Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Shadow Ventures Fund 3, LP See All Filings	D/A	2020-07-24 15:21:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782258 Filed Document 0001733309-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-24 15:21:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARS FX US LP See All Filings	D	2020-07-24 15:15:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817502 Filed Document 0001733309-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-24 15:15:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANPHYL CAPITAL PARTNERS LP See All Filings	D/A	2020-07-24 15:12:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520190 Filed Document 0001520190-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 15:12:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arden Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2020-07-24 14:55:51 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Arden Fund Management, LLC CIK Number 0001775711 Filed Document 0001775711-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-07-24 14:55:51 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lightyear AI, Inc. See All Filings	D	2020-07-24 14:54:16 UTC
Amount To Be Raised $3,654,996 Associated Brokers / Dealers N/A CIK Number 0001818394 Filed Document 0001818394-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 14:54:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nebraska Owner's Insurance Agency, Inc. See All Filings	D	2020-07-24 14:46:09 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001738246 Filed Document 0001738246-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 14:46:09 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
11800 E Colfax OZB LLC See All Filings	D	2020-07-24 14:28:28 UTC
Amount To Be Raised $4,902,975 Associated Brokers / Dealers N/A CIK Number 0001817662 Filed Document 0001817662-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 14:28:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spectra7 Microsystems Inc. See All Filings	D	2020-07-24 14:26:53 UTC
Amount To Be Raised $502,230 Associated Brokers / Dealers N/A CIK Number 0001580220 Filed Document 0001062993-20-003461 Exclusions or Exemptions 506b Accepted Date 2020-07-24 14:26:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HowGood, Inc. See All Filings	D/A	2020-07-24 14:15:34 UTC
Amount To Be Raised $5,201,197 Associated Brokers / Dealers N/A CIK Number 0001540776 Filed Document 0001540776-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 14:15:34 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
400 Capital TALF Metric Fund LP See All Filings	D	2020-07-24 14:14:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001815336 Filed Document 0001315863-20-000653 Exclusions or Exemptions 506b Accepted Date 2020-07-24 14:14:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRD Opzone, LP See All Filings	D/A	2020-07-24 14:09:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783332 Filed Document 0001783332-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 14:09:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHRONESIS PARTNERS L P See All Filings	D/A	2020-07-24 13:54:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FINANCIAL AMERICA SECURITIES, INC. CIK Number 0000937074 Filed Document 0000919574-20-004679 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:54:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sun Belt Multifamily Portfolio III DST See All Filings	D/A	2020-07-24 13:49:10 UTC
Amount To Be Raised $80,895,627 Associated Brokers / Dealers Inland Securities Corporation, DAI Securities LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, Avantax Investment Services, Inc., Capulent LLC, American Investors Company, Crown Capital Securities, L.P., McDermott Investment Services, LLC, RCX Capital Group, LLC, Emerson Equity, LLC, Cetera Advisor Networks, LLC, Great Point Capital, LLC, Thornhill Securities, Inc., Centaurus Financial, Inc., Royal Alliance Associates, Inc., Cambridge Investment Research, Inc., Stifel, Nicolaus & Company, Incorporated, Investacorp, Inc., Arkadios Capital, M.S. Howells & Co., Triad Advisors LLC, Vanderbilt Securities, LLC, Woodbury Financial Services, Inc., First Allied Securities, Inc., Securities America, Inc., American Trust Investment Services, Inc., Money Concepts Capital Corp., Snowden Account Services LLC, Sagepoint Financial, Inc., Cetera Financial Specialists LLC, and United Planners' Financial Services of America CIK Number 0001808309 Filed Document 0001808309-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:49:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Violin Equity Ltd. See All Filings	D	2020-07-24 13:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gerard J. Coughlin CIK Number 0001818170 Filed Document 0001818170-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:48:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLRACE FUND LP See All Filings	D/A	2020-07-24 13:42:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ziv Investment Comapany CIK Number 0001165580 Filed Document 0000919574-20-004677 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:42:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Violin Equity LP See All Filings	D	2020-07-24 13:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gerard J. Coughlin CIK Number 0001818136 Filed Document 0001818136-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:41:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MacKay Municipal U.S. Infrastructure Opportunities Fund LP See All Filings	D/A	2020-07-24 13:38:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors, LLC, John W. Akkerman, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bruno Machado CIK Number 0001783641 Filed Document 0001567619-20-013697 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:38:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOLLIS PARK OPPORTUNITIES FUND LP See All Filings	D/A	2020-07-24 13:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614098 Filed Document 0001614098-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:32:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Related Real Estate Access Fund III, L.P. See All Filings	D	2020-07-24 13:30:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS CAPITAL LLC CIK Number 0001814543 Filed Document 0000899140-20-000348 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:30:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Asia Secondary Fund VII, L.P. See All Filings	D	2020-07-24 13:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818910 Filed Document 0001818910-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:29:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smash Ventures SPV III LLC See All Filings	D	2020-07-24 13:25:23 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001816012 Filed Document 0001567619-20-013695 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:25:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIR U.S. Life Fund II, LP See All Filings	D	2020-07-24 13:24:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rainmaker Securities, LLC and Silver Leaf Partners, LLC CIK Number 0001819150 Filed Document 0001819150-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:24:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accolade Partners VII-C, L.P. See All Filings	D	2020-07-24 13:23:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818698 Filed Document 0001818698-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:23:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCPE V, L.P. See All Filings	D	2020-07-24 13:17:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001819030 Filed Document 0001819030-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:17:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1720 Petaluma Ave Holding, LLC See All Filings	D	2020-07-24 13:12:49 UTC
Amount To Be Raised $364,248 Associated Brokers / Dealers N/A CIK Number 0001819091 Filed Document 0001683168-20-002360 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:12:49 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wyze Labs, Inc. See All Filings	D/A	2020-07-24 13:10:25 UTC
Amount To Be Raised $14,999,992 Associated Brokers / Dealers N/A CIK Number 0001763586 Filed Document 0001763586-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-24 13:10:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tabor IV LLC See All Filings	D/A	2020-07-24 12:52:16 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001783353 Filed Document 0001783353-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 12:52:16 UTC Type of Offering D/A Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol XLVII L.P. See All Filings	D	2020-07-24 12:43:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812629 Filed Document 0000935836-20-000402 Exclusions or Exemptions 506b Accepted Date 2020-07-24 12:43:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ABI-Alpha Fund, LP See All Filings	D	2020-07-24 12:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001819048 Filed Document 0001819048-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 12:39:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X2 CAV Onshore, LP See All Filings	D/A	2020-07-24 12:38:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711969 Filed Document 0001711969-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 12:38:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X2 CAV Offshore, LP See All Filings	D/A	2020-07-24 12:34:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711967 Filed Document 0001711967-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 12:34:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OpenUp, Inc. See All Filings	D	2020-07-24 12:34:03 UTC
Amount To Be Raised $500,392 Associated Brokers / Dealers N/A CIK Number 0001819100 Filed Document 0001819100-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 12:34:03 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quinn Select Opportunities LP Series A See All Filings	D/A	2020-07-24 12:23:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bill Bonner CIK Number 0001724642 Filed Document 0001633275-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-07-24 12:23:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
QUINN OPPORTUNITIES LP See All Filings	D/A	2020-07-24 12:18:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bill Bonner CIK Number 0001517093 Filed Document 0001633275-20-000009 Exclusions or Exemptions 506b Accepted Date 2020-07-24 12:18:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Poly Group, LLC See All Filings	D	2020-07-24 12:14:09 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001531373 Filed Document 0001531373-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-24 12:14:09 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
MCCALLUM MULTIFAMILY DALLAS LLC See All Filings	D	2020-07-24 12:04:12 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001819123 Filed Document 0001819123-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 12:04:12 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FRESHFORD PARTNERS LP See All Filings	D/A	2020-07-24 11:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448009 Filed Document 0000919574-20-004675 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seed CX Ltd. See All Filings	D	2020-07-24 11:50:41 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001657176 Filed Document 0001657176-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:50:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Colorado Springs Opportunity Zone, L.L.C. See All Filings	D/A	2020-07-24 11:46:53 UTC
Amount To Be Raised $24,460,000 Associated Brokers / Dealers RCX Capital Group LLC, Avantax Investment Services, Inc., and Infinity Financial Services CIK Number 0001798658 Filed Document 0001798658-20-000015 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:46:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EQMC Partners LP See All Filings	D/A	2020-07-24 11:44:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hudson Partners Securities LLC and Crito Capital LLC CIK Number 0001776897 Filed Document 0001776897-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:44:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mike's Hot Honey, Inc. See All Filings	D/A	2020-07-24 11:41:34 UTC
Amount To Be Raised $4,855,000 Associated Brokers / Dealers N/A CIK Number 0001718393 Filed Document 0001718393-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:41:34 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Fund Offshore, Ltd. See All Filings	D/A	2020-07-24 11:33:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies & Company, Inc., PARK HILL GROUP LLC, Gatemore Capital Management, LLP, and Constellar Capital Partners Hong Kong Limited CIK Number 0001606026 Filed Document 0000950103-20-014117 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:33:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FRESHFORD FUND, LTD. See All Filings	D/A	2020-07-24 11:28:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470416 Filed Document 0000919574-20-004673 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:28:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Fund, L.P. See All Filings	D/A	2020-07-24 11:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies & Company, Inc., AGECROFT PARTNERS, LLC, SPOONHILL ASSET MANAGEMENT INC., PARK HILL GROUP LLC, and Gatemore Capital Management, LLP CIK Number 0001470474 Filed Document 0000950103-20-014116 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:28:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2020-07-24 11:27:07 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-20-000156 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:27:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PETROTEQ ENERGY INC. See All Filings	D	2020-07-24 11:18:06 UTC
Amount To Be Raised $2,738,246 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-20-000155 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:18:06 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SAYA Offshore Fund Ltd. See All Filings	D/A	2020-07-24 11:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OAKPOINT ADVISORS LLC CIK Number 0001712255 Filed Document 0000919574-20-004671 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:15:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Midwest Senior Living Portfolio DST See All Filings	D/A	2020-07-24 11:10:18 UTC
Amount To Be Raised $80,925,660 Associated Brokers / Dealers Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, Concorde Investment Services, LLC, American Portfolios Financial Services, Inc., Crown Capital Securities, L.P., Cabot Lodge Securities LLC, Avantax Investment Services, Inc., Money Concepts Capital Corp, McDermott Investment Services, LLC, JRL Capital Corporation, Harbour Investments, Inc., Triad Advisors LLC, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., Invicta Capital LLC, Lincoln Financial Advisors Corporation, Primex Prime Electronic Execution, Inc., Arkadios Capital, Securities America, Inc., Sagepoint Finanical, Inc., DAI Securities, LLC, Woodbury Financial Services, Inc., Investacorp, Inc., Emerson Equity LLC, FSC Securities Corporation, Berthel, Fisher & Company Financial Services, Inc., The Strategic Financial Alliance, Inc., Centaurus Financial, Inc., Lightpath Capital Inc., Center Street Securities, Inc., Lincoln Financial Securities Corporation, American Trust Investment Services, Inc., Kalos Capital, Inc., Purshe Kaplan Sterling Investments, and Sentinus-Halo Securities, LLC CIK Number 0001796837 Filed Document 0001796837-20-000019 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:10:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Native Traits Corp See All Filings	D	2020-07-24 11:02:46 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001629221 Filed Document 0001629221-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-07-24 11:02:46 UTC Type of Offering D Industry Agriculture Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
HW Pleasanton, LLC See All Filings	D	2020-07-24 10:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818729 Filed Document 0001818729-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-07-24 10:52:12 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity