Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Carstensz Fund II, LLC See All Filings	D/A	2020-06-24 09:20:27 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001794341 Filed Document 0001794341-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 09:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedicaMetrix, LLC See All Filings	D	2020-06-24 09:02:25 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001815630 Filed Document 0001815630-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 09:02:25 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sand Grove Opportunities Fund LP See All Filings	D/A	2020-06-24 08:39:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746121 Filed Document 0001746121-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 08:39:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SERAPH BIOSCIENCES, INC. See All Filings	D	2020-06-24 08:36:38 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001697736 Filed Document 0000905729-20-000159 Exclusions or Exemptions 506b Accepted Date 2020-06-24 08:36:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Sand Grove Opportunities Fund Ltd See All Filings	D/A	2020-06-24 08:27:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677749 Filed Document 0001677749-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 08:27:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arc Alpha LP See All Filings	D	2020-06-24 07:34:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001794097 Filed Document 0001794097-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-24 07:34:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HA Select Medical Receivables Litigation Finance Fund LLC See All Filings	D	2020-06-23 22:01:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815642 Filed Document 0001815642-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 22:01:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F Street 10950, LLC See All Filings	D	2020-06-23 20:09:39 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001815710 Filed Document 0001567619-20-012527 Exclusions or Exemptions 506b Accepted Date 2020-06-23 20:09:39 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ACTIFY, INC See All Filings	D	2020-06-23 20:02:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001131385 Filed Document 0001131385-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-06-23 20:02:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Varo Money, Inc. See All Filings	D/A	2020-06-23 19:59:08 UTC
Amount To Be Raised $280,000,000 Associated Brokers / Dealers J.P. Morgan Securities, LLC CIK Number 0001673977 Filed Document 0001567619-20-012526 Exclusions or Exemptions 506b Accepted Date 2020-06-23 19:59:08 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sharding Holdings XI, a series of Sharding Holdings Management LLC See All Filings	D	2020-06-23 19:31:08 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001812536 Filed Document 0001812536-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 19:31:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Armored Things Inc. See All Filings	D	2020-06-23 19:08:22 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001740709 Filed Document 0001567619-20-012518 Exclusions or Exemptions 506b Accepted Date 2020-06-23 19:08:22 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Salty Dot, Inc. See All Filings	D	2020-06-23 18:39:52 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001780435 Filed Document 0001780435-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 18:39:52 UTC Type of Offering D Industry Insurance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AG Commercial Real Estate Debt Opportunities Holdings III, L.P. See All Filings	D	2020-06-23 18:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001810045 Filed Document 0001810045-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 18:37:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concentrated Opportunities Fund, LP See All Filings	D/A	2020-06-23 18:25:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HRC Fund Associates, LLC CIK Number 0001699603 Filed Document 0001699603-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 18:25:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Core Tucson II BD LLC See All Filings	D	2020-06-23 18:23:48 UTC
Amount To Be Raised $6,340,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001814354 Filed Document 0001814354-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 18:23:48 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Lady Lake Investors LLC See All Filings	D	2020-06-23 18:10:14 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers Lady Lake Investors LLC CIK Number 0001812783 Filed Document 0001812783-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 18:10:14 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
611 Park Investors LLC See All Filings	D	2020-06-23 17:59:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers 611 Park Investors LLC CIK Number 0001812811 Filed Document 0001812811-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 17:59:24 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Harfang Exploration Inc. See All Filings	D	2020-06-23 17:53:41 UTC
Amount To Be Raised $110,685 Associated Brokers / Dealers N/A CIK Number 0001711321 Filed Document 0001711321-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 17:53:41 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AR Managers Investments II, LLC See All Filings	D	2020-06-23 17:41:04 UTC
Amount To Be Raised $1,036,000 Associated Brokers / Dealers N/A CIK Number 0001815961 Filed Document 0001815961-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 17:41:04 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PocketMentor, Inc. See All Filings	D	2020-06-23 17:31:37 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001815948 Filed Document 0001815948-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 17:31:37 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Access (US), L.P. See All Filings	D/A	2020-06-23 17:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001676042 Filed Document 0001567619-20-012515 Exclusions or Exemptions 506b Accepted Date 2020-06-23 17:31:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEITMAN AMERICA REAL ESTATE TRUST L P See All Filings	D/A	2020-06-23 17:28:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HEITMAN SECURITIES LLC, HEITMAN U.K. LIMITED, HEITMAN HK LIMITED, and Willowbrae House Pty Limited CIK Number 0001386847 Filed Document 0001386847-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 17:28:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HEITMAN AMERICA REAL ESTATE TRUST (PF #1), L.P. See All Filings	D/A	2020-06-23 17:20:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HEITMAN SECURITIES LLC, HEITMAN U.K. LIMITED, HEITMAN HK LIMITED, and Willowbrae House Pty Limited CIK Number 0001582314 Filed Document 0001582314-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 17:20:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CorSanitas, Inc. See All Filings	D/A	2020-06-23 17:20:51 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001802336 Filed Document 0001065949-20-000090 Exclusions or Exemptions 506b Accepted Date 2020-06-23 17:20:51 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Voya TALF Opportunity Fund, LP See All Filings	D	2020-06-23 17:16:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Voya Investments Distributor, LLC CIK Number 0001815893 Filed Document 0001815893-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 17:16:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Longbow Certarus Co-invest II (US) LP See All Filings	D	2020-06-23 17:14:38 UTC
Amount To Be Raised $484,287 Associated Brokers / Dealers N/A CIK Number 0001815946 Filed Document 0001815946-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 17:14:38 UTC Type of Offering D Industry Other Energy Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Melitas MS Holdings, LLC See All Filings	D	2020-06-23 17:04:04 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001814179 Filed Document 0001814179-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 17:04:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ITOPIA, INC. See All Filings	D	2020-06-23 17:02:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001551449 Filed Document 0001551449-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 17:02:02 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Oula Health, Inc. See All Filings	D	2020-06-23 16:59:10 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001815723 Filed Document 0001815723-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:59:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Voya TALF Opportunity Cayman Fund L.P. See All Filings	D	2020-06-23 16:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Voya Investments Distributor, LLC CIK Number 0001815897 Filed Document 0001815897-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:58:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Middle Market Buyout & Credit Select Fund, L.P. See All Filings	D/A	2020-06-23 16:54:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001780889 Filed Document 0000897069-20-000293 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:54:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UNUM ID, Inc. See All Filings	D	2020-06-23 16:53:25 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001815797 Filed Document 0001815797-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:53:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Financial Credit Investment IV Access Fund LP See All Filings	D/A	2020-06-23 16:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780882 Filed Document 0001780882-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:52:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accolade Partners Growth II-A, L.P. See All Filings	D	2020-06-23 16:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808171 Filed Document 0001808171-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:50:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Grove Partners, LLC See All Filings	D/A	2020-06-23 16:45:12 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Michael Hazen, Emerson Equity LLC, Sudhir Pai, Center Street Securities, Inc., Vincent Annable, Saxony Securities, Inc., Michael Rose, Atomi Financial Group, Inc., Darren Whissen, Craig Riggs, Dominic Baldini, Kathleen Morrissey, Patrick Lam, Sean Snyder, Terry Tang, Tim Sherer, Pinnacle Equity Management, LLC, William Davis, Legacy Wealth Management, LLC, Pete Covino, Thomas Smith, Cameron Foster, Tony Riggs, Alexander Capital, L.P., and John Williamson CIK Number 0001797588 Filed Document 0001797588-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:45:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Surgical Innovation Associates Inc. See All Filings	D	2020-06-23 16:44:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674402 Filed Document 0001674402-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:44:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Upfront VII, L.P. See All Filings	D	2020-06-23 16:44:38 UTC
Amount To Be Raised $280,000,000 Associated Brokers / Dealers N/A CIK Number 0001813608 Filed Document 0001813608-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:44:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Precise Light Surgical, Inc. See All Filings	D	2020-06-23 16:43:54 UTC
Amount To Be Raised $18,240 Associated Brokers / Dealers N/A CIK Number 0001524514 Filed Document 0001524514-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:43:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accolade Partners Growth II, L.P. See All Filings	D	2020-06-23 16:43:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806561 Filed Document 0001806561-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:43:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rosemoor Capital LP See All Filings	D	2020-06-23 16:40:25 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001522447 Filed Document 0001522447-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:40:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Wefea, Inc. See All Filings	D/A	2020-06-23 16:37:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001779263 Filed Document 0000897069-20-000292 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:37:40 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accolade Partners VIII-A, L.P. See All Filings	D	2020-06-23 16:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001808214 Filed Document 0001808214-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:34:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delta-v WF, LP See All Filings	D	2020-06-23 16:34:06 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001814926 Filed Document 0001209191-20-038476 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:34:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Asia Real Estate Partners SCSp See All Filings	D/A	2020-06-23 16:32:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samsung Securities Co., Ltd and Cygnus Investment Partners LP CIK Number 0001774741 Filed Document 0001774741-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:32:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Momentum CN Investments 1 LLC See All Filings	D/A	2020-06-23 16:32:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001779571 Filed Document 0001779571-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:32:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apex Acute Services LLC See All Filings	D/A	2020-06-23 16:28:02 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001813036 Filed Document 0001813036-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:28:02 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SCRIPTRX INC DBA BRAVADO HEALTH See All Filings	D	2020-06-23 16:27:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001133830 Filed Document 0001133830-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:27:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CAIS Financial Credit Investment IV Access Fund LP See All Filings	D/A	2020-06-23 16:27:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780882 Filed Document 0001780882-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:27:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angion Biomedica Corp. See All Filings	D	2020-06-23 16:19:13 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers GP Nurmenkari Inc. and T.R. Winston & Company, LLC CIK Number 0001601485 Filed Document 0001601485-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-23 16:19:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity