|
|
D/A |
2020-06-26 11:30:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001807698
- Filed Document
- 0001807698-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 11:30:52 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 11:27:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780901
- Filed Document
- 0001780901-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 11:27:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 11:16:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001360432
- Filed Document
- 0001360432-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 11:16:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-26 11:14:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc., Register Financial Associates, Inc., and UBS Finanical Services Inc.
- CIK Number
- 0001461781
- Filed Document
- 0000919574-20-004313
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 11:14:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 11:13:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001449828
- Filed Document
- 0001449828-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 11:13:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-26 11:09:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001449827
- Filed Document
- 0001449827-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 11:09:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-26 10:58:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001816053
- Filed Document
- 0001816053-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:58:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-26 10:58:13 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758381
- Filed Document
- 0001758381-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:58:13 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-06-26 10:57:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Keith M. Rosenbloom and Stephen H. Hamrick
- CIK Number
- 0001314688
- Filed Document
- 0000919574-20-004312
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:57:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:56:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625778
- Filed Document
- 0001625778-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:56:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:55:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001319131
- Filed Document
- 0000902664-20-002524
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:55:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-26 10:54:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001321376
- Filed Document
- 0000902664-20-002523
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:54:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-26 10:52:47 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001814008
- Filed Document
- 0001814008-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:52:47 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VERMONT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:43:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613130
- Filed Document
- 0000919574-20-004309
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:43:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:42:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546545
- Filed Document
- 0000919574-20-004308
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:42:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:42:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625779
- Filed Document
- 0001625779-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:42:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:39:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745937
- Filed Document
- 0000902664-20-002522
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:39:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-26 10:36:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781083
- Filed Document
- 0000899140-20-000309
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:36:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:36:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc., UBS Financial Services Inc., Watermill Institutional Trading LLC, Constellar Capital Partners Hong Kong Limited, and Register Financial Associates, Inc.
- CIK Number
- 0001461779
- Filed Document
- 0000919574-20-004305
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:36:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:32:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780899
- Filed Document
- 0000902664-20-002521
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:32:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-26 10:32:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001781081
- Filed Document
- 0000899140-20-000308
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:32:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:30:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001472483
- Filed Document
- 0001472483-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:30:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:27:22 UTC |
- Amount To Be Raised
- $6,249,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001770667
- Filed Document
- 0001567619-20-012616
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:27:22 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:23:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710275
- Filed Document
- 0000902664-20-002520
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:23:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:22:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668424
- Filed Document
- 0000919574-20-004303
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:22:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:16:23 UTC |
- Amount To Be Raised
- $32,155,348
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432835
- Filed Document
- 0001432835-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:16:23 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:15:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549526
- Filed Document
- 0000919574-20-004301
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:15:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:14:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707805
- Filed Document
- 0000902664-20-002519
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:14:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:13:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385653
- Filed Document
- 0001385653-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:13:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 10:11:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669846
- Filed Document
- 0000919574-20-004299
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 10:11:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 09:58:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc. and Register Financial Associates, Inc.
- CIK Number
- 0001461768
- Filed Document
- 0000919574-20-004297
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:58:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-26 09:54:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815124
- Filed Document
- 0001815124-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:54:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 09:52:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001552912
- Filed Document
- 0000902664-20-002518
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:52:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-26 09:52:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812494
- Filed Document
- 0001812494-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:52:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 09:49:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC, UBS Financial Services, Inc., Suntrust Investment Services, Inc., Stifel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney LLC, Hightower Securities, LLC, Benjamin F. Edwards & Company, Inc., RBC Capital Markets, LLC, Summit Brokerage Services, Inc., LPL Financial LLC, and Spire Securities, LLC
- CIK Number
- 0001395520
- Filed Document
- 0001395520-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:49:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 09:45:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc. and Register Financial Associates, Inc.
- CIK Number
- 0001461780
- Filed Document
- 0000919574-20-004295
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:45:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-26 09:36:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Tortoise Securities, LLC
- CIK Number
- 0001814827
- Filed Document
- 0001814827-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:36:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-26 09:30:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc., REGISTER FINANCIAL ASSOCIATES, INC., and Constellar Capital Partners Hong Kong Limited
- CIK Number
- 0001489001
- Filed Document
- 0000919574-20-004293
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:30:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 09:28:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608465
- Filed Document
- 0000943663-20-000179
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:28:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MALTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-26 09:22:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Finanacial Group, Inc. and Register Financial Associates, Inc.
- CIK Number
- 0001263713
- Filed Document
- 0000919574-20-004291
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:22:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 09:17:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001352643
- Filed Document
- 0000902664-20-002517
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:17:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-26 09:15:24 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001810797
- Filed Document
- 0001810797-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:15:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 09:15:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001168235
- Filed Document
- 0000902664-20-002516
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:15:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-06-26 09:12:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc. and Register Financial Associates, Inc.
- CIK Number
- 0001307360
- Filed Document
- 0000919574-20-004289
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 09:12:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-06-26 08:16:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693545
- Filed Document
- 0000902664-20-002514
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 08:16:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-26 07:10:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AFAME W. ONWUKA
- CIK Number
- 0001738066
- Filed Document
- 0001738066-20-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 07:10:10 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-06-26 07:09:24 UTC |
- Amount To Be Raised
- $101,753
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001816222
- Filed Document
- 0001816222-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 07:09:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-26 07:04:28 UTC |
- Amount To Be Raised
- $119,113
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001816272
- Filed Document
- 0001816272-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-26 07:04:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-25 22:20:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001816150
- Filed Document
- 0001816150-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-25 22:20:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-06-25 20:36:12 UTC |
- Amount To Be Raised
- $8,350,000
- Associated Brokers / Dealers
- Janney Montgomery Scott LLC
- CIK Number
- 0001815556
- Filed Document
- 0001209191-20-039030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-06-25 20:36:12 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|