Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sparrow Pharmaceuticals, Inc. See All Filings	D/A	2020-06-25 20:27:45 UTC
Amount To Be Raised $337,500 Associated Brokers / Dealers Exemplar Capital, LLC CIK Number 0001786949 Filed Document 0001786949-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 20:27:45 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Debt
Tugboat Logic, Inc. See All Filings	D/A	2020-06-25 20:23:13 UTC
Amount To Be Raised $8,999,999 Associated Brokers / Dealers N/A CIK Number 0001780141 Filed Document 0001780141-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 20:23:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Syndicate Venture Partners IX, LLC See All Filings	D	2020-06-25 20:14:28 UTC
Amount To Be Raised $769,992 Associated Brokers / Dealers N/A CIK Number 0001813223 Filed Document 0001813223-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 20:14:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FinTron, LLC See All Filings	D/A	2020-06-25 19:46:47 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Fintron LLC CIK Number 0001790927 Filed Document 0001790927-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-06-25 19:46:47 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Driftwood Golf Club Development, Inc. See All Filings	D/A	2020-06-25 19:40:21 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001761586 Filed Document 0001761586-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 19:40:21 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Printforia, Inc. See All Filings	D	2020-06-25 19:24:24 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers N/A CIK Number 0001782673 Filed Document 0001782673-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-25 19:24:24 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Essex Minerals Inc. See All Filings	D	2020-06-25 18:36:50 UTC
Amount To Be Raised $73,760 Associated Brokers / Dealers N/A CIK Number 0001815785 Filed Document 0001815785-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 18:36:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Viva Gold Corp. See All Filings	D	2020-06-25 18:33:09 UTC
Amount To Be Raised $197,937 Associated Brokers / Dealers N/A CIK Number 0001723047 Filed Document 0001723047-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 18:33:09 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Falcon Alternative Investment Fund I, LLC See All Filings	D	2020-06-25 18:32:59 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001816218 Filed Document 0001816218-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 18:32:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AllTrades Group Two Properties LP See All Filings	D/A	2020-06-25 18:10:13 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Echelon Capital Markets, Inc. CIK Number 0001816189 Filed Document 0001816189-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 18:10:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Altitude Life Science Ventures Side Fund II, L.P. See All Filings	D/A	2020-06-25 18:02:29 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001645598 Filed Document 0001645598-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 18:02:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC ALEHOUSE, LLC See All Filings	D	2020-06-25 17:36:44 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001816226 Filed Document 0001816226-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:36:44 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Aegon TALF 2.0 Investment & Recovery Fund LLC See All Filings	D	2020-06-25 17:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815695 Filed Document 0001815695-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:29:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
GLP CAPITAL PARTNERS IV-A AIV LP See All Filings	D	2020-06-25 17:25:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001816102 Filed Document 0001816102-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:25:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLP CAPITAL PARTNERS IV AIV LP See All Filings	D	2020-06-25 17:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001816082 Filed Document 0001816082-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:24:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLP CAPITAL PARTNERS IV LP See All Filings	D	2020-06-25 17:24:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001816099 Filed Document 0001816099-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:24:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aisling Capital V, LP See All Filings	D/A	2020-06-25 17:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Probitas Partners and J.P. Morgan Securities LLC CIK Number 0001776233 Filed Document 0001776233-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:19:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aegon TALF 2.0 Investment & Recovery Fund L.P. See All Filings	D	2020-06-25 17:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815696 Filed Document 0001815696-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:19:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
FinPay Holdings, LLC See All Filings	D/A	2020-06-25 17:19:08 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers GMW Organization, LCC / Gregory Weinberg CIK Number 0001721115 Filed Document 0001209191-20-038955 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:19:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ENCOMPASS TECHNOLOGIES, INC. See All Filings	D	2020-06-25 17:18:58 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001816168 Filed Document 0001816168-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:18:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pop & Bottle, Inc. See All Filings	D	2020-06-25 17:18:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001688748 Filed Document 0001688748-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:18:11 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3L Capital II, LP See All Filings	D	2020-06-25 17:16:18 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Moelis & Company LLC CIK Number 0001814136 Filed Document 0001814136-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:16:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 277 See All Filings	D	2020-06-25 17:15:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816100 Filed Document 0001816100-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:15:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIG St. Andrews Apartments LLC See All Filings	D	2020-06-25 17:08:29 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001799085 Filed Document 0001799085-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:08:29 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
REATA PHARMACEUTICALS INC See All Filings	D	2020-06-25 17:07:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001358762 Filed Document 0001358762-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:07:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 276 See All Filings	D	2020-06-25 17:06:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816041 Filed Document 0001816041-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:06:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BarberWind Turbines, LLC See All Filings	D	2020-06-25 17:01:30 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers N/A CIK Number 0001720912 Filed Document 0001720912-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 17:01:30 UTC Type of Offering D Industry Other Energy Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GoodRx Holdings, Inc. See All Filings	D	2020-06-25 16:56:43 UTC
Amount To Be Raised $10,260,000 Associated Brokers / Dealers N/A CIK Number 0001809519 Filed Document 0001567619-20-012604 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:56:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Chinah USA LLC See All Filings	D	2020-06-25 16:53:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001815612 Filed Document 0001815612-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:53:34 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
EKSO BIONICS HOLDINGS, INC. See All Filings	D	2020-06-25 16:53:24 UTC
Amount To Be Raised $5,216,927 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001549084 Filed Document 0001549084-20-000020 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:53:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Kairos Litigation Opportunities Fund II LLC See All Filings	D	2020-06-25 16:50:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815703 Filed Document 0001815703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:50:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oak Impact Fund, SCSp See All Filings	D	2020-06-25 16:38:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815186 Filed Document 0001815186-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:38:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Abdiel Qualified Offshore Partners Ltd. See All Filings	D/A	2020-06-25 16:38:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508260 Filed Document 0001508260-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:38:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Funding University, Inc. See All Filings	D	2020-06-25 16:36:32 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001682218 Filed Document 0001192482-20-000558 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:36:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Vascular Dynamics, Inc. See All Filings	D	2020-06-25 16:35:39 UTC
Amount To Be Raised $38,051,662 Associated Brokers / Dealers N/A CIK Number 0001543688 Filed Document 0001543688-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:35:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Excelsior Corporate Ridge II CIV LLC See All Filings	D	2020-06-25 16:34:32 UTC
Amount To Be Raised $8,100,105 Associated Brokers / Dealers Brian Joseph Cote, Jeffrey Mathew Hamm, and Dean Vincent Toscano CIK Number 0001806136 Filed Document 0001806136-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:34:32 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
General Atlantic JP Coinvest, L.P. See All Filings	D	2020-06-25 16:26:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815989 Filed Document 0000950142-20-001633 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:26:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GLP CAPITAL PARTNERS IV-A LP See All Filings	D	2020-06-25 16:23:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001816115 Filed Document 0001816115-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:23:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Haystack NT Fund II, a series of Opportunity Master Funds, LP See All Filings	D	2020-06-25 16:22:48 UTC
Amount To Be Raised $103,997 Associated Brokers / Dealers N/A CIK Number 0001816219 Filed Document 0001816219-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:22:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abdiel Qualified Onshore Partners LP See All Filings	D/A	2020-06-25 16:16:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508238 Filed Document 0001508238-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:16:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monzo Bank Ltd See All Filings	D	2020-06-25 16:12:20 UTC
Amount To Be Raised $125,589,943 Associated Brokers / Dealers N/A CIK Number 0001780246 Filed Document 0001780246-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:12:20 UTC Type of Offering D Industry Commercial Banking Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Bay City Field 3-D Joint Venture See All Filings	D/A	2020-06-25 16:10:11 UTC
Amount To Be Raised $1,760,000 Associated Brokers / Dealers n/a CIK Number 0001800605 Filed Document 0001654954-20-006965 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:10:11 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
ARC VENTURES OPPORTUNITIES I, LLC See All Filings	D	2020-06-25 16:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816145 Filed Document 0001816145-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:09:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trycera Financial, Inc. See All Filings	D	2020-06-25 16:08:51 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001117045 Filed Document 0001185185-20-000894 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:08:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Trycera Financial, Inc. See All Filings	D	2020-06-25 16:07:11 UTC
Amount To Be Raised $59,980 Associated Brokers / Dealers N/A CIK Number 0001117045 Filed Document 0001185185-20-000893 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:07:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
CAPSTONE COMPANIES, INC. See All Filings	D	2020-06-25 16:06:35 UTC
Amount To Be Raised $91,350 Associated Brokers / Dealers N/A CIK Number 0000814926 Filed Document 0000939802-20-000017 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:06:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Smart Planet Technologies, Inc. See All Filings	D	2020-06-25 16:05:21 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001462021 Filed Document 0001462021-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:05:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A&Q Metric SPC - Brilliance Long/Short SP See All Filings	D/A	2020-06-25 16:04:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744542 Filed Document 0001744542-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:04:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashbridge Transformational Secondaries Fund II (Parallel I), LP See All Filings	D/A	2020-06-25 16:02:24 UTC
Amount To Be Raised $3,500,000,000 Associated Brokers / Dealers Morgan Stanley Bank Asia Limited, Morgan Stanley Bank Asia Limited, Singapore Branch, Plurimi Wealth LLP, Morgan Stanley Smith Barney LLC, Morgan Stanley & Co. International Plc, London, Zurich Branch, and Morgan Stanley Investment Management (Japan) Co., Ltd. CIK Number 0001804884 Filed Document 0000950103-20-012364 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:02:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ashbridge Transformational Secondaries Fund II (Parallel II), SCSp See All Filings	D/A	2020-06-25 16:00:19 UTC
Amount To Be Raised $3,500,000,000 Associated Brokers / Dealers Morgan Stanley Bank Asia Limited, Morgan Stanley Bank Asia Limited, Singapore Branch, Plurimi Wealth LLP, Morgan Stanley Investment Management (Japan) Co., Ltd., Morgan Stanley & Co. International Plc, London, Zurich Branch, and Morgan Stanley Smith Barney LLC CIK Number 0001804542 Filed Document 0000950103-20-012363 Exclusions or Exemptions 506b Accepted Date 2020-06-25 16:00:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity