Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bridge Apartments 360, LLC See All Filings	D	2020-08-20 21:16:40 UTC
Amount To Be Raised $5,880,000 Associated Brokers / Dealers N/A CIK Number 0001822103 Filed Document 0001822093-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-20 21:16:40 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
3171 Court, LLC See All Filings	D	2020-08-20 20:40:41 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001822097 Filed Document 0001822093-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 20:40:41 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
JAB Solutions Inc. See All Filings	D/A	2020-08-20 20:13:45 UTC
Amount To Be Raised $550,059 Associated Brokers / Dealers N/A CIK Number 0001710258 Filed Document 0001710258-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-20 20:13:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lambda Inc. See All Filings	D	2020-08-20 20:05:36 UTC
Amount To Be Raised $74,369,969 Associated Brokers / Dealers N/A CIK Number 0001821413 Filed Document 0001821413-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 20:05:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ridgeline Minerals Corp See All Filings	D	2020-08-20 19:59:50 UTC
Amount To Be Raised $298,677 Associated Brokers / Dealers Haywood Securities Inc. CIK Number 0001820025 Filed Document 0001183740-20-000177 Exclusions or Exemptions 506b Accepted Date 2020-08-20 19:59:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
aXiomatic, LLC See All Filings	D/A	2020-08-20 18:57:43 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001708560 Filed Document 0001708560-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 18:57:43 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Troy Capital Partners SX 2020 LLC See All Filings	D	2020-08-20 18:56:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Strategas Securities, LLC and FNEX Capital, LLC CIK Number 0001822060 Filed Document 0001822060-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 18:56:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3817 Waterfront, LLC See All Filings	D/A	2020-08-20 18:42:16 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001820962 Filed Document 0001820962-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 18:42:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PFD Management Fund 1003, LLC See All Filings	D	2020-08-20 18:25:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001821930 Filed Document 0001821930-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 18:25:14 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 274 See All Filings	D	2020-08-20 18:24:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Leaders Group, Inc. CIK Number 0001822032 Filed Document 0001822032-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 18:24:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sixup PBC, Inc. See All Filings	D	2020-08-20 18:23:35 UTC
Amount To Be Raised $1,473,784 Associated Brokers / Dealers N/A CIK Number 0001821848 Filed Document 0001821848-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 18:23:35 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dhandho India Zero Fee Fund LP See All Filings	D	2020-08-20 18:02:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714941 Filed Document 0001715227-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 18:02:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RL Investment Group LLC See All Filings	D	2020-08-20 18:02:34 UTC
Amount To Be Raised $637,500 Associated Brokers / Dealers N/A CIK Number 0001813406 Filed Document 0001813406-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-08-20 18:02:34 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Dhandho India Zero Fee Fund Offshore Ltd See All Filings	D	2020-08-20 18:00:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715227 Filed Document 0001715227-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 18:00:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WaveMax Corp See All Filings	D	2020-08-20 17:58:07 UTC
Amount To Be Raised $1,852,677 Associated Brokers / Dealers N/A CIK Number 0001459565 Filed Document 0001459565-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:58:07 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Manta Software Inc. See All Filings	D	2020-08-20 17:54:10 UTC
Amount To Be Raised $12,999,997 Associated Brokers / Dealers N/A CIK Number 0001789595 Filed Document 0001789595-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:54:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hawks Mountain LLC See All Filings	D	2020-08-20 17:53:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001822058 Filed Document 0001822058-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:53:45 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Leader Capital Holdings Corp. See All Filings	D	2020-08-20 17:52:46 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001715433 Filed Document 0001493152-20-016452 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:52:46 UTC Type of Offering D Industry Other Technology Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
CF T. Rowe Price European Equity Series, a Series of Commonfund Direct Series LLC See All Filings	D/A	2020-08-20 17:48:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001683104 Filed Document 0001498898-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:48:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ITW, Inc /WY See All Filings	D	2020-08-20 17:44:31 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001821945 Filed Document 0001821945-20-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2020-08-20 17:44:31 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PureFlowCath, LLC See All Filings	D/A	2020-08-20 17:34:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811164 Filed Document 0001811164-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:34:30 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Questa Capital Partners II, L.P. See All Filings	D/A	2020-08-20 17:32:07 UTC
Amount To Be Raised $338,000,000 Associated Brokers / Dealers Acalyx Advisors, Inc. CIK Number 0001800530 Filed Document 0001800530-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:32:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rritual Mushrooms Inc. See All Filings	D	2020-08-20 17:31:08 UTC
Amount To Be Raised $37,965 Associated Brokers / Dealers N/A CIK Number 0001821980 Filed Document 0001085037-20-000052 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:31:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HARRISON STREET SOCIAL INFRASTRUCTURE FUND B, L.P. See All Filings	D/A	2020-08-20 17:26:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744140 Filed Document 0001744138-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:26:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lithium Werks Group B.V. See All Filings	D	2020-08-20 17:25:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers DAWSON JAMES SECURITIES, INC. CIK Number 0001821922 Filed Document 0001580695-20-000312 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:25:54 UTC Type of Offering D Industry Other Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Debt
HARRISON STREET SOCIAL INFRASTRUCTURE FUND A, L.P. See All Filings	D/A	2020-08-20 17:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744139 Filed Document 0001744138-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:24:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest 100 LLC See All Filings	D	2020-08-20 17:21:14 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers BioAg Group, Inc. CIK Number 0001821716 Filed Document 0001821716-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:21:14 UTC Type of Offering D Industry Agriculture Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
HARRISON STREET SOCIAL INFRASTRUCTURE FUND, L.P. See All Filings	D/A	2020-08-20 17:20:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744138 Filed Document 0001744138-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:20:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ALICE Technologies, Inc. See All Filings	D	2020-08-20 17:18:09 UTC
Amount To Be Raised $4,627,656 Associated Brokers / Dealers N/A CIK Number 0001603909 Filed Document 0001603909-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:18:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Revolution Gelato, Inc. See All Filings	D	2020-08-20 17:15:35 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001821641 Filed Document 0001821641-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:15:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
TBC Dragon Investments IV, LLC See All Filings	D	2020-08-20 17:15:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820227 Filed Document 0001820227-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:15:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TBC Dragon Investments III, LLC See All Filings	D	2020-08-20 17:13:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820220 Filed Document 0001820220-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:13:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TBC Bracket Dragon Investments I, LLC See All Filings	D	2020-08-20 17:12:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820331 Filed Document 0001820331-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:12:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CatchLight Capital Partners I, LP See All Filings	D	2020-08-20 17:12:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821394 Filed Document 0001821394-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:12:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hannan Metals Ltd. See All Filings	D	2020-08-20 17:11:51 UTC
Amount To Be Raised $87,432 Associated Brokers / Dealers N/A CIK Number 0001123267 Filed Document 0001715994-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:11:51 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
GS GAMMA INVESTMENTS LLC See All Filings	D/A	2020-08-20 17:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, Blue Sand Securities LLC, 16 Points LLC, and Frontier Solutions CIK Number 0001343623 Filed Document 0001498898-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:07:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sensor Industries Corp. See All Filings	D/A	2020-08-20 17:06:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001764322 Filed Document 0001764322-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:06:50 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exline Industrial Fund II, LP See All Filings	D	2020-08-20 17:03:23 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001821464 Filed Document 0001821464-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 17:03:23 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Enso Apothecary, LLC See All Filings	D	2020-08-20 16:57:22 UTC
Amount To Be Raised $28,800 Associated Brokers / Dealers N/A CIK Number 0001791035 Filed Document 0001791035-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:57:22 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACP Overlook Investors LLC See All Filings	D	2020-08-20 16:57:12 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001819286 Filed Document 0001567619-20-015830 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:57:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BuildStream Technologies Inc. See All Filings	D	2020-08-20 16:53:53 UTC
Amount To Be Raised $402,447 Associated Brokers / Dealers N/A CIK Number 0001812192 Filed Document 0001812192-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:53:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GS Gamma Investments Ltd See All Filings	D/A	2020-08-20 16:50:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, Blue Sand Securities LLC, 16 Points LLC, and Frontier Solutions CIK Number 0001343728 Filed Document 0001498898-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:50:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True Ventures VII-A, L.P. See All Filings	D	2020-08-20 16:40:23 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001813579 Filed Document 0001813579-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:40:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OB Fund I, a series of MV Funds, LP See All Filings	D	2020-08-20 16:39:50 UTC
Amount To Be Raised $201,360 Associated Brokers / Dealers N/A CIK Number 0001822062 Filed Document 0001822062-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:39:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
15 16th Ave N LLC See All Filings	D	2020-08-20 16:37:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821554 Filed Document 0001821554-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:37:59 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LE Fund I, a series of Noveus Capital Funds, LP See All Filings	D	2020-08-20 16:35:07 UTC
Amount To Be Raised $169,000 Associated Brokers / Dealers N/A CIK Number 0001822061 Filed Document 0001822061-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:35:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BL Fund I, a series of AHP Investments, LP See All Filings	D	2020-08-20 16:34:54 UTC
Amount To Be Raised $985,327 Associated Brokers / Dealers N/A CIK Number 0001822063 Filed Document 0001822063-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:34:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SpringBig, Inc. See All Filings	D	2020-08-20 16:33:10 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001760945 Filed Document 0001760945-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:33:10 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PPB Access Fund - Fortress Lending Fund II (A) LP See All Filings	D	2020-08-20 16:33:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001821094 Filed Document 0001821094-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:33:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRE PETROLEUM CORP See All Filings	D	2020-08-20 16:15:36 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0000887396 Filed Document 0000887396-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-20 16:15:36 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity