Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GREYSTAR 2020 INVESTORS, LLC See All Filings	D	2020-08-12 15:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820816 Filed Document 0001820816-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:44:08 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Gen Ice, Inc. See All Filings	D	2020-08-12 15:40:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001811867 Filed Document 0001811867-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:40:49 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
TALSON LAG ADVANTAGE, LP See All Filings	D/A	2020-08-12 15:34:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557474 Filed Document 0001557474-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:34:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Caliber UX, Inc. See All Filings	D	2020-08-12 15:23:09 UTC
Amount To Be Raised $2,422,372 Associated Brokers / Dealers N/A CIK Number 0001687006 Filed Document 0001687006-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:23:09 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
AZ ROMULUS MI INVESTORS DST See All Filings	D/A	2020-08-12 15:22:05 UTC
Amount To Be Raised $20,817,461 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC, GREAT POINT CAPITAL LLC, INTEGRITY BROKERAGE SERVICES, INC., MCDERMOTT INVESTMENT SERVICES, LLC, and NEXTREND SECURITIES, INC. CIK Number 0001768372 Filed Document 0000932440-20-000049 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:22:05 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
Series 4 - LSVAF I of Hudson Incentive Holdings I, L.P. See All Filings	D	2020-08-12 15:20:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820628 Filed Document 0000945621-20-000275 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:20:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Forum Brands, Inc. See All Filings	D	2020-08-12 15:19:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001820915 Filed Document 0001820915-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:19:07 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Next Gen Ice, Inc. See All Filings	D	2020-08-12 15:17:48 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001811867 Filed Document 0001811867-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:17:48 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
Series 3 - LSREF VI of Hudson Incentive Holdings I, L.P. See All Filings	D	2020-08-12 15:15:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820627 Filed Document 0000945621-20-000274 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:15:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zift Channel Solutions, Inc. See All Filings	D	2020-08-12 15:10:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001735507 Filed Document 0001735507-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:10:25 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Series 2 - LSRMF II of Hudson Incentive Holdings I, L.P. See All Filings	D	2020-08-12 15:09:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820626 Filed Document 0000945621-20-000273 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:09:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Series 1 - LSF XI of Hudson Incentive Holdings I, L.P. See All Filings	D	2020-08-12 15:06:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820625 Filed Document 0000945621-20-000272 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:06:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Surge AALP Partners LP See All Filings	D	2020-08-12 15:04:01 UTC
Amount To Be Raised $4,144,910 Associated Brokers / Dealers N/A CIK Number 0001820802 Filed Document 0001820802-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 15:04:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Affinity Healthcare Special SG, L.P. See All Filings	D	2020-08-12 14:50:12 UTC
Amount To Be Raised $2,155,000 Associated Brokers / Dealers N/A CIK Number 0001819314 Filed Document 0001819314-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 14:50:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niki Lompoc, LLC See All Filings	D	2020-08-12 14:45:15 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001819941 Filed Document 0001819941-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 14:45:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Astera Labs, Inc. See All Filings	D	2020-08-12 14:44:02 UTC
Amount To Be Raised $26,000,003 Associated Brokers / Dealers N/A CIK Number 0001736297 Filed Document 0001736297-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 14:44:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Creative Hat, Inc. See All Filings	D	2020-08-12 14:41:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820868 Filed Document 0001820868-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 14:41:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
DivcoWest Fund VI-B, LP See All Filings	D/A	2020-08-12 14:35:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001798125 Filed Document 0001789442-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-12 14:35:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dragonfly Group Inc. - DE See All Filings	D	2020-08-12 14:24:53 UTC
Amount To Be Raised $29,000,000 Associated Brokers / Dealers N/A CIK Number 0001820793 Filed Document 0001820793-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 14:24:53 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BABAIAN & CO., LP See All Filings	D/A	2020-08-12 14:22:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788209 Filed Document 0001477932-20-004772 Exclusions or Exemptions 506b Accepted Date 2020-08-12 14:22:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontier Lithium Inc. See All Filings	D	2020-08-12 14:22:15 UTC
Amount To Be Raised $1,328,440 Associated Brokers / Dealers WAVECREST SECURITIES LLC and BARRY WAYNE DENNIS CIK Number 0001385666 Filed Document 0001385666-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-12 14:22:15 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
LIBERTY ASSOCIATES, INC. See All Filings	D	2020-08-12 14:17:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000742118 Filed Document 0000742118-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-12 14:17:33 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
airVet, Inc. See All Filings	D/A	2020-08-12 14:15:56 UTC
Amount To Be Raised $14,308,614 Associated Brokers / Dealers N/A CIK Number 0001749289 Filed Document 0001749289-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-08-12 14:15:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BrandProject Capital Fund LP See All Filings	D/A	2020-08-12 14:02:04 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Hollister Associates LLC CIK Number 0001768388 Filed Document 0001768388-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 14:02:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Resource Fund Ltd. See All Filings	D/A	2020-08-12 13:58:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681541 Filed Document 0001567619-20-014887 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:58:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Resource Fund LP See All Filings	D/A	2020-08-12 13:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681540 Filed Document 0001567619-20-014885 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:54:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala ELS Fund Ltd. See All Filings	D/A	2020-08-12 13:50:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520349 Filed Document 0001567619-20-014883 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:50:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffin Capital (The Dominion - Conroe, TX) DST See All Filings	D/A	2020-08-12 13:46:07 UTC
Amount To Be Raised $24,858,428 Associated Brokers / Dealers Stacey Morimoto, Carmen Morrone, David Dahill, Betty Friant, Chay Lapin, Brian Lombardo, Independent Financial Group, LLC, Gregory Trotter, Sigrid Daugaard, Christopher T. Miller, Jason Finley, Scott Offerman, Robert Horning, Keith Offel, Scott Sheehan, Joan Birdsell, Concorde Investment Services, LLC, and Mark Cherlin CIK Number 0001798737 Filed Document 0001798737-20-000013 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:46:07 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Parkview Equity Fund, LLC See All Filings	D	2020-08-12 13:45:21 UTC
Amount To Be Raised $1,202,260 Associated Brokers / Dealers N/A CIK Number 0001820909 Filed Document 0001820909-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:45:21 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenhaven Road Capital Fund 1 Offshore, Ltd. See All Filings	D/A	2020-08-12 13:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782437 Filed Document 0001782437-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:40:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solanas Energy Infrastructure Fund Plus LP See All Filings	D/A	2020-08-12 13:40:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001513882 Filed Document 0001576153-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:40:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mantra Bio, Inc. See All Filings	D	2020-08-12 13:36:44 UTC
Amount To Be Raised $30,131,370 Associated Brokers / Dealers N/A CIK Number 0001819969 Filed Document 0001819969-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:36:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IntroVoke Inc. See All Filings	D	2020-08-12 13:35:06 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001820780 Filed Document 0001820780-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:35:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
FS Tactical Opportunities Fund B, L.P. See All Filings	D	2020-08-12 13:30:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, and Not Applicable CIK Number 0001820603 Filed Document 0001820603-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:30:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenhaven Road Capital Fund 2, L.P. See All Filings	D/A	2020-08-12 13:29:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736139 Filed Document 0001736139-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:29:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DivcoWest Fund VI-A, LP See All Filings	D/A	2020-08-12 13:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001789442 Filed Document 0001789442-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:28:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KIG Investment Partnership, L.P. See All Filings	D/A	2020-08-12 13:25:01 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001568104 Filed Document 0001568104-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:25:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenhaven Road Capital Partners Fund, L.P. See All Filings	D/A	2020-08-12 13:18:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736068 Filed Document 0001736068-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:18:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUARANTY FEDERAL BANCSHARES INC See All Filings	D	2020-08-12 13:15:03 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers n/a CIK Number 0001046203 Filed Document 0001046203-20-000024 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:15:03 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Peer Street Opportunity Investors II, LP See All Filings	D/A	2020-08-12 13:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742394 Filed Document 0001742394-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RespireRx Pharmaceuticals Inc. See All Filings	D	2020-08-12 13:13:38 UTC
Amount To Be Raised $193,250 Associated Brokers / Dealers N/A CIK Number 0000849636 Filed Document 0000849636-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:13:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
FS Tactical Opportunities Fund A, L.P. See All Filings	D	2020-08-12 13:09:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, and Not Applicable CIK Number 0001820612 Filed Document 0001820612-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:09:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Vizsla Resources Corp. See All Filings	D	2020-08-12 13:06:26 UTC
Amount To Be Raised $667,593 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS LTD CIK Number 0001796073 Filed Document 0001062993-20-003847 Exclusions or Exemptions 506b Accepted Date 2020-08-12 13:06:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AngelMD, Inc. See All Filings	D	2020-08-12 12:57:53 UTC
Amount To Be Raised $12,140,000 Associated Brokers / Dealers N/A CIK Number 0001597907 Filed Document 0001567619-20-014869 Exclusions or Exemptions 506b Accepted Date 2020-08-12 12:57:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Aragorn Holding Parent Corp See All Filings	D	2020-08-12 12:54:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820684 Filed Document 0001820684-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 12:54:42 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ACP Watermark Intermediate LLC See All Filings	D	2020-08-12 12:51:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001819828 Filed Document 0001819828-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 12:51:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golder Brics Consulting Inc. See All Filings	D	2020-08-12 12:50:32 UTC
Amount To Be Raised $1,056,874 Associated Brokers / Dealers N/A CIK Number 0001819950 Filed Document 0001819950-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-12 12:50:32 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FS TACTICAL OPPORTUNITIES FUND, L.P. See All Filings	D	2020-08-12 12:49:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, and Not Applicable CIK Number 0001756555 Filed Document 0001756555-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-08-12 12:49:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
KE Fund I, a series of Jude Gomila, LP See All Filings	D	2020-08-12 12:45:19 UTC
Amount To Be Raised $46,000 Associated Brokers / Dealers N/A CIK Number 0001820862 Filed Document 0001820862-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-12 12:45:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Huck Capital SPV I Holdings, L.P. See All Filings	D	2020-08-12 12:43:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001819817 Filed Document 0001819814-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-12 12:43:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity