|
|
D/A |
2020-07-24 10:45:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- OAKPOINT ADVISORS LLC
- CIK Number
- 0001712172
- Filed Document
- 0000919574-20-004669
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 10:45:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-24 10:45:39 UTC |
- Amount To Be Raised
- $53,544,255
- Associated Brokers / Dealers
- Arkadios Capital, Lightpath Capital Inc., DAI Securities LLC, Avantax Investment Services Inc, RCX Capital Group LLC, DFPG Investments, Inc., Concorde Investment Services, LLC, Thornhill Securities Inc, Cambridge Investment Research, JRL Capital Corporation, Nationwide Planning Associates, Inc, Lincoln Financial Advisors, Stax Capital, Securities America Inc., Sagepoint Financial, Inc., Ausdal Financial Partners, Inc., Cabin Securities Inc, International Assets Advisory, LLC, Invicta Capital LLC, Crown Capital Securities, L.P., American Portfolios Financial Services, Inc., Cabot Lodge Securities LLC, Lincoln Financial Securities Corporation, Madison Avenue Securities, LLC, Western International Securities, Inc., Triad Advisors LLC, Independent Financial Group, LLC, Stifel, Nicolaus & Company, Incorporated, Berthel, Fisher & Company Financial Services, Inc., Third Seven Capital LLC, The Strategic Financial Alliance, Center Street Securities, Inc., Woodbury Financial Services, Inc., Investacorp, Inc., and Purshe Kaplan Sterling Investments
- CIK Number
- 0001793634
- Filed Document
- 0001793634-20-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 10:45:39 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-24 10:45:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613295
- Filed Document
- 0000919574-20-004668
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 10:45:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-24 10:39:28 UTC |
- Amount To Be Raised
- $3,476,087
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681648
- Filed Document
- 0001681648-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 10:39:28 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-24 10:36:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712539
- Filed Document
- 0001012975-20-000662
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 10:36:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-24 10:34:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001440893
- Filed Document
- 0001440893-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 10:34:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-24 10:32:36 UTC |
- Amount To Be Raised
- $1,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681648
- Filed Document
- 0001681648-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 10:32:36 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-24 10:21:47 UTC |
- Amount To Be Raised
- $2,223,604
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681648
- Filed Document
- 0001681648-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 10:21:47 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-24 10:21:31 UTC |
- Amount To Be Raised
- $10,107,652
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817096
- Filed Document
- 0001567619-20-013680
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 10:21:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-24 10:20:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hudson Partners Securities LLC and Crito Capital LLC
- CIK Number
- 0001777205
- Filed Document
- 0001777205-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 10:20:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-24 10:15:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASPERION GROUP LLC
- CIK Number
- 0001657352
- Filed Document
- 0001657352-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 10:15:46 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-24 09:59:16 UTC |
- Amount To Be Raised
- $19,964,044
- Associated Brokers / Dealers
- Edward Fernandez, Joseph Michaletz, Mike O'Toole, Trawnegan Gall, Christina Nielson, Alex Madden, Jack Michaletz, Timothy Sherer, Ryan Sherer, James Whitson, David Dahill, J. Callaway Halliburton, Patrick Healey, Rodger McAlister, James Patrick, Betty Friant, Chay Lapin, Raymond DeWitt, and Corbin Thomas
- CIK Number
- 0001803518
- Filed Document
- 0001803518-20-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 09:59:16 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-24 09:44:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001818232
- Filed Document
- 0001818232-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 09:44:32 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2020-07-24 09:39:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001818927
- Filed Document
- 0001566114-20-000099
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 09:39:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-24 09:37:46 UTC |
- Amount To Be Raised
- $2,799,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817096
- Filed Document
- 0001567619-20-013677
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 09:37:46 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-24 09:23:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582948
- Filed Document
- 0001582948-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 09:23:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-07-24 09:09:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001782721
- Filed Document
- 0001782721-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 09:09:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-07-24 08:33:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001777559
- Filed Document
- 0000945621-20-000255
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 08:33:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-24 08:30:23 UTC |
- Amount To Be Raised
- $304,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001819096
- Filed Document
- 0001819096-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 08:30:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-24 08:30:15 UTC |
- Amount To Be Raised
- $55,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001819095
- Filed Document
- 0001819095-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 08:30:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-24 08:25:17 UTC |
- Amount To Be Raised
- $308,045
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001819094
- Filed Document
- 0001819094-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 08:25:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-24 08:20:15 UTC |
- Amount To Be Raised
- $263,229
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001819097
- Filed Document
- 0001819097-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 08:20:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Crescent Private Credit Partners Levered Unitranche Fund (DE) LP
See All Filings
|
D/A |
2020-07-24 08:07:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001772721
- Filed Document
- 0000945621-20-000254
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 08:07:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
AllianceBernstein Delaware Business Trust - AllianceBernstein Fundamental International Small Cap Series
See All Filings
|
D/A |
2020-07-24 07:54:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783658
- Filed Document
- 0000902664-20-002770
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 07:54:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-24 07:47:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504528
- Filed Document
- 0000902664-20-002769
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 07:47:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-24 07:45:41 UTC |
- Amount To Be Raised
- $352,766
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001817595
- Filed Document
- 0001192482-20-000632
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 07:45:41 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-24 07:25:56 UTC |
- Amount To Be Raised
- $302,457
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710052
- Filed Document
- 0001710052-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-24 07:25:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-23 21:33:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001356974
- Filed Document
- 0001356974-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 21:33:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-23 21:29:36 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001819146
- Filed Document
- 0001819146-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 21:29:36 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-23 20:07:07 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785619
- Filed Document
- 0001785619-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 20:07:07 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-07-23 19:58:44 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706043
- Filed Document
- 0001706043-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 19:58:44 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2020-07-23 19:21:55 UTC |
- Amount To Be Raised
- $3,499,964
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001818001
- Filed Document
- 0001818001-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 19:21:55 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-23 19:07:10 UTC |
- Amount To Be Raised
- $115,210,334
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812352
- Filed Document
- 0001812352-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 19:07:10 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- JERSEY
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2020-07-23 18:41:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001819021
- Filed Document
- 0001819021-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:41:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-07-23 18:41:33 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- Stifel, Nicolaus & Co., Inc., Gallatin Capital LLC, Neuberger Berman BD LLC, and FNEX Capital, LLC
- CIK Number
- 0001818533
- Filed Document
- 0001818533-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:41:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
GQG Partners US Select Quality Equity Fund - GQG Partners Series LLC
See All Filings
|
D/A |
2020-07-23 18:36:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750613
- Filed Document
- 0001750613-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:36:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Equity
|
GQG Partners International Select Quality Equity Fund - GQG Partners Series LLC
See All Filings
|
D/A |
2020-07-23 18:34:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001753266
- Filed Document
- 0001753266-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:34:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
GQG Partners International Equity Fund - GQG Partners Series LLC
See All Filings
|
D/A |
2020-07-23 18:31:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679903
- Filed Document
- 0001679903-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:31:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2020-07-23 18:31:14 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001819053
- Filed Document
- 0001062993-20-003454
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:31:14 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2020-07-23 18:30:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001812544
- Filed Document
- 0000935836-20-000400
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:30:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-07-23 18:27:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679902
- Filed Document
- 0001679902-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:27:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2020-07-23 18:25:27 UTC |
- Amount To Be Raised
- $762,288
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001789337
- Filed Document
- 0001789337-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:25:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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GQG Partners Emerging Markets Equity Fund - GQG Partners Series LLC
See All Filings
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D/A |
2020-07-23 18:25:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679904
- Filed Document
- 0001679904-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:25:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
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D |
2020-07-23 18:17:28 UTC |
- Amount To Be Raised
- $9,800,000
- Associated Brokers / Dealers
- TPEG Securities
- CIK Number
- 0001819121
- Filed Document
- 0001819121-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:17:28 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2020-07-23 18:16:35 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620315
- Filed Document
- 0001620315-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:16:35 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2020-07-23 18:09:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616268
- Filed Document
- 0001616268-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:09:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2020-07-23 18:06:13 UTC |
- Amount To Be Raised
- $2,471,797
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815069
- Filed Document
- 0001815069-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:06:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2020-07-23 18:05:36 UTC |
- Amount To Be Raised
- $6,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755663
- Filed Document
- 0001755663-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:05:36 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2020-07-23 18:01:50 UTC |
- Amount To Be Raised
- $7,702,986
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001816897
- Filed Document
- 0001816897-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:01:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2020-07-23 18:00:16 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Shopoff Securities Inc., Center Street Securities, Inc., NI ADVISORS, Sunbelt Securities, Inc., Moloney Securities Co., Inc., Richfield Orion International, Inc., Emerson Equity LLC, Newbridge Securities Corporation, Oak Tree Securities, Inc., KALOS CAPITAL, INC., ALEXANDER CAPITAL, L.P., WILSON-DAVIS & CO., INC., WHITEHALL-PARKER SECURITIES, INC., COASTAL EQUITIES, INC., THE STRATEGIC FINANCIAL ALLIANCE, INC., INTERNATIONAL ASSETS ADVISORY, LLC, ADVISORY GROUP EQUITY SERVICES LTD., GREAT POINT CAPITAL LLC, SANDLAPPER SECURITIES, LLC, BROKERBANK SECURITIES, INC., AUSDAL FINANCIAL PARTNERS, INC., TITAN SECURITIES, CROWN CAPITAL SECURITIES, L.P., MOLONEY SECURITIES CO., INC., CENTAURUS FINANCIAL, INC., FINANCIAL GOAL SECURITIES, INC., LIFEMARK SECURITIES CORP, POLAR INVESTMENT COUNSEL, INC, AEGIS CAPITAL CORP., CHAUNER SECURITIES, INC., IBN FINANCIAL SERVICES, INC., CHALICE CAPITAL PARTNERS, LLC, CRESCENT SECURITIES GROUP, INC., AMERICAN INVESTORS COMPANY, and CABOT LODGE SECURITIES LLC
- CIK Number
- 0001745037
- Filed Document
- 0001745037-20-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-07-23 18:00:16 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
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