Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rockway Discretionary Fund, LP See All Filings	D/A	2020-08-07 10:35:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749521 Filed Document 0001749521-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 10:35:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OC 523 Offshore Fund, Ltd. See All Filings	D/A	2020-08-07 10:32:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554004 Filed Document 0000919574-20-004853 Exclusions or Exemptions 506b Accepted Date 2020-08-07 10:32:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Harbert United States Real Estate Fund VII, L.P. See All Filings	D/A	2020-08-07 10:31:40 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001784222 Filed Document 0001784222-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 10:31:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Axonic PG Structured Credit Overseas Fund Ltd. See All Filings	D/A	2020-08-07 10:26:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647189 Filed Document 0000919574-20-004851 Exclusions or Exemptions 506b Accepted Date 2020-08-07 10:26:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Purity Organic SPV LLC See All Filings	D	2020-08-07 10:26:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001812781 Filed Document 0001812781-20-000001 Exclusions or Exemptions 506b and 504.1 Accepted Date 2020-08-07 10:26:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
SUMITOMO CORP See All Filings	D/A	2020-08-07 10:23:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099282 Filed Document 0001099282-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 10:23:13 UTC Type of Offering D/A Industry Other Principal Place of Business JAPAN Revenue or Assets $Over $100,000,000 Type of Security Other
Aon Alternatives Fund SPC - Aon Opportunistic Credit Portfolio SP See All Filings	D	2020-08-07 10:16:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820597 Filed Document 0000902664-20-002912 Exclusions or Exemptions 506b Accepted Date 2020-08-07 10:16:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onkos Surgical, Inc. See All Filings	D/A	2020-08-07 10:14:37 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001654928 Filed Document 0001654928-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-07 10:14:37 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Tortoise SPV LLC See All Filings	D	2020-08-07 10:09:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001812509 Filed Document 0001812529-20-000002 Exclusions or Exemptions 506b and 504.1 Accepted Date 2020-08-07 10:09:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
TH Fund I, a series of Caspari Investments, LP See All Filings	D	2020-08-07 10:05:40 UTC
Amount To Be Raised $159,756 Associated Brokers / Dealers N/A CIK Number 0001820624 Filed Document 0001820624-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-07 10:05:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axonic Systematic Arbitrage Overseas Fund, Ltd. See All Filings	D/A	2020-08-07 10:03:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554002 Filed Document 0000919574-20-004849 Exclusions or Exemptions 506b Accepted Date 2020-08-07 10:03:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AR Fund I, a series of Vitalstage Ventures, LP See All Filings	D	2020-08-07 10:01:30 UTC
Amount To Be Raised $1,645,000 Associated Brokers / Dealers N/A CIK Number 0001820623 Filed Document 0001820623-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-07 10:01:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyku Home Inc. See All Filings	D	2020-08-07 09:54:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001820348 Filed Document 0001820348-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 09:54:43 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Multifamily Movement LLC See All Filings	D	2020-08-07 09:53:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001812529 Filed Document 0001812529-20-000001 Exclusions or Exemptions 506b and 504.1 Accepted Date 2020-08-07 09:53:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
PH Fund I, a series of Riverside Ventures, LP See All Filings	D	2020-08-07 09:50:42 UTC
Amount To Be Raised $388,022 Associated Brokers / Dealers N/A CIK Number 0001820622 Filed Document 0001820622-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 09:50:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Azarias Focused Small Cap Value Fund, L.P. See All Filings	D/A	2020-08-07 09:47:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J. Alden Associates, Inc. CIK Number 0001650075 Filed Document 0001650075-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 09:47:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AT Fund I, a series of What If VC, LP See All Filings	D	2020-08-07 09:45:22 UTC
Amount To Be Raised $723,710 Associated Brokers / Dealers N/A CIK Number 0001820631 Filed Document 0001820631-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-07 09:45:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alatus UCITS - Inflection Long Only See All Filings	D/A	2020-08-07 09:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650841 Filed Document 0000919574-20-004845 Exclusions or Exemptions 506b Accepted Date 2020-08-07 09:45:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
OT Fund I, a series of Reinforced Ventures, LP See All Filings	D	2020-08-07 09:25:28 UTC
Amount To Be Raised $224,833 Associated Brokers / Dealers N/A CIK Number 0001820621 Filed Document 0001820621-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-07 09:25:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aura Resources Inc See All Filings	D	2020-08-07 09:07:29 UTC
Amount To Be Raised $41,999 Associated Brokers / Dealers N/A CIK Number 0001404353 Filed Document 0001404353-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-08-07 09:07:29 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Canvas P Liquid Distressed Master Fund, L.P. See All Filings	D/A	2020-08-07 08:53:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714139 Filed Document 0000902664-20-002910 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:53:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus Opportunities Fund 1 LP See All Filings	D/A	2020-08-07 08:48:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583100 Filed Document 0000902664-20-002909 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mozarkite Emerging Markets Fund, L.P. See All Filings	D/A	2020-08-07 08:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520182 Filed Document 0001520182-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:45:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
MGG SF Evergreen Unlevered Fund II (Cayman) LP See All Filings	D/A	2020-08-07 08:43:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, BCW Securities LLC, Stonehaven, LLC, and Stuart Portfolio Consultants, LP CIK Number 0001747961 Filed Document 0000902664-20-002908 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:43:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aura Resources Inc See All Filings	D	2020-08-07 08:38:54 UTC
Amount To Be Raised $17,986 Associated Brokers / Dealers N/A CIK Number 0001404353 Filed Document 0001404353-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:38:54 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Texas Emerging Managers Hedge Fund Program, L.P. See All Filings	D/A	2020-08-07 08:38:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542036 Filed Document 0001542036-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:38:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Two Creeks Capital Offshore Fund, Ltd. See All Filings	D/A	2020-08-07 08:37:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616238 Filed Document 0000902664-20-002907 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:37:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Two Creeks Capital Partners LP See All Filings	D/A	2020-08-07 08:33:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616229 Filed Document 0000902664-20-002906 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:33:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LAAB Fund, L.P. See All Filings	D/A	2020-08-07 08:28:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527682 Filed Document 0000902664-20-002905 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:28:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Westrock Alpha Fund, L.P. See All Filings	D/A	2020-08-07 08:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662120 Filed Document 0001662120-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:27:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park-TX Opportunistic Credit Fund LP See All Filings	D/A	2020-08-07 08:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749111 Filed Document 0000902664-20-002904 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:18:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aura Resources Inc See All Filings	D	2020-08-07 08:16:42 UTC
Amount To Be Raised $37,316 Associated Brokers / Dealers N/A CIK Number 0001404353 Filed Document 0001404353-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:16:42 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Westrock Alpha Offshore Fund, Ltd. See All Filings	D/A	2020-08-07 08:07:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672555 Filed Document 0001672555-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 08:07:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sandbar Fund Ltd See All Filings	D/A	2020-08-07 07:52:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747587 Filed Document 0000902664-20-002903 Exclusions or Exemptions 506b Accepted Date 2020-08-07 07:52:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tosca Proton LP See All Filings	D/A	2020-08-07 07:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649973 Filed Document 0000902664-20-002902 Exclusions or Exemptions 506b Accepted Date 2020-08-07 07:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prusik Asia Emerging Opportunities Fund plc See All Filings	D/A	2020-08-07 07:46:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519381 Filed Document 0000902664-20-002901 Exclusions or Exemptions 506b Accepted Date 2020-08-07 07:46:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ServiceTrade Holdings, Inc. See All Filings	D	2020-08-07 07:41:00 UTC
Amount To Be Raised $49,040,209 Associated Brokers / Dealers N/A CIK Number 0001820002 Filed Document 0001820002-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 07:41:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pie Systems Inc. See All Filings	D	2020-08-06 22:35:04 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001819977 Filed Document 0001819977-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 22:35:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Overland Park Hotel Investors LLC See All Filings	D/A	2020-08-06 21:46:54 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001781012 Filed Document 0001781012-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 21:46:54 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ADARx Pharmaceuticals, Inc. See All Filings	D	2020-08-06 21:44:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001802369 Filed Document 0001802369-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 21:44:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SYBILLA MASTERS FUND LP See All Filings	D	2020-08-06 21:33:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820576 Filed Document 0000898432-20-000705 Exclusions or Exemptions 506b Accepted Date 2020-08-06 21:33:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fulcrum Capital Fund LLC See All Filings	D	2020-08-06 20:58:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001820501 Filed Document 0001820501-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 20:58:04 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Brigadier Gold Ltd See All Filings	D	2020-08-06 20:40:54 UTC
Amount To Be Raised $53,120 Associated Brokers / Dealers N/A CIK Number 0001504319 Filed Document 0001686161-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-06 20:40:54 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tower Resources Ltd. See All Filings	D	2020-08-06 20:31:38 UTC
Amount To Be Raised $17,659 Associated Brokers / Dealers N/A CIK Number 0001686161 Filed Document 0001686161-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-06 20:31:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Omnimed Equity Partners CoInvest, LP See All Filings	D/A	2020-08-06 20:23:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784743 Filed Document 0001784743-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 20:23:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMNIMED EQUITY PARTNERS, L.P. See All Filings	D/A	2020-08-06 20:17:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733829 Filed Document 0001733829-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 20:17:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RYDER COURT GLOBAL SELECT FUND (DST) See All Filings	D	2020-08-06 20:06:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001819041 Filed Document 0001819041-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 20:06:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bioverge Funds, Volumetric I, LLC See All Filings	D	2020-08-06 19:13:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Bioverge Funds Management, LLC CIK Number 0001820563 Filed Document 0001820563-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-06 19:13:10 UTC Type of Offering D Industry Investment Banking Principal Place of Business IDAHO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CYMBET CORP See All Filings	D	2020-08-06 18:42:58 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001376889 Filed Document 0001376889-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 18:42:58 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
Whitetail Way Partners, LLC See All Filings	D/A	2020-08-06 18:22:52 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Patrick Capital Markets, LLC, Emerson Equity, LLC, Saxony Securities, Inc., and Emerson Equity, LLC CIK Number 0001815071 Filed Document 0001815071-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-06 18:22:52 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity