|
|
D/A |
2020-08-14 11:27:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eric Naison-Phillips, Michael Liebeskind, and Brent Kinetz
- CIK Number
- 0001080429
- Filed Document
- 0001104659-20-095218
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:27:37 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2020-08-14 11:26:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Executive Wealth Management, LLC
- CIK Number
- 0001471509
- Filed Document
- 0000902664-20-003043
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:26:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-08-14 11:25:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eric Naison-Phillips and Michael Liebeskind
- CIK Number
- 0001080429
- Filed Document
- 0001104659-20-095216
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:25:31 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2020-08-14 11:25:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001750192
- Filed Document
- 0000902664-20-003042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:25:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-08-14 11:24:54 UTC |
- Amount To Be Raised
- $2,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761777
- Filed Document
- 0001015325-20-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:24:54 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 11:23:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eric Naison-Phillips and Michael Liebeskind
- CIK Number
- 0001080429
- Filed Document
- 0001104659-20-095211
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:23:23 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2020-08-14 11:21:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387093
- Filed Document
- 0000902664-20-003041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:21:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-08-14 11:21:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Matt H. Phillips
- CIK Number
- 0001080429
- Filed Document
- 0001104659-20-095208
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:21:36 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2020-08-14 11:19:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michael Liebeskind, Michael A. Mingolelli, Eric Naison-Phillips, and James D. Kaplan
- CIK Number
- 0001080429
- Filed Document
- 0001104659-20-095205
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:19:42 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2020-08-14 11:17:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001280016
- Filed Document
- 0000902664-20-003039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:17:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-08-14 11:15:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Various Agents
- CIK Number
- 0001080429
- Filed Document
- 0001104659-20-095200
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:15:34 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2020-08-14 11:12:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001411087
- Filed Document
- 0001411087-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:12:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 11:12:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001649583
- Filed Document
- 0001567619-20-015280
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:12:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 11:10:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001480411
- Filed Document
- 0000902664-20-003038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:10:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-08-14 11:09:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Prudential Investment Management Services LLC
- CIK Number
- 0001556187
- Filed Document
- 0000902664-20-003037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:09:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 11:08:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001649566
- Filed Document
- 0001567619-20-015278
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:08:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 11:07:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001748500
- Filed Document
- 0000899140-20-000359
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:07:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 11:07:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001437622
- Filed Document
- 0001437622-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:07:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-08-14 11:06:25 UTC |
- Amount To Be Raised
- $23,448,709
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001821076
- Filed Document
- 0001821076-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:06:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 11:05:04 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783893
- Filed Document
- 0000897069-20-000340
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:05:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-08-14 11:04:03 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001772933
- Filed Document
- 0001772933-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:04:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-08-14 11:01:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001458005
- Filed Document
- 0000902664-20-003036
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 11:01:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-08-14 10:58:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001458004
- Filed Document
- 0000902664-20-003035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:58:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-08-14 10:57:34 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613386
- Filed Document
- 0001613386-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:57:34 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-08-14 10:53:54 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001783979
- Filed Document
- 0000897069-20-000339
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:53:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 10:51:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470128
- Filed Document
- 0001315863-20-000703
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:51:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 10:46:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524734
- Filed Document
- 0001315863-20-000702
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:46:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Mackenzie Emerging Markets Small Cap Master Fund (Cayman) LP
See All Filings
|
D/A |
2020-08-14 10:38:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Keith Alan Wosneski
- CIK Number
- 0001740293
- Filed Document
- 0001740292-20-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:38:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2020-08-14 10:30:33 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746835
- Filed Document
- 0001746835-20-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:30:33 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 10:24:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749629
- Filed Document
- 0001749629-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:24:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-08-14 10:23:02 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791860
- Filed Document
- 0001791860-20-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:23:02 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2020-08-14 10:12:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Keith Alan Wosneski
- CIK Number
- 0001740292
- Filed Document
- 0001740292-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:12:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-08-14 10:12:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682128
- Filed Document
- 0001682128-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:12:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 10:06:26 UTC |
- Amount To Be Raised
- $80,895,627
- Associated Brokers / Dealers
- Inland Securities Corporation, DAI Securities LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, Avantax Investment Services, Inc., Capulent LLC, American Investors Company, Crown Capital Securities, L.P., McDermott Investment Services, LLC, RCX Capital Group, LLC, Emerson Equity, LLC, Cetera Advisor Networks, LLC, Great Point Capital, LLC, Thornhill Securities, Inc., Centaurus Financial, Inc., Royal Alliance Associates, Inc., Cambridge Investment Research, Inc., Stifel, Nicolaus & Company, Incorporated, Investacorp, Inc., Arkadios Capital, M.S. Howells & Co., Triad Advisors LLC, Vanderbilt Securities, LLC, Woodbury Financial Services, Inc., First Allied Securities, Inc., Securities America, Inc., American Trust Investment Services, Inc., Money Concepts Capital Corp., Snowden Account Services LLC, Sagepoint Financial, Inc., Cetera Financial Specialists LLC, United Planners' Financial Services of America, DFPG Investments, LLC, Investment Architects, Inc., Cetera Advisors, LLC, The Strategic Financial Alliance, Inc., Lightpath Capital Inc., Alexander Capital LP, Western International Securities Inc, Kovack Securities, Inc., National Securities Corp., and Independent Financial Group, LLC
- CIK Number
- 0001808309
- Filed Document
- 0001808309-20-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:06:26 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-08-14 10:06:15 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815930
- Filed Document
- 0001815930-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:06:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-08-14 10:00:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682032
- Filed Document
- 0001682032-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 10:00:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-08-14 09:59:37 UTC |
- Amount To Be Raised
- $231,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001815896
- Filed Document
- 0001815896-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:59:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-08-14 09:53:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785331
- Filed Document
- 0000919574-20-005203
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:53:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-08-14 09:52:15 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001780202
- Filed Document
- 0001780202-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:52:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2020-08-14 09:50:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719226
- Filed Document
- 0000919574-20-005200
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:50:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 09:50:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001439860
- Filed Document
- 0001439860-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:50:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2020-08-14 09:49:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682033
- Filed Document
- 0001682033-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:49:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2020-08-14 09:44:07 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001413310
- Filed Document
- 0001413310-20-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:44:07 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 09:43:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Britehorn Securities
- CIK Number
- 0001462049
- Filed Document
- 0000919574-20-005195
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:43:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 09:40:35 UTC |
- Amount To Be Raised
- $1,750,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785265
- Filed Document
- 0000902664-20-003023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:40:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 09:35:55 UTC |
- Amount To Be Raised
- $1,750,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001791219
- Filed Document
- 0000902664-20-003022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:35:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 09:34:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001226544
- Filed Document
- 0000919574-20-005193
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:34:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 09:32:05 UTC |
- Amount To Be Raised
- $1,750,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001785270
- Filed Document
- 0000902664-20-003021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:32:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 09:29:56 UTC |
- Amount To Be Raised
- $80,925,660
- Associated Brokers / Dealers
- Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, Concorde Investment Services, LLC, American Portfolios Financial Services, Inc., Crown Capital Securities, L.P., Cabot Lodge Securities LLC, Avantax Investment Services, Inc., Money Concepts Capital Corp, McDermott Investment Services, LLC, JRL Capital Corporation, Harbour Investments, Inc., Triad Advisors LLC, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., Invicta Capital LLC, Lincoln Financial Advisors Corporation, Primex Prime Electronic Execution, Inc., Arkadios Capital, Securities America, Inc., Sagepoint Finanical, Inc., DAI Securities, LLC, Woodbury Financial Services, Inc., Investacorp, Inc., Emerson Equity LLC, FSC Securities Corporation, Berthel, Fisher & Company Financial Services, Inc., The Strategic Financial Alliance, Inc., Centaurus Financial, Inc., Lightpath Capital Inc., Center Street Securities, Inc., Lincoln Financial Securities Corporation, American Trust Investment Services, Inc., Kalos Capital, Inc., Purshe Kaplan Sterling Investments, Sentinus-Halo Securities, LLC, and Kovack Securities, Inc.
- CIK Number
- 0001796837
- Filed Document
- 0001796837-20-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:29:56 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2020-08-14 09:20:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001380974
- Filed Document
- 0000919574-20-005189
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2020-08-14 09:20:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|