Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alvento Long/Short Equity Fund LP See All Filings	D/A	2020-08-10 10:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649580 Filed Document 0000902664-20-002932 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:26:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empery Debt Opportunity Fund, LP See All Filings	D/A	2020-08-10 10:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772884 Filed Document 0000902664-20-002931 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:22:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Highland Capital Management Institutional Fund II, LLC See All Filings	D/A	2020-08-10 10:20:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667890 Filed Document 0001667890-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:20:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gappify, Inc. See All Filings	D	2020-08-10 10:18:38 UTC
Amount To Be Raised $190,412 Associated Brokers / Dealers N/A CIK Number 0001801724 Filed Document 0001801724-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:18:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
53 Feet, LLC See All Filings	D	2020-08-10 10:17:45 UTC
Amount To Be Raised $840,455 Associated Brokers / Dealers N/A CIK Number 0001820226 Filed Document 0001820226-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:17:45 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 278 See All Filings	D	2020-08-10 10:17:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001820188 Filed Document 0001820188-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:17:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arcturus Investments, LLC See All Filings	D	2020-08-10 10:13:44 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001820674 Filed Document 0001820674-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:13:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AROORA LLC See All Filings	D	2020-08-10 10:13:28 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001820531 Filed Document 0001820531-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:13:28 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Zmags Corp. See All Filings	D	2020-08-10 10:13:20 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001474067 Filed Document 0001474067-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:13:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Jollitot, Inc. See All Filings	D	2020-08-10 10:13:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001820683 Filed Document 0001820683-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:13:04 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rangeley Capital Low Volatility L.P. See All Filings	D/A	2020-08-10 10:11:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784566 Filed Document 0000919574-20-004931 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:11:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Empery Tax Efficient III, LP See All Filings	D	2020-08-10 10:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820053 Filed Document 0000902664-20-002929 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:05:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLAND CAPITAL MANAGEMENT, L.P. See All Filings	D/A	2020-08-10 10:04:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107729 Filed Document 0001107729-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:04:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coatue Smart Transportation Offshore Feeder Fund I LP See All Filings	D	2020-08-10 10:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001820110 Filed Document 0000919574-20-004929 Exclusions or Exemptions 506b Accepted Date 2020-08-10 10:00:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Composite Capital Fund LP See All Filings	D/A	2020-08-10 09:55:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681642 Filed Document 0000902664-20-002928 Exclusions or Exemptions 506b Accepted Date 2020-08-10 09:55:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Value Active Fund, LP See All Filings	D	2020-08-10 09:55:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818159 Filed Document 0000943663-20-000200 Exclusions or Exemptions 506b Accepted Date 2020-08-10 09:55:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Composite Capital Fund Ltd See All Filings	D/A	2020-08-10 09:51:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681641 Filed Document 0000902664-20-002927 Exclusions or Exemptions 506b Accepted Date 2020-08-10 09:51:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3Spine SEZC See All Filings	D	2020-08-10 09:50:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001820481 Filed Document 0001820481-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 09:50:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GPH III, LLC See All Filings	D	2020-08-10 09:35:08 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001815277 Filed Document 0001815277-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 09:35:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Flexis Beverage Holdings, L.P. See All Filings	D	2020-08-10 09:31:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820568 Filed Document 0000899140-20-000357 Exclusions or Exemptions 506b Accepted Date 2020-08-10 09:31:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FSC Healthcare V DST See All Filings	D/A	2020-08-10 09:30:24 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers Third Seven Capital LLC CIK Number 0001816612 Filed Document 0001816612-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-10 09:30:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Flexis Beverage Holdings II, L.P. See All Filings	D	2020-08-10 09:22:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820569 Filed Document 0000899140-20-000356 Exclusions or Exemptions 506b Accepted Date 2020-08-10 09:22:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cross Heritage Storage Arlington, LP See All Filings	D	2020-08-10 09:17:07 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001818167 Filed Document 0001213900-20-021063 Exclusions or Exemptions 506b Accepted Date 2020-08-10 09:17:07 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NEUROONE MEDICAL TECHNOLOGIES Corp See All Filings	D	2020-08-10 09:13:39 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001500198 Filed Document 0001596771-20-000067 Exclusions or Exemptions 506b Accepted Date 2020-08-10 09:13:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Investors LLC See All Filings	D	2020-08-10 09:05:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820649 Filed Document 0001820649-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 09:05:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taronis Fuels, Inc. See All Filings	D	2020-08-10 09:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Gunnar & Co. LLC CIK Number 0001778805 Filed Document 0001493152-20-015039 Exclusions or Exemptions 506b Accepted Date 2020-08-10 09:01:08 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Lending Ark Asia Secured Private Debt Fund I, LP See All Filings	D/A	2020-08-10 08:33:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NewOak Capital Markets LLC CIK Number 0001785327 Filed Document 0001785327-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 08:33:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
4227 SG EQUITY LLC See All Filings	D	2020-08-10 08:32:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001820661 Filed Document 0001820661-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 08:32:28 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ClimaCell Inc. See All Filings	D/A	2020-08-10 08:26:29 UTC
Amount To Be Raised $15,932,876 Associated Brokers / Dealers EYAL SHAVIT CIK Number 0001684983 Filed Document 0001684983-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-10 08:26:29 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WGI DEVELOPED MARKETS EX-US FUND, LLC See All Filings	D/A	2020-08-10 07:27:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651240 Filed Document 0001709496-20-000007 Exclusions or Exemptions 506b Accepted Date 2020-08-10 07:27:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stavvy, Inc. See All Filings	D	2020-08-10 06:50:14 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001772519 Filed Document 0001772519-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-10 06:50:14 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Moody National DST Sponsor, LLC See All Filings	D/A	2020-08-07 22:09:55 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Moody Securities, LLC, Eric William Holtz, G. Russell Conrad, Jeff Paladini, Nick Gerber, Centaurus Financial, Inc., Arni Jay Diamond, Douglas William Gow, and Independent Financial Group, LLC CIK Number 0001764767 Filed Document 0001764767-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-07 22:09:55 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
POWELL ANDERSON CAPITAL LP See All Filings	D/A	2020-08-07 21:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714181 Filed Document 0000919574-20-004922 Exclusions or Exemptions 506b Accepted Date 2020-08-07 21:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FC Strategic Holdings, Ltd. See All Filings	D/A	2020-08-07 21:51:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757235 Filed Document 0000919574-20-004920 Exclusions or Exemptions 506b Accepted Date 2020-08-07 21:51:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Forester Diversified, L.P. See All Filings	D/A	2020-08-07 21:47:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762901 Filed Document 0000919574-20-004918 Exclusions or Exemptions 506b Accepted Date 2020-08-07 21:47:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Forester Diversified, Ltd. See All Filings	D/A	2020-08-07 21:41:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387152 Filed Document 0000919574-20-004915 Exclusions or Exemptions 506b Accepted Date 2020-08-07 21:41:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Forester Offshore, Ltd. See All Filings	D/A	2020-08-07 21:35:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001302998 Filed Document 0000919574-20-004913 Exclusions or Exemptions 506b Accepted Date 2020-08-07 21:35:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Forester Opportunities, L.P. See All Filings	D/A	2020-08-07 21:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271283 Filed Document 0000919574-20-004911 Exclusions or Exemptions 506b Accepted Date 2020-08-07 21:30:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
IGF Green RE, L.P. See All Filings	D	2020-08-07 21:25:17 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Mark A. Kemp, Jan Zenner, and Ausdal Financial Partners, Inc. CIK Number 0001797234 Filed Document 0001797234-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 21:25:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forester Opportunities, Ltd. See All Filings	D/A	2020-08-07 21:23:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558723 Filed Document 0000919574-20-004909 Exclusions or Exemptions 506b Accepted Date 2020-08-07 21:23:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tidal Vision Products, Inc. See All Filings	D	2020-08-07 21:18:57 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001820648 Filed Document 0001820648-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 21:18:57 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Forester Partners, L.P. See All Filings	D/A	2020-08-07 21:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107923 Filed Document 0000919574-20-004907 Exclusions or Exemptions 506b Accepted Date 2020-08-07 21:12:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Pavise Equity Offshore Fund Ltd. See All Filings	D/A	2020-08-07 20:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764782 Filed Document 0001764782-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-07 20:47:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BIOTRICITY INC. See All Filings	D	2020-08-07 20:42:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Paulson Investment Company CIK Number 0001630113 Filed Document 0001493152-20-015009 Exclusions or Exemptions 506b Accepted Date 2020-08-07 20:42:32 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Secure Income Fund I LP See All Filings	D/A	2020-08-07 20:03:51 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001783216 Filed Document 0001783684-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-07 20:03:51 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Siyata Mobile Inc. See All Filings	D	2020-08-07 20:00:53 UTC
Amount To Be Raised $142,792 Associated Brokers / Dealers N/A CIK Number 0001649009 Filed Document 0001213900-20-020949 Exclusions or Exemptions 506b Accepted Date 2020-08-07 20:00:53 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Partners Capital IV LLC See All Filings	D/A	2020-08-07 19:24:29 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001783684 Filed Document 0001783684-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 19:24:29 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PIF US, LP See All Filings	D	2020-08-07 19:23:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001817952 Filed Document 0001817952-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 19:23:34 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blokument Inc See All Filings	D	2020-08-07 19:15:58 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001820409 Filed Document 0001820409-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 19:15:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rebound Technologies, Inc. See All Filings	D	2020-08-07 19:15:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001707703 Filed Document 0001707703-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-07 19:15:04 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity