Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SEI Offshore Advanced Strategy Series SPC, Structured Credit Segregated Portfolio See All Filings	D/A	2020-07-10 21:00:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458445 Filed Document 0001458445-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-10 21:00:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Atalo Capital Offshore Fund Ltd. See All Filings	D/A	2020-07-10 20:55:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780376 Filed Document 0001780376-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 20:55:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atalo Capital Onshore Fund LP See All Filings	D/A	2020-07-10 20:08:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780375 Filed Document 0001780375-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 20:08:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Truvic Medical, Inc. See All Filings	D	2020-07-10 19:49:45 UTC
Amount To Be Raised $7,950,000 Associated Brokers / Dealers N/A CIK Number 0001817389 Filed Document 0001817389-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 19:49:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund EM Quantitative Focus Fund, LLC See All Filings	D/A	2020-07-10 19:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001580894 Filed Document 0001580894-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 19:47:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtua International Holdings, LLC See All Filings	D	2020-07-10 19:29:54 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001720005 Filed Document 0001720005-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 19:29:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Harbor Light Self Storage III LLC See All Filings	D	2020-07-10 19:13:49 UTC
Amount To Be Raised $22,222,222 Associated Brokers / Dealers N/A CIK Number 0001817766 Filed Document 0001817766-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 19:13:49 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Third Motion Equities Fund LLC See All Filings	D/A	2020-07-10 18:59:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613862 Filed Document 0001711465-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-10 18:59:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar Xing He Fund LLC See All Filings	D/A	2020-07-10 18:57:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679121 Filed Document 0001679121-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 18:57:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bend Rapids Portland, LLC See All Filings	D	2020-07-10 18:48:25 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001817383 Filed Document 0001817383-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 18:48:25 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cameron Cayman Fund Ltd See All Filings	D/A	2020-07-10 18:41:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001711465 Filed Document 0001711465-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 18:41:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FP Solar Finance LP See All Filings	D	2020-07-10 18:31:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001817405 Filed Document 0001817405-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 18:31:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niagara Credit Income Fund QP (Tax-Exempt), LP See All Filings	D/A	2020-07-10 18:28:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780891 Filed Document 0001780891-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 18:28:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Niagara Credit Income Fund QP, LP See All Filings	D/A	2020-07-10 18:27:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780892 Filed Document 0001780892-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 18:27:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GWL US Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC See All Filings	D/A	2020-07-10 18:25:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367597 Filed Document 0001794159-20-000017 Exclusions or Exemptions 506b Accepted Date 2020-07-10 18:25:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niagara Credit Income Fund AI (Tax-Exempt), LP See All Filings	D/A	2020-07-10 18:25:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780893 Filed Document 0001780893-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 18:25:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Niagara Credit Income Fund AI, LP See All Filings	D/A	2020-07-10 18:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780895 Filed Document 0001780895-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 18:22:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 95 See All Filings	D/A	2020-07-10 18:05:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001469201 Filed Document 0001469201-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 18:05:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL131 See All Filings	D/A	2020-07-10 18:02:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. and M Financial Securities Marketing, Inc. CIK Number 0001612178 Filed Document 0001612178-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 18:02:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL142 See All Filings	D/A	2020-07-10 17:56:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001617299 Filed Document 0001617299-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:56:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TMF Camelia, LLC See All Filings	D/A	2020-07-10 17:56:15 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001804628 Filed Document 0001445866-20-000985 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:56:15 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 68 See All Filings	D/A	2020-07-10 17:53:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc, M Holdings Securities, Inc, Summit Equities, Inc, Summit Equities, Inc, Lion Street Financial, LLC, Kestra Investment Services, Lion Street Financial, LLC, The Leaders Group, Inc., and Purshe Kaplan Sterling Investments CIK Number 0001383176 Filed Document 0001383176-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:53:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 263 See All Filings	D/A	2020-07-10 17:50:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001796870 Filed Document 0001796870-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:50:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 261 See All Filings	D/A	2020-07-10 17:43:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790938 Filed Document 0001790938-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:43:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
5107 Riverside LP See All Filings	D	2020-07-10 17:36:47 UTC
Amount To Be Raised $3,835,000 Associated Brokers / Dealers N/A CIK Number 0001817308 Filed Document 0001789065-20-000037 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:36:47 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 259 See All Filings	D/A	2020-07-10 17:36:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001795679 Filed Document 0001795679-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:36:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 188 See All Filings	D/A	2020-07-10 17:30:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC, MML Investors Services, LLC, and MML Investors Services, LLC CIK Number 0001732209 Filed Document 0001732209-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:30:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 216 See All Filings	D/A	2020-07-10 17:26:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001763280 Filed Document 0001763280-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:26:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goodman Telecom Holdings, LLC See All Filings	D	2020-07-10 17:26:20 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001812156 Filed Document 0001812156-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:26:20 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JFMC POOLED ENDOWMENT PORTFOLIO, LLC See All Filings	D/A	2020-07-10 17:22:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525766 Filed Document 0001525766-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:22:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Point Global Multi-Strategy Fund, LLC See All Filings	D/A	2020-07-10 17:15:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580408 Filed Document 0001580408-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:15:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterton Capital Partners, LP See All Filings	D	2020-07-10 17:14:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817143 Filed Document 0001817143-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:14:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CL Fund I, a series of Kearny Jackson, LP See All Filings	D	2020-07-10 17:12:41 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001817723 Filed Document 0001817723-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:12:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterton Capital Partners (Offshore), Ltd. See All Filings	D	2020-07-10 17:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817132 Filed Document 0001817227-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:12:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OROCO RESOURCE CORP See All Filings	D	2020-07-10 17:11:46 UTC
Amount To Be Raised $112,271 Associated Brokers / Dealers N/A CIK Number 0001390352 Filed Document 0001390352-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:11:46 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Rhino (E) Investment Holdings LLC See All Filings	D	2020-07-10 17:11:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817645 Filed Document 0001817645-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:11:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Point Global Long/Short Fund, LLC See All Filings	D/A	2020-07-10 17:09:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476335 Filed Document 0001476335-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:09:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schonfeld Strategic Partners Offshore Fund Ltd. See All Filings	D/A	2020-07-10 17:08:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711384 Filed Document 0001711384-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:08:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FA Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2020-07-10 17:07:41 UTC
Amount To Be Raised $122,500 Associated Brokers / Dealers N/A CIK Number 0001817721 Filed Document 0001817721-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:07:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Common Sustainable Emerging Markets Fund, LLC See All Filings	D	2020-07-10 17:04:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001694384 Filed Document 0001608384-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:04:50 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Shingle Acquisition Holdings, Inc. See All Filings	D/A	2020-07-10 17:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744414 Filed Document 0001567619-20-013173 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:03:05 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Point Energy Infrastructure Fund, LLC See All Filings	D/A	2020-07-10 17:01:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476333 Filed Document 0001476333-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 17:01:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WM Alternatives WNT Diversified Futures Fund LLC See All Filings	D/A	2020-07-10 16:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752869 Filed Document 0001752869-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-10 16:59:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearlake Opportunities Partners (E-Offshore), L.P. See All Filings	D/A	2020-07-10 16:59:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001644593 Filed Document 0000950142-20-001735 Exclusions or Exemptions 506b Accepted Date 2020-07-10 16:59:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clearlake Opportunities Partners (E), L.P. See All Filings	D/A	2020-07-10 16:58:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001644592 Filed Document 0000950142-20-001734 Exclusions or Exemptions 506b Accepted Date 2020-07-10 16:58:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gender Equity Fund (Cayman) LP See All Filings	D	2020-07-10 16:58:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001817346 Filed Document 0001817346-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 16:58:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Common International Social Fund LLC See All Filings	D	2020-07-10 16:57:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001365067 Filed Document 0001608384-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-10 16:57:58 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WM Alternatives WNT Diversified Futures Fund Ltd See All Filings	D/A	2020-07-10 16:53:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752318 Filed Document 0001752318-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-10 16:53:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gender Equity Fund LP See All Filings	D	2020-07-10 16:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001817295 Filed Document 0001817295-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 16:52:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sustainable Asset Lending, LLC See All Filings	D	2020-07-10 16:52:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Christopher Clement CIK Number 0001817327 Filed Document 0001817327-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-10 16:52:19 UTC Type of Offering D Industry Agriculture Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt