle.io, Inc. See All Filings	D	2020-06-23 13:22:21 UTC
Amount To Be Raised $12,946,324 Associated Brokers / Dealers N/A CIK Number 0001815892 Filed Document 0001815892-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:22:21 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Americana Portfolio VII Holdings LLC See All Filings	D	2020-06-23 13:20:36 UTC
Amount To Be Raised $35,186,287 Associated Brokers / Dealers N/A CIK Number 0001797113 Filed Document 0001797113-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:20:36 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Americana Portfolio VII LP See All Filings	D	2020-06-23 13:18:20 UTC
Amount To Be Raised $71,000,000 Associated Brokers / Dealers N/A CIK Number 0001797061 Filed Document 0001797061-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:18:20 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Datch Inc. See All Filings	D	2020-06-23 13:11:35 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001815867 Filed Document 0001815867-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:11:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Americana Portfolio V LP See All Filings	D	2020-06-23 13:10:37 UTC
Amount To Be Raised $36,650,000 Associated Brokers / Dealers N/A CIK Number 0001776772 Filed Document 0001776772-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:10:37 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIVERSIFIED INVESTMENTS - LJ, LLC See All Filings	D/A	2020-06-23 13:10:15 UTC
Amount To Be Raised $2,510,000 Associated Brokers / Dealers Fairport Capital CIK Number 0001775515 Filed Document 0001775515-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:10:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Tackle.io, Inc. See All Filings	D	2020-06-23 13:09:15 UTC
Amount To Be Raised $696,859 Associated Brokers / Dealers N/A CIK Number 0001815892 Filed Document 0001815892-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:09:15 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Americana Portfolio V Holdings LLC See All Filings	D	2020-06-23 13:08:19 UTC
Amount To Be Raised $21,225,358 Associated Brokers / Dealers N/A CIK Number 0001785843 Filed Document 0001785843-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:08:19 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Olema Pharmaceuticals, Inc. See All Filings	D/A	2020-06-23 13:05:25 UTC
Amount To Be Raised $55,400,000 Associated Brokers / Dealers N/A CIK Number 0001750284 Filed Document 0001750284-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:05:25 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Schroder Advanced ILS Fund (Cayman) Ltd See All Filings	D/A	2020-06-23 13:04:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001664302 Filed Document 0001664302-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 13:04:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Certa Fund I, LP See All Filings	D/A	2020-06-23 12:59:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737524 Filed Document 0001737524-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 12:59:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trained Therapeutix Discovery, Inc. See All Filings	D	2020-06-23 12:58:07 UTC
Amount To Be Raised $5,727,879 Associated Brokers / Dealers N/A CIK Number 0001811734 Filed Document 0001811734-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 12:58:07 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
St. Louis Bancshares, Inc See All Filings	D	2020-06-23 12:56:07 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001451352 Filed Document 0001451352-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-23 12:56:07 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Intellectus Ventures, LLC, Series 9 See All Filings	D	2020-06-23 12:49:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815810 Filed Document 0001815810-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 12:49:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTWiiN II, LLC See All Filings	D	2020-06-23 12:46:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001815880 Filed Document 0001815880-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 12:46:56 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity