|
|
D/A |
2020-06-24 14:41:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591289
- Filed Document
- 0001315863-20-000537
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:41:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-24 14:34:16 UTC |
- Amount To Be Raised
- $625,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815997
- Filed Document
- 0001815997-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:34:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 14:32:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515893
- Filed Document
- 0001315863-20-000536
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:32:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 14:30:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730180
- Filed Document
- 0001730180-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:30:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-24 14:29:58 UTC |
- Amount To Be Raised
- $900,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814029
- Filed Document
- 0001814029-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:29:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-24 14:25:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman Sachs & Co. LLC
- CIK Number
- 0001816030
- Filed Document
- 0001816030-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:25:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-24 14:22:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677840
- Filed Document
- 0001674780-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:22:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-24 14:21:57 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815912
- Filed Document
- 0001209191-20-038692
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:21:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-24 14:17:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815410
- Filed Document
- 0001815410-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:17:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-24 14:16:31 UTC |
- Amount To Be Raised
- $84,031
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001816016
- Filed Document
- 0001816016-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:16:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-24 14:15:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC
- CIK Number
- 0001800523
- Filed Document
- 0001800523-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:15:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-24 14:13:59 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815856
- Filed Document
- 0001815856-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:13:59 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 14:08:36 UTC |
- Amount To Be Raised
- $4,070,000
- Associated Brokers / Dealers
- Fairport Capital
- CIK Number
- 0001775515
- Filed Document
- 0001775515-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:08:36 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D/A |
2020-06-24 14:03:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NY Life Distributors LLC
- CIK Number
- 0001795751
- Filed Document
- 0001795751-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 14:03:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-24 13:56:19 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815995
- Filed Document
- 0001815995-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:56:19 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 13:51:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC
- CIK Number
- 0001780179
- Filed Document
- 0001780179-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:51:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-24 13:45:55 UTC |
- Amount To Be Raised
- $6,968,454
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815760
- Filed Document
- 0001815760-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:45:55 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-24 13:40:52 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815910
- Filed Document
- 0001815910-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:40:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 13:39:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001801526
- Filed Document
- 0000935836-20-000346
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:39:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 13:39:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC
- CIK Number
- 0001780749
- Filed Document
- 0001780749-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:39:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-24 13:35:09 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750143
- Filed Document
- 0001750143-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:35:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-24 13:32:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001787640
- Filed Document
- 0000950103-20-012283
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:32:23 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2020-06-24 13:26:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NY LIFE DISTRIBUTORS LLC and Candlewood Securities, LLC
- CIK Number
- 0001605502
- Filed Document
- 0001605502-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:26:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-24 13:14:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE DISTRIBUTORS LLC and Candlewood Securities, LLC
- CIK Number
- 0001605509
- Filed Document
- 0001605509-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:14:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-24 13:08:03 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815913
- Filed Document
- 0001815913-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:08:03 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-06-24 13:02:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- North Bridge Capital, NYLIFE Distributors LLC, and McMorgan & Company LLC
- CIK Number
- 0001223706
- Filed Document
- 0001223706-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:02:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-24 13:01:43 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815926
- Filed Document
- 0001815926-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 13:01:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 12:52:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- North Bridge Capital, Deutsche Bank, Morgan Stanley Wealth Management, NYLIFE Distributors LLC, and McMorgan & Company LLC
- CIK Number
- 0001459910
- Filed Document
- 0001459910-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 12:52:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-24 12:43:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Wealth Management, Deutsche Bank, NYLIFE Distributors LLC, and McMorgan & Company LLC
- CIK Number
- 0001308050
- Filed Document
- 0001308050-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 12:43:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-24 12:35:38 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810581
- Filed Document
- 0001810581-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 12:35:38 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 12:25:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC and McMorgan & Company LLC
- CIK Number
- 0001322607
- Filed Document
- 0001322607-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 12:25:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-24 12:22:08 UTC |
- Amount To Be Raised
- $3,999,995
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677858
- Filed Document
- 0001231919-20-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 12:22:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Bnk To The Future Robinhood US SP, a Segregated Portfolio of Bnk To The Future Capital SPC
See All Filings
|
D |
2020-06-24 12:05:12 UTC |
- Amount To Be Raised
- $197,923
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001815070
- Filed Document
- 0001815070-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 12:05:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-24 11:43:49 UTC |
- Amount To Be Raised
- $16,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815582
- Filed Document
- 0001815582-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 11:43:49 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2020-06-24 11:41:46 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001816008
- Filed Document
- 0001816008-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 11:41:46 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2020-06-24 11:40:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815964
- Filed Document
- 0001815964-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 11:40:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-24 11:40:01 UTC |
- Amount To Be Raised
- $1,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815148
- Filed Document
- 0001815148-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 11:40:01 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 11:28:07 UTC |
- Amount To Be Raised
- $80,895,627
- Associated Brokers / Dealers
- Inland Securities Corporation, DAI Securities LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, Avantax Investment Services, Inc., Capulent LLC, American Investors Company, Crown Capital Securities, L.P., McDermott Investment Services, LLC, RCX Capital Group, LLC, Emerson Equity, LLC, Cetera Advisor Networks, LLC, Great Point Capital, LLC, Thornhill Securities, Inc., Centaurus Financial, Inc., and Royal Alliance Associates, Inc.
- CIK Number
- 0001808309
- Filed Document
- 0001808309-20-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 11:28:07 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-24 11:26:04 UTC |
- Amount To Be Raised
- $420,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815888
- Filed Document
- 0001815888-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 11:26:04 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-24 11:16:54 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001769029
- Filed Document
- 0001769029-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 11:16:54 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-24 11:16:48 UTC |
- Amount To Be Raised
- $2,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795104
- Filed Document
- 0001795104-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 11:16:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-24 11:12:11 UTC |
- Amount To Be Raised
- $135,799,284
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001716854
- Filed Document
- 0001716854-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 11:12:11 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 10:59:33 UTC |
- Amount To Be Raised
- $24,460,000
- Associated Brokers / Dealers
- RCX Capital Group LLC, Avantax Investment Services, Inc., and Infinity Financial Services
- CIK Number
- 0001798658
- Filed Document
- 0001798658-20-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 10:59:33 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-24 10:45:11 UTC |
- Amount To Be Raised
- $25,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001019742
- Filed Document
- 0001019742-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 10:45:11 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 10:35:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744583
- Filed Document
- 0001744583-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 10:35:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund
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|
D/A |
2020-06-24 10:30:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677454
- Filed Document
- 0000902664-20-002497
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 10:30:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-24 10:24:53 UTC |
- Amount To Be Raised
- $80,925,660
- Associated Brokers / Dealers
- Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, Concorde Investment Services, LLC, American Portfolios Financial Services, Inc., Crown Capital Securities, L.P., Cabot Lodge Securities LLC, Avantax Investment Services, Inc., Money Concepts Capital Corp, McDermott Investment Services, LLC, JRL Capital Corporation, Harbour Investments, Inc., Triad Advisors LLC, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., Invicta Capital LLC, Lincoln Financial Advisors Corporation, Primex Prime Electronic Execution, Inc., Arkadios Capital, Securities America, Inc., Sagepoint Finanical, Inc., DAI Securities, LLC, Woodbury Financial Services, Inc., Investacorp, Inc., Emerson Equity LLC, FSC Securities Corporation, Berthel, Fisher & Company Financial Services, Inc., The Strategic Financial Alliance, Inc., Centaurus Financial, Inc., Lightpath Capital Inc., Center Street Securities, Inc., Lincoln Financial Securities Corporation, American Trust Investment Services, Inc., and Kalos Capital, Inc.
- CIK Number
- 0001796837
- Filed Document
- 0001796837-20-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 10:24:53 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 10:09:55 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815601
- Filed Document
- 0001815601-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 10:09:55 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-24 09:59:12 UTC |
- Amount To Be Raised
- $2,721,875
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762994
- Filed Document
- 0001762994-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 09:59:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-24 09:44:02 UTC |
- Amount To Be Raised
- $22,570,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810796
- Filed Document
- 0001810796-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-24 09:44:02 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|