Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VERDE ALPHA FUND, LTD. See All Filings	D/A	2020-07-01 16:17:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Banque J. Safra Sarasin (Luxembourg) SA CIK Number 0001559611 Filed Document 0001559611-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-01 16:17:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Mo Retail Products Group Inc See All Filings	D	2020-07-01 16:14:35 UTC
Amount To Be Raised $1,548,624 Associated Brokers / Dealers N/A CIK Number 0001816597 Filed Document 0001816597-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 16:14:35 UTC Type of Offering D Industry Retailing Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Compass Therapeutics, Inc. See All Filings	D	2020-07-01 16:08:25 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Raymond James & Associates, Inc., B. Riley FBR, Inc., and Katalyst Securities LLC CIK Number 0001738021 Filed Document 0001802806-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-01 16:08:25 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SRAX, Inc. See All Filings	D	2020-07-01 16:08:13 UTC
Amount To Be Raised $16,101,388 Associated Brokers / Dealers The Special Equities Group, LLC CIK Number 0001538217 Filed Document 0001493152-20-012382 Exclusions or Exemptions 506b Accepted Date 2020-07-01 16:08:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Dovly, Inc. See All Filings	D	2020-07-01 16:06:44 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001791749 Filed Document 0001791749-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 16:06:44 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Compass Therapeutics, Inc. See All Filings	D	2020-07-01 16:04:22 UTC
Amount To Be Raised $195,276,780 Associated Brokers / Dealers N/A CIK Number 0001738021 Filed Document 0001802806-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-01 16:04:22 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hildene TALF (Cayman) Fund, LP See All Filings	D	2020-07-01 15:58:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816631 Filed Document 0000945621-20-000207 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:58:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hildene TALF Fund, LP See All Filings	D	2020-07-01 15:56:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816630 Filed Document 0000945621-20-000206 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:56:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asturias Fund LP See All Filings	D/A	2020-07-01 15:50:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707845 Filed Document 0001013594-20-000573 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:50:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ionic Security Inc. See All Filings	D	2020-07-01 15:48:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554612 Filed Document 0001554612-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:48:57 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Asturias Offshore Fund Ltd. See All Filings	D/A	2020-07-01 15:47:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709521 Filed Document 0001013594-20-000572 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:47:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PetLove Cayman, Ltd. See All Filings	D	2020-07-01 15:47:07 UTC
Amount To Be Raised $23,699,425 Associated Brokers / Dealers N/A CIK Number 0001568422 Filed Document 0001568422-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:47:07 UTC Type of Offering D Industry Retailing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Heretic Beauty Inc. See All Filings	D	2020-07-01 15:46:32 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001814605 Filed Document 0001814605-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:46:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Infinite Arthroscopy Inc., Ltd See All Filings	D	2020-07-01 15:41:55 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001642667 Filed Document 0001642667-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:41:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Debt
Tubular Ventures SPV I, a series of Assure Labs 2020 LLC See All Filings	D	2020-07-01 15:38:50 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001815825 Filed Document 0001815839-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:38:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERDE GLOBAL EQUITIES FUND LTD See All Filings	D/A	2020-07-01 15:37:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569012 Filed Document 0001569012-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:37:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
WFP Income Fund REIT LLC See All Filings	D/A	2020-07-01 15:36:29 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001782048 Filed Document 0001782048-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:36:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fletch SC Series LLC See All Filings	D	2020-07-01 15:35:54 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001815839 Filed Document 0001815839-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:35:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QST Tactical Edge LP See All Filings	D/A	2020-07-01 15:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747253 Filed Document 0000935836-20-000363 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:32:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Glynn Public Equity Fund, LLC See All Filings	D/A	2020-07-01 15:28:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589500 Filed Document 0001589500-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:28:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dominus Capital Coinvestment III, L.P. See All Filings	D/A	2020-07-01 15:17:14 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers N/A CIK Number 0001780437 Filed Document 0001780437-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:17:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BMOFII BLOCKER, LLC See All Filings	D	2020-07-01 15:15:59 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001816163 Filed Document 0001816164-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:15:59 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Dominus Capital Partners (Offshore) III, L.P. See All Filings	D/A	2020-07-01 15:15:07 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001776870 Filed Document 0001776870-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:15:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dominus Capital Partners III, L.P. See All Filings	D/A	2020-07-01 15:12:17 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001776862 Filed Document 0001776862-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:12:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HARSPRING CAPITAL, LP See All Filings	D/A	2020-07-01 15:08:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Beech Hill Securities, Inc. CIK Number 0001577176 Filed Document 0001013594-20-000571 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:08:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glynn Emerging Opportunity Fund, a California Limited Partnership See All Filings	D/A	2020-07-01 15:08:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604817 Filed Document 0001604817-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:08:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAMBOO MICRO OPPORTUNITY FUND II, LP See All Filings	D	2020-07-01 15:08:13 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001816164 Filed Document 0001816164-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:08:13 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
FF MyPorter Fund, LLC See All Filings	D	2020-07-01 15:02:14 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001816198 Filed Document 0001816198-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:02:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OSG Group Holdings, Inc. See All Filings	D/A	2020-07-01 15:00:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708616 Filed Document 0001708616-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 15:00:01 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Agri-Genesis, LLC See All Filings	D	2020-07-01 14:48:07 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001816458 Filed Document 0001816458-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 14:48:07 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Airside Mobile, Inc. See All Filings	D	2020-07-01 14:47:32 UTC
Amount To Be Raised $13,593,139 Associated Brokers / Dealers N/A CIK Number 0001719030 Filed Document 0001719030-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 14:47:32 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Kerecis hf See All Filings	D	2020-07-01 14:46:17 UTC
Amount To Be Raised $860,785 Associated Brokers / Dealers N/A CIK Number 0001726919 Filed Document 0001726919-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 14:46:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business ICELAND Revenue or Assets Decline to Disclose Type of Security Debt
Eagle's View Dedicated Fund, L.P. See All Filings	D/A	2020-07-01 14:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679385 Filed Document 0001679385-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 14:46:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glynn Emerging Opportunity Fund II-A, L.P. See All Filings	D/A	2020-07-01 14:43:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605348 Filed Document 0001605348-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 14:43:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Graph Protocol, Inc. See All Filings	D	2020-07-01 14:30:28 UTC
Amount To Be Raised $5,095,000 Associated Brokers / Dealers N/A CIK Number 0001736376 Filed Document 0001736376-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-01 14:30:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Maximus Long Short Equity Fund, LP See All Filings	D	2020-07-01 14:26:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814356 Filed Document 0001013594-20-000570 Exclusions or Exemptions 506b Accepted Date 2020-07-01 14:26:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OP 3707 S 2nd, LLC See All Filings	D	2020-07-01 14:22:53 UTC
Amount To Be Raised $3,102,000 Associated Brokers / Dealers N/A CIK Number 0001816166 Filed Document 0001816166-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 14:22:53 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Glynn Emerging Opportunity Fund II, L.P. See All Filings	D/A	2020-07-01 14:18:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605347 Filed Document 0001605347-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 14:18:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net Leased Portfolio 36 DST See All Filings	D	2020-07-01 14:12:09 UTC
Amount To Be Raised $24,295,000 Associated Brokers / Dealers Lighthouse Capital Group LLC CIK Number 0001813521 Filed Document 0001813521-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 14:12:09 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Longwood Fund V, L.P. See All Filings	D/A	2020-07-01 14:11:59 UTC
Amount To Be Raised $117,750,000 Associated Brokers / Dealers N/A CIK Number 0001764633 Filed Document 0001764633-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-01 14:11:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SIEGFRIED RESOURCES LLC See All Filings	D/A	2020-07-01 14:11:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001330651 Filed Document 0001330651-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-01 14:11:25 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
ASC-UVC CO-INVEST, LP See All Filings	D	2020-07-01 13:59:16 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001816108 Filed Document 0001816108-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 13:59:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Naturals Inc. See All Filings	D	2020-07-01 13:45:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001816420 Filed Document 0001816420-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-01 13:45:10 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MMI Peyton Lane LLC See All Filings	D	2020-07-01 13:37:25 UTC
Amount To Be Raised $7,013,000 Associated Brokers / Dealers N/A CIK Number 0001806661 Filed Document 0001806661-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 13:37:25 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BENCHMARK BANKSHARES INC See All Filings	D	2020-07-01 13:37:10 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0000804563 Filed Document 0000804563-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 13:37:10 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Summit Naturals Inc. See All Filings	D	2020-07-01 13:37:08 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001816420 Filed Document 0001816420-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-01 13:37:08 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BC Partners XI GD - 3 LP See All Filings	D	2020-07-01 13:14:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815416 Filed Document 0001815416-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 13:14:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Sphero, Inc. See All Filings	D	2020-07-01 13:12:28 UTC
Amount To Be Raised $158,535 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-01 13:12:28 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
New Culture Inc. See All Filings	D	2020-07-01 13:07:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001816357 Filed Document 0001816357-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-01 13:07:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sphero, Inc. See All Filings	D	2020-07-01 13:01:20 UTC
Amount To Be Raised $497,907 Associated Brokers / Dealers N/A CIK Number 0001503887 Filed Document 0001503887-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-01 13:01:20 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire