Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aspireon Opportunities Fund, LP, Series 1: Open-End Strategies See All Filings	D/A	2020-07-08 10:55:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781651 Filed Document 0001781651-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:55:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Platform Inc See All Filings	D	2020-07-08 10:53:30 UTC
Amount To Be Raised $98,434 Associated Brokers / Dealers N/A CIK Number 0001669669 Filed Document 0001669669-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:53:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Hephaestus L.P. See All Filings	D	2020-07-08 10:38:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816990 Filed Document 0001816990-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:38:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds LP - MW TOPS World Equities (US) Fund See All Filings	D/A	2020-07-08 10:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611766 Filed Document 0000902664-20-002594 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARISMA Therapeutics Inc. See All Filings	D/A	2020-07-08 10:37:29 UTC
Amount To Be Raised $52,924,976 Associated Brokers / Dealers N/A CIK Number 0001708649 Filed Document 0001708649-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:37:29 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sixteenth Street Asian GEMS See All Filings	D/A	2020-07-08 10:35:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745630 Filed Document 0001745630-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:35:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monovo LLC See All Filings	D	2020-07-08 10:27:48 UTC
Amount To Be Raised $798,000 Associated Brokers / Dealers N/A CIK Number 0001720838 Filed Document 0001720838-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:27:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SURGICARE OF LA VETA LTD See All Filings	D	2020-07-08 10:26:42 UTC
Amount To Be Raised $61,734 Associated Brokers / Dealers N/A CIK Number 0001210104 Filed Document 0001210104-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:26:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 595 See All Filings	D/A	2020-07-08 10:23:15 UTC
Amount To Be Raised $1,985,000 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001812583 Filed Document 0001808003-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:23:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 565 See All Filings	D	2020-07-08 10:22:06 UTC
Amount To Be Raised $296,329 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001808003 Filed Document 0001808003-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:22:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OneTrust LLC See All Filings	D	2020-07-08 10:20:08 UTC
Amount To Be Raised $10,898,696 Associated Brokers / Dealers N/A CIK Number 0001782045 Filed Document 0001782045-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:20:08 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix MSA Multifamily Portfolio DST See All Filings	D	2020-07-08 10:13:45 UTC
Amount To Be Raised $25,158,710 Associated Brokers / Dealers Inland Securities Corporation and RCX Capital Group LLC CIK Number 0001817119 Filed Document 0001817119-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:13:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Polygon Global Equities Fund See All Filings	D/A	2020-07-08 10:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612831 Filed Document 0001315863-20-000593 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:09:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Polygon European Equity Opportunity Fund L.P. See All Filings	D/A	2020-07-08 10:08:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001491162 Filed Document 0001315863-20-000592 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:08:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INHERENT CREDIT OPPORTUNITIES OFFSHORE, LTD. See All Filings	D	2020-07-08 10:06:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817072 Filed Document 0001405086-20-000191 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:06:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Polygon European Equity Opportunity Fund See All Filings	D/A	2020-07-08 10:04:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554146 Filed Document 0001315863-20-000591 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:04:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Polygon Convertible Opportunity Fund LP See All Filings	D/A	2020-07-08 10:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001491161 Filed Document 0001315863-20-000590 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
METACAPITAL MORTGAGE OPPORTUNITIES FUND LP See All Filings	D/A	2020-07-08 10:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444653 Filed Document 0000919574-20-004476 Exclusions or Exemptions 506b Accepted Date 2020-07-08 10:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Polygon Convertible Opportunity Fund See All Filings	D/A	2020-07-08 09:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Butler Capital Investments, LLC CIK Number 0001554145 Filed Document 0001315863-20-000589 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:58:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CX Retreat at the Park, DST See All Filings	D	2020-07-08 09:57:42 UTC
Amount To Be Raised $18,708,724 Associated Brokers / Dealers Stacey Morimoto CIK Number 0001811253 Filed Document 0001811253-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:57:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MDS 2020 - Marcellus Shale Development, LP See All Filings	D	2020-07-08 09:51:42 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001808585 Filed Document 0001808585-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:51:42 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Modify Health LLC See All Filings	D	2020-07-08 09:49:49 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001744101 Filed Document 0001744101-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:49:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Minute Man Arkansas, LLC See All Filings	D/A	2020-07-08 09:34:49 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001780968 Filed Document 0001780968-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:34:49 UTC Type of Offering D/A Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FL Fund I, a series of Caspari Investments, LP See All Filings	D	2020-07-08 09:33:19 UTC
Amount To Be Raised $80,111 Associated Brokers / Dealers N/A CIK Number 0001817011 Filed Document 0001817011-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:33:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MEM Fund I, a series of Hack VC, LP See All Filings	D	2020-07-08 09:32:21 UTC
Amount To Be Raised $165,104 Associated Brokers / Dealers N/A CIK Number 0001817010 Filed Document 0001817010-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:32:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BO Fund I, a series of Eric Feldman Syndicates, LP See All Filings	D	2020-07-08 09:31:59 UTC
Amount To Be Raised $355,000 Associated Brokers / Dealers N/A CIK Number 0001817016 Filed Document 0001817016-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:31:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QU Fund I, a series of Chris Golda Investments, LP See All Filings	D	2020-07-08 09:31:29 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001817020 Filed Document 0001817020-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:31:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GE Fund I, a series of AX-RN-Funds, LP See All Filings	D	2020-07-08 09:31:10 UTC
Amount To Be Raised $264,550 Associated Brokers / Dealers N/A CIK Number 0001817021 Filed Document 0001817021-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:31:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OX Fund I, a series of Sajid Rahman Angel Funds, LP See All Filings	D	2020-07-08 09:30:37 UTC
Amount To Be Raised $132,839 Associated Brokers / Dealers N/A CIK Number 0001817024 Filed Document 0001817024-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:30:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OnLife, Inc. See All Filings	D	2020-07-08 09:27:21 UTC
Amount To Be Raised $1,770,000 Associated Brokers / Dealers N/A CIK Number 0001812697 Filed Document 0001812697-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:27:21 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Debt
Gritstone SPAC Opportunities Fund LLC See All Filings	D/A	2020-07-08 09:14:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782123 Filed Document 0001782123-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:14:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Health Billing Systems, LLC See All Filings	D	2020-07-08 09:06:20 UTC
Amount To Be Raised $7,185,090 Associated Brokers / Dealers N/A CIK Number 0001816270 Filed Document 0001437749-20-014820 Exclusions or Exemptions 506b Accepted Date 2020-07-08 09:06:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DI Fund I, a series of Noveus Capital Funds, LP See All Filings	D	2020-07-08 08:47:49 UTC
Amount To Be Raised $115,772 Associated Brokers / Dealers N/A CIK Number 0001817023 Filed Document 0001817023-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-07-08 08:47:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BG UMBRELLA FUND PLC - BG FUND See All Filings	D/A	2020-07-08 08:28:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545156 Filed Document 0001545156-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-08 08:28:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Open Forest Value Fund, LP See All Filings	D/A	2020-07-08 08:07:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763206 Filed Document 0001763206-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-08 08:07:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC SAG Holdings LP See All Filings	D	2020-07-08 07:28:16 UTC
Amount To Be Raised $7,620,000 Associated Brokers / Dealers N/A CIK Number 0001788827 Filed Document 0001567619-20-013005 Exclusions or Exemptions 506b Accepted Date 2020-07-08 07:28:16 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PTV CM SPV, LLC See All Filings	D	2020-07-08 07:02:46 UTC
Amount To Be Raised $4,080,911 Associated Brokers / Dealers N/A CIK Number 0001815712 Filed Document 0001209191-20-041634 Exclusions or Exemptions 506b Accepted Date 2020-07-08 07:02:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Norland Permaconn, LP See All Filings	D/A	2020-07-08 06:11:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745309 Filed Document 0000902664-20-002593 Exclusions or Exemptions 506b Accepted Date 2020-07-08 06:11:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATTESTOR VALUE FUND LTD See All Filings	D/A	2020-07-08 06:03:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554013 Filed Document 0000902664-20-002592 Exclusions or Exemptions 506b Accepted Date 2020-07-08 06:03:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monterone Partners Long Short Fund LP See All Filings	D/A	2020-07-08 06:02:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709607 Filed Document 0000902664-20-002591 Exclusions or Exemptions 506b Accepted Date 2020-07-08 06:02:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueVoyant Investor LLC See All Filings	D	2020-07-08 06:00:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001713839 Filed Document 0000950103-20-013356 Exclusions or Exemptions 506b Accepted Date 2020-07-08 06:00:56 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ecto, Inc. See All Filings	D/A	2020-07-07 21:57:23 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001593050 Filed Document 0001593050-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-07 21:57:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
SEI Energy Debt Fund, LP See All Filings	D/A	2020-07-07 20:15:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647710 Filed Document 0001647710-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 20:15:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lexaria Bioscience Corp. See All Filings	D	2020-07-07 19:57:40 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001348362 Filed Document 0001348362-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-07-07 19:57:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HOF Capital Growth Opportunity IX, LLC See All Filings	D	2020-07-07 19:52:10 UTC
Amount To Be Raised $26,197,369 Associated Brokers / Dealers N/A CIK Number 0001816043 Filed Document 0001797840-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-07 19:52:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOF Capital Growth Opportunity VI, LLC See All Filings	D	2020-07-07 19:42:55 UTC
Amount To Be Raised $1,637,000 Associated Brokers / Dealers N/A CIK Number 0001797840 Filed Document 0001797840-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-07 19:42:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReWalk Robotics Ltd. See All Filings	D	2020-07-07 19:37:16 UTC
Amount To Be Raised $8,845,690 Associated Brokers / Dealers H.C. Wainwright & Co., LLC, Michael Vasinkevich, Charles Worthman, Craig Schwabe, and Noam J. Rubinstein CIK Number 0001607962 Filed Document 0001178913-20-002003 Exclusions or Exemptions 506b Accepted Date 2020-07-07 19:37:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VC23 Investors, LLC See All Filings	D	2020-07-07 18:58:41 UTC
Amount To Be Raised $670,000 Associated Brokers / Dealers N/A CIK Number 0001750092 Filed Document 0001750092-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-07 18:58:41 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CCVII Co-Invest, LLC - Beast Brand Series See All Filings	D	2020-07-07 18:54:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001816857 Filed Document 0001814244-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 18:54:20 UTC Type of Offering D Industry Investing Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
JLJH Management, LLC See All Filings	D	2020-07-07 18:52:20 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001671331 Filed Document 0001671331-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-07 18:52:20 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt