Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LSC-Hanover Place 55 Plus Multi3, DST See All Filings	D/A	2020-06-24 17:17:32 UTC
Amount To Be Raised $18,240,000 Associated Brokers / Dealers ORCHARD SECURITIES, LLC, McDermott Investment Services, LLC, Wealthforge Securities LLC, DAI Securities, LLC, Great Point Capital LLC, Thornhill Securities Inc., Lighthouse Capital Group LLC, Emerson Equity, AMERICAN TRUST INVESTMENT SERVICES, INC., and Lightpath Capital, Inc CIK Number 0001807598 Filed Document 0001807598-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-06-24 17:17:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Durational Everest LP See All Filings	D	2020-06-24 17:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001804491 Filed Document 0001804491-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 17:15:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Opportunities Fund XI Feeder 2 (Cayman), L.P. See All Filings	D	2020-06-24 17:06:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815768 Filed Document 0001815768-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 17:06:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Houston Lender II, LLC See All Filings	D	2020-06-24 17:02:24 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001816072 Filed Document 0001816072-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 17:02:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PERFICIENT INC See All Filings	D	2020-06-24 16:59:35 UTC
Amount To Be Raised $5,894,990 Associated Brokers / Dealers N/A CIK Number 0001085869 Filed Document 0001085869-20-000055 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:59:35 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Raleigh Student Housing B, LP See All Filings	D	2020-06-24 16:55:16 UTC
Amount To Be Raised $11,038,000 Associated Brokers / Dealers Landolt Securities, Inc. CIK Number 0001814360 Filed Document 0001814360-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:55:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Akerna Corp. See All Filings	D	2020-06-24 16:55:03 UTC
Amount To Be Raised $14,960,000 Associated Brokers / Dealers A.G.P. / Alliance Global Partners CIK Number 0001755953 Filed Document 0001213900-20-015731 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:55:03 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Condire Resource Offshore Partners, Ltd. See All Filings	D/A	2020-06-24 16:51:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities, LLC CIK Number 0001744094 Filed Document 0001744094-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:51:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dilweg Capital Opportunity Fund I, LLC See All Filings	D	2020-06-24 16:51:18 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001814151 Filed Document 0001814151-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:51:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Raleigh Student Housing A, LP See All Filings	D	2020-06-24 16:50:05 UTC
Amount To Be Raised $10,970,000 Associated Brokers / Dealers N/A CIK Number 0001814355 Filed Document 0001814355-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:50:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Neurala, Inc. See All Filings	D	2020-06-24 16:44:28 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001624772 Filed Document 0001624772-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:44:28 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bluma Wellness Inc. See All Filings	D	2020-06-24 16:41:23 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001815664 Filed Document 0001062993-20-003002 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:41:23 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Bluma Wellness Inc. See All Filings	D	2020-06-24 16:34:38 UTC
Amount To Be Raised $3,075,000 Associated Brokers / Dealers N/A CIK Number 0001815664 Filed Document 0001062993-20-003001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:34:38 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Bluma Wellness Inc. See All Filings	D	2020-06-24 16:32:45 UTC
Amount To Be Raised $6,254,130 Associated Brokers / Dealers N/A CIK Number 0001815664 Filed Document 0001062993-20-003000 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:32:45 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bluma Wellness Inc. See All Filings	D	2020-06-24 16:31:23 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001815664 Filed Document 0001062993-20-002999 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:31:23 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2020-06-24 16:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:16:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BD Resort Center LLC See All Filings	D	2020-06-24 16:15:08 UTC
Amount To Be Raised $159,500,000 Associated Brokers / Dealers N/A CIK Number 0001816020 Filed Document 0001816020-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:15:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Cannonball Secrets, LLC See All Filings	D	2020-06-24 16:14:56 UTC
Amount To Be Raised $424,008 Associated Brokers / Dealers N/A CIK Number 0001626697 Filed Document 0001209191-20-038723 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:14:56 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SP Fund II, a series of Blue Titan Ventures AL, LP See All Filings	D	2020-06-24 16:11:33 UTC
Amount To Be Raised $102,620 Associated Brokers / Dealers N/A CIK Number 0001816013 Filed Document 0001816013-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:11:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlbaCore Investment Opportunities L.P. See All Filings	D	2020-06-24 16:09:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816095 Filed Document 0001816095-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:09:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Healthcare Technology Opportunities Fund, L.P. See All Filings	D	2020-06-24 16:08:17 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001815669 Filed Document 0001815675-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:08:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ballast SFMF IV, LLC See All Filings	D/A	2020-06-24 16:06:11 UTC
Amount To Be Raised $4,357,857 Associated Brokers / Dealers N/A CIK Number 0001790977 Filed Document 0001790977-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:06:11 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fraudscope Inc. See All Filings	D	2020-06-24 16:00:47 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001706390 Filed Document 0001706390-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:00:47 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Freedom 3 Liquidity Fund, LP See All Filings	D	2020-06-24 16:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815634 Filed Document 0001362118-20-000008 Exclusions or Exemptions 506b Accepted Date 2020-06-24 16:00:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Locus Robotics Corp. See All Filings	D/A	2020-06-24 15:57:43 UTC
Amount To Be Raised $45,891,615 Associated Brokers / Dealers N/A CIK Number 0001676668 Filed Document 0001676668-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:57:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eloro Resources Ltd. See All Filings	D	2020-06-24 15:47:16 UTC
Amount To Be Raised $1,028,514 Associated Brokers / Dealers N/A CIK Number 0001815663 Filed Document 0001815663-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:47:16 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Appili Therapeutics Inc. See All Filings	D	2020-06-24 15:43:18 UTC
Amount To Be Raised $1,021,025 Associated Brokers / Dealers HAYWOOD SECURITIES (USA) INC. CIK Number 0001693581 Filed Document 0001693581-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:43:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BeLeaf Medical LLC See All Filings	D	2020-06-24 15:42:28 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001807225 Filed Document 0001807225-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:42:28 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Cedar Cares, Inc. See All Filings	D	2020-06-24 15:40:12 UTC
Amount To Be Raised $77,299,595 Associated Brokers / Dealers N/A CIK Number 0001693958 Filed Document 0001231919-20-000039 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:40:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corvex Select Equity Offshore Fund Ltd. See All Filings	D	2020-06-24 15:39:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705421 Filed Document 0001315863-20-000540 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:39:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CarSnoop Inc. See All Filings	D	2020-06-24 15:38:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers FNEX Capital, LLC and David L. Clark CIK Number 0001816071 Filed Document 0001816071-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:38:15 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Footprint International Holdco, Inc. See All Filings	D/A	2020-06-24 15:37:12 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001756730 Filed Document 0001756730-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:37:12 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Rock Onshore Hybrid Opportunities Fund LP See All Filings	D/A	2020-06-24 15:33:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780601 Filed Document 0001674780-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:33:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCG Holding, Inc See All Filings	D	2020-06-24 15:31:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001815215 Filed Document 0001815215-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:31:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
AIR Policy Portfolio I, LP See All Filings	D	2020-06-24 15:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815894 Filed Document 0001815894-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:30:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROCERS WAREHOUSE LLC See All Filings	D	2020-06-24 15:23:13 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001815904 Filed Document 0001445866-20-000890 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:23:13 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Psionic, LLC See All Filings	D	2020-06-24 15:09:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001724810 Filed Document 0001724810-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:09:11 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
NIS Total Absolute Return QP Fund, LLC See All Filings	D/A	2020-06-24 15:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729538 Filed Document 0001729538-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ID.me, Inc. See All Filings	D	2020-06-24 15:05:01 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001518117 Filed Document 0001518117-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:05:01 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NIS Intermediate Fixed Income QP Fund, LLC See All Filings	D/A	2020-06-24 15:01:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730183 Filed Document 0001730183-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 15:01:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Payden TALF 2020 Offshore Fund Ltd See All Filings	D	2020-06-24 14:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816009 Filed Document 0001507943-20-000080 Exclusions or Exemptions 506b Accepted Date 2020-06-24 14:56:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Payden TALF 2020 Fund LLC See All Filings	D	2020-06-24 14:55:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815763 Filed Document 0001507943-20-000079 Exclusions or Exemptions 506b Accepted Date 2020-06-24 14:55:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIS Core Fixed Income QP Fund, LLC See All Filings	D/A	2020-06-24 14:53:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730182 Filed Document 0001730182-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 14:53:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
XRoc Partners LP See All Filings	D/A	2020-06-24 14:51:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643977 Filed Document 0001315863-20-000539 Exclusions or Exemptions 506b Accepted Date 2020-06-24 14:51:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Impact Feeder Fund, SCSp SICAV-RAIF See All Filings	D	2020-06-24 14:48:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815315 Filed Document 0001815315-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 14:48:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Corvex Offshore Ltd See All Filings	D/A	2020-06-24 14:46:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515891 Filed Document 0001315863-20-000538 Exclusions or Exemptions 506b Accepted Date 2020-06-24 14:46:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NIS Preferred Stock QP Fund, LLC See All Filings	D/A	2020-06-24 14:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730181 Filed Document 0001730181-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 14:44:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ALPINE BANKS OF COLORADO See All Filings	D	2020-06-24 14:43:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Piper Sandler & Co. CIK Number 0000872716 Filed Document 0000872716-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-24 14:43:36 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
4501 Bobtown, LP See All Filings	D	2020-06-24 14:43:20 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001816055 Filed Document 0001816055-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-24 14:43:20 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Pragli, Inc. See All Filings	D/A	2020-06-24 14:42:04 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001809868 Filed Document 0001809868-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-24 14:42:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity