Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Gaucho Group Holdings, Inc. See All Filings	D/A	2020-07-13 16:07:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001559998 Filed Document 0001493152-20-013160 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:07:23 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Innovega Inc. See All Filings	D	2020-07-13 16:06:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001474232 Filed Document 0001474232-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:06:42 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Healthy Oceans Seafood Company, Inc. See All Filings	D	2020-07-13 16:04:17 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001783428 Filed Document 0001783428-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:04:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SOBR Safe LLC See All Filings	D/A	2020-07-13 16:03:53 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001798461 Filed Document 0001079973-20-000584 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:03:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Equity
HO Fund II, a series of Noveus Capital Funds, LP See All Filings	D	2020-07-13 16:03:29 UTC
Amount To Be Raised $68,000 Associated Brokers / Dealers N/A CIK Number 0001817885 Filed Document 0001817885-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 16:03:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cartesius Fund I, LP See All Filings	D	2020-07-13 15:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817559 Filed Document 0001817559-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:54:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Extra Co-Invest LP See All Filings	D	2020-07-13 15:54:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817843 Filed Document 0001817843-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:54:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
New Mountain Guardian III BDC, L.L.C. See All Filings	D/A	2020-07-13 15:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asante Capital Group Advisors LLC, Icelandic Investors Ltd., and Ameris Capital Limitada CIK Number 0001781870 Filed Document 0001781870-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:35:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Austin Gold Corp. See All Filings	D	2020-07-13 15:30:58 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001817740 Filed Document 0001567619-20-013208 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:30:58 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Aksia Capital V See All Filings	D/A	2020-07-13 15:30:53 UTC
Amount To Be Raised $282,435,000 Associated Brokers / Dealers Elm Capital USA Limited CIK Number 0001783192 Filed Document 0001315863-20-000614 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:30:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ITALY Revenue or Assets Decline to Disclose Type of Security Equity
MultiFormance Fund LP See All Filings	D/A	2020-07-13 15:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746164 Filed Document 0001104659-20-083068 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:29:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serone Key Opportunities Fund Ltd See All Filings	D/A	2020-07-13 15:28:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001633743 Filed Document 0001633740-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:28:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celsius Network Ltd See All Filings	D	2020-07-13 15:19:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739052 Filed Document 0001739052-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:19:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
Compassus Holdings, L.P. See All Filings	D	2020-07-13 15:16:57 UTC
Amount To Be Raised $1,250,001 Associated Brokers / Dealers N/A CIK Number 0001798957 Filed Document 0001798957-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:16:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fundivations, Inc. See All Filings	D	2020-07-13 15:11:10 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001817709 Filed Document 0001817709-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:11:10 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Serone Key Opportunities Fund LP See All Filings	D/A	2020-07-13 15:08:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001633740 Filed Document 0001633740-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:08:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commercial Real Estate Senior Transitional Loan Fund LP See All Filings	D/A	2020-07-13 15:06:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CBRE Capital Advisors, Inc. CIK Number 0001755977 Filed Document 0001755977-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:06:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Oil & Gas Fund LLC See All Filings	D	2020-07-13 15:04:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers none CIK Number 0001817676 Filed Document 0001817676-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:04:06 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
PRUVEN INDUSTRIES INC See All Filings	D	2020-07-13 15:01:34 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001817463 Filed Document 0001553997-20-000011 Exclusions or Exemptions 506b Accepted Date 2020-07-13 15:01:34 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Innovius Capital Sirius I, L.P. See All Filings	D	2020-07-13 14:58:35 UTC
Amount To Be Raised $40,615,000 Associated Brokers / Dealers N/A CIK Number 0001815151 Filed Document 0001815151-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 14:58:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIA Industries, LLC See All Filings	D	2020-07-13 14:57:35 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001749211 Filed Document 0001749211-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 14:57:35 UTC Type of Offering D Industry Construction Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Third Craft Fund I, LP See All Filings	D	2020-07-13 14:55:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817462 Filed Document 0001817462-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 14:55:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nerio Therapeutics, Inc. See All Filings	D	2020-07-13 14:54:41 UTC
Amount To Be Raised $5,752,853 Associated Brokers / Dealers N/A CIK Number 0001817835 Filed Document 0001817835-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 14:54:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Big River Funding LLC See All Filings	D	2020-07-13 14:53:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001817684 Filed Document 0001817753-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 14:53:55 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
JAG Capital Investments, LLC See All Filings	D	2020-07-13 14:39:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001817753 Filed Document 0001817753-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 14:39:51 UTC Type of Offering D Industry Residential Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
King Street Capital, Ltd. See All Filings	D/A	2020-07-13 14:35:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218202 Filed Document 0000950142-20-001739 Exclusions or Exemptions 506b Accepted Date 2020-07-13 14:35:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H.I.G. Capital Partners VI, L.P. See All Filings	D	2020-07-13 14:34:33 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001817785 Filed Document 0001817785-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 14:34:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DMJ Capital Investments I, LP See All Filings	D	2020-07-13 14:25:44 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers #NA CIK Number 0001817806 Filed Document 0001817806-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 14:25:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Private Credit Managers III Offshore LP See All Filings	D	2020-07-13 14:20:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001817418 Filed Document 0001817418-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 14:20:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
360 Impact Wilkinson Properties Fund 16, LLC See All Filings	D	2020-07-13 14:00:19 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001817397 Filed Document 0001817397-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 14:00:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Envision India Fund LP See All Filings	D	2020-07-13 13:58:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817703 Filed Document 0001817703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:58:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steem Monsters LLC See All Filings	D	2020-07-13 13:49:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001756380 Filed Document 0001756380-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:49:29 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MAVERICK SEED PARTNERS, L.P. See All Filings	D/A	2020-07-13 13:49:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525209 Filed Document 0001525209-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:49:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Advisor Funds Concentrated High Yield & Leveraged Loan Fund See All Filings	D/A	2020-07-13 13:48:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782459 Filed Document 0001405086-20-000204 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:48:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Taiga Fund, a sub-fund of Taiga Investment Funds plc See All Filings	D/A	2020-07-13 13:45:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745271 Filed Document 0001817361-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:45:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numeric Emerging Markets Small Cap Core Offshore Fund Ltd. See All Filings	D/A	2020-07-13 13:41:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001617524 Filed Document 0001782093-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:41:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varadero TALF Opportunities International, L.P. See All Filings	D	2020-07-13 13:35:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817665 Filed Document 0000919574-20-004575 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:35:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vineyard Pearland DST See All Filings	D	2020-07-13 13:32:03 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001817854 Filed Document 0001817854-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:32:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Motion Capital Group US Fund LP See All Filings	D	2020-07-13 13:20:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817746 Filed Document 0001817746-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:20:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCA ABSOLUTE RETURN STRATEGIES LP See All Filings	D/A	2020-07-13 13:10:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259428 Filed Document 0001566114-20-000095 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:10:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tri-Labs Ventures, LLC See All Filings	D	2020-07-13 13:10:33 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001817715 Filed Document 0001817715-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:10:33 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sunstone Fixed Income Fund III, LLC See All Filings	D	2020-07-13 13:09:07 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001816953 Filed Document 0001816953-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:09:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Knighthead (Cayman) Distressed Opportunities Fund, L.P. See All Filings	D/A	2020-07-13 13:07:41 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001782094 Filed Document 0001782093-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sight4All, Inc. See All Filings	D	2020-07-13 13:05:49 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001669321 Filed Document 0001669321-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 13:05:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Drop Kitchen, Inc. See All Filings	D	2020-07-13 12:55:16 UTC
Amount To Be Raised $13,312,259 Associated Brokers / Dealers N/A CIK Number 0001726943 Filed Document 0001726943-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 12:55:16 UTC Type of Offering D Industry Other Technology Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
2692952 Ontario Inc. See All Filings	D	2020-07-13 12:51:44 UTC
Amount To Be Raised $31,296 Associated Brokers / Dealers N/A CIK Number 0001797796 Filed Document 0001062993-20-003268 Exclusions or Exemptions 506b Accepted Date 2020-07-13 12:51:44 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Wingfield Silver LP See All Filings	D	2020-07-13 12:50:49 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001816116 Filed Document 0001816116-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 12:50:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MO Fund I, a series of OV.VC-Funds, LP See All Filings	D	2020-07-13 12:50:14 UTC
Amount To Be Raised $245,403 Associated Brokers / Dealers N/A CIK Number 0001817820 Filed Document 0001817820-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 12:50:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELITE PHARMACEUTICALS INC /NV/ See All Filings	D	2020-07-13 12:49:55 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001053369 Filed Document 0001053369-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-13 12:49:55 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Boundary Creek Fund Offshore Ltd. See All Filings	D/A	2020-07-13 12:49:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001771768 Filed Document 0001771768-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-13 12:49:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity