Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Metallic Minerals Corp. See All Filings	D	2020-08-27 17:28:24 UTC
Amount To Be Raised $1,418,950 Associated Brokers / Dealers Canaccord Genuity Wealth Management (USA) Inc. CIK Number 0001702243 Filed Document 0001702243-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 17:28:24 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Space City Affiliates LLC See All Filings	D	2020-08-27 17:27:59 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001822840 Filed Document 0001822840-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 17:27:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHERN SILVER EXPLORATION CORP See All Filings	D	2020-08-27 17:26:47 UTC
Amount To Be Raised $2,160,564 Associated Brokers / Dealers Canaccord Genuity Corp. and Haywood Securities Inc. CIK Number 0001397616 Filed Document 0001183740-20-000180 Exclusions or Exemptions 506b Accepted Date 2020-08-27 17:26:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Nuveen CLO Issuance Fund, LP See All Filings	D	2020-08-27 17:23:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821031 Filed Document 0000943663-20-000214 Exclusions or Exemptions 506b Accepted Date 2020-08-27 17:23:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MStar Holding Corp See All Filings	D	2020-08-27 17:17:25 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001636668 Filed Document 0001567619-20-016112 Exclusions or Exemptions 506b Accepted Date 2020-08-27 17:17:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Purity Ultimate Holdco, LLC See All Filings	D	2020-08-27 17:13:53 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001822654 Filed Document 0001819752-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-27 17:13:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Focus IP, Inc. See All Filings	D	2020-08-27 17:09:42 UTC
Amount To Be Raised $12,206,005 Associated Brokers / Dealers N/A CIK Number 0001591722 Filed Document 0001591722-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-27 17:09:42 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
UBIQUITY PARTNERS, LP See All Filings	D	2020-08-27 17:05:27 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001819898 Filed Document 0001819898-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 17:05:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Auction Mobility, LLC See All Filings	D	2020-08-27 17:02:20 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001822845 Filed Document 0001822845-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 17:02:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Deverra Therapeutics, Inc. See All Filings	D	2020-08-27 17:02:15 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Bryan J. Prohm and Jan David Wald CIK Number 0001822782 Filed Document 0001822782-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-27 17:02:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
OEP VII PROJECT IB CO-INVESTMENT PARTNERS, L.P. See All Filings	D	2020-08-27 17:01:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001819868 Filed Document 0001819868-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 17:01:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mirae Asset Properties I, DST See All Filings	D/A	2020-08-27 17:01:12 UTC
Amount To Be Raised $34,652,399 Associated Brokers / Dealers RCX Capital Group, LLC CIK Number 0001776601 Filed Document 0001776601-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-08-27 17:01:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEXUS SPECIAL SITUATIONS III (CAYMAN), L.P. See All Filings	D	2020-08-27 16:59:59 UTC
Amount To Be Raised $875,000,000 Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001815361 Filed Document 0001815361-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:59:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEXUS SPECIAL SITUATIONS III, L.P. See All Filings	D	2020-08-27 16:58:44 UTC
Amount To Be Raised $875,000,000 Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001815325 Filed Document 0001815325-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:58:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AH Fund II, a series of Hack VC, LP See All Filings	D	2020-08-27 16:55:20 UTC
Amount To Be Raised $51,135 Associated Brokers / Dealers N/A CIK Number 0001822849 Filed Document 0001822849-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:55:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monarch Holdco, LLC See All Filings	D	2020-08-27 16:53:23 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001819752 Filed Document 0001819752-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:53:23 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
1547 Data Center Real Estate Fund II, L.P. See All Filings	D	2020-08-27 16:50:44 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001821445 Filed Document 0001567619-20-016107 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:50:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ascendant Capital Fund LP See All Filings	D/A	2020-08-27 16:49:57 UTC
Amount To Be Raised $310,000,000 Associated Brokers / Dealers N/A CIK Number 0001794190 Filed Document 0001794190-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:49:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Melior Equity Partners II SCSp See All Filings	D	2020-08-27 16:49:14 UTC
Amount To Be Raised $105,428,260 Associated Brokers / Dealers More than five (5) Associated Persons CIK Number 0001822837 Filed Document 0001822837-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:49:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Premium Partners Fund II LP See All Filings	D/A	2020-08-27 16:47:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001424429 Filed Document 0001567619-20-016105 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:47:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS PE US LP See All Filings	D	2020-08-27 16:45:49 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001822763 Filed Document 0001822763-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:45:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Premium Partners Fund II (Cayman) L.P. See All Filings	D/A	2020-08-27 16:44:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001424839 Filed Document 0001567619-20-016103 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABACUS MINING & EXPLORATION CORP See All Filings	D	2020-08-27 16:44:05 UTC
Amount To Be Raised $196,490 Associated Brokers / Dealers N/A CIK Number 0001284237 Filed Document 0001567619-20-016102 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:44:05 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ABACUS MINING & EXPLORATION CORP See All Filings	D	2020-08-27 16:41:18 UTC
Amount To Be Raised $257,177 Associated Brokers / Dealers N/A CIK Number 0001284237 Filed Document 0001567619-20-016099 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:41:18 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Jennison Global Healthcare Offshore Fund, Ltd. See All Filings	D/A	2020-08-27 16:37:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001582260 Filed Document 0001582260-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:37:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Multi-Client Solutions Fund LP See All Filings	D/A	2020-08-27 16:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001584220 Filed Document 0001567619-20-016097 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:37:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Multi-Client Solutions Fund LP See All Filings	D/A	2020-08-27 16:35:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001584220 Filed Document 0001567619-20-016095 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:35:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequoia Capital China Venture VIII Principals Fund, L.P. See All Filings	D	2020-08-27 16:34:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814983 Filed Document 0001814983-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:34:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slumberkins Inc. See All Filings	D	2020-08-27 16:33:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001758145 Filed Document 0001758145-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:33:49 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Sequoia Capital China Principals Seed Fund II, L.P. See All Filings	D	2020-08-27 16:30:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001814984 Filed Document 0001814984-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:30:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sequoia Capital China Growth VI Principals Fund, L.P. See All Filings	D	2020-08-27 16:26:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815000 Filed Document 0001815000-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:26:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PoolTogether Inc. See All Filings	D	2020-08-27 16:26:22 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001822802 Filed Document 0001822802-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:26:22 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TCD 214 Northlake Investment LP See All Filings	D	2020-08-27 16:24:23 UTC
Amount To Be Raised $14,225,000 Associated Brokers / Dealers T Capital Funding LLC, Robert Clifford, Alexander Jeffers, Amber Clarke, Davide Visco, and Jason Newmark CIK Number 0001820405 Filed Document 0001820405-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:24:23 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RCF Jolimont Mining Innovation Fund II L.P. See All Filings	D	2020-08-27 16:17:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822119 Filed Document 0001012975-20-000708 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:17:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OrbiMed Private Investments VIII, LP See All Filings	D	2020-08-27 16:11:21 UTC
Amount To Be Raised $1,400,000,000 Associated Brokers / Dealers N/A CIK Number 0001815328 Filed Document 0001815328-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 16:11:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JENNISON GLOBAL HEALTHCARE FUND LP See All Filings	D/A	2020-08-27 15:59:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001464243 Filed Document 0001464243-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:59:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Expedition Co-Investment Partners II LP See All Filings	D/A	2020-08-27 15:55:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750909 Filed Document 0001750909-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:55:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kintara Therapeutics, Inc. See All Filings	D	2020-08-27 15:36:52 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001498382 Filed Document 0000905718-20-000905 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:36:52 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Drawing Capital Growth Fund LP See All Filings	D	2020-08-27 15:35:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822304 Filed Document 0001822304-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:35:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drawing Capital Income Opportunities Fund LP See All Filings	D	2020-08-27 15:32:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822297 Filed Document 0001822297-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:32:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WeatherStorm Global Macro Fund US, L.P. See All Filings	D/A	2020-08-27 15:25:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663730 Filed Document 0001663730-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:25:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASCENDANCY CAPITAL PARTNERS LP See All Filings	D/A	2020-08-27 15:24:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744412 Filed Document 0001744412-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:24:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PTM Partners Opportunity Zone Fund II, LP See All Filings	D	2020-08-27 15:21:41 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001821599 Filed Document 0001567619-20-016091 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:21:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ancora Catalyst SPV I LP - Series G See All Filings	D	2020-08-27 15:17:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821560 Filed Document 0000919574-20-005539 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:17:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2020-08-27 15:15:32 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:15:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ancora Catalyst SPV I LP - Series F See All Filings	D	2020-08-27 15:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821604 Filed Document 0000919574-20-005537 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:08:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Axton Fund, L.P. See All Filings	D/A	2020-08-27 15:06:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765961 Filed Document 0001765961-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:06:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Veda Data Solutions, Inc. See All Filings	D	2020-08-27 15:05:50 UTC
Amount To Be Raised $8,501,808 Associated Brokers / Dealers N/A CIK Number 0001820012 Filed Document 0001820012-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:05:50 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Saiga Capital Fund LP See All Filings	D/A	2020-08-27 15:00:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788213 Filed Document 0001788213-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:00:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffin Capital Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2020-08-27 15:00:00 UTC
Amount To Be Raised $445,000,000 Associated Brokers / Dealers Vik Goel, Brian Pacen, Cambridge Investment Research, Inc., WealthForge Securities, LLC, Tony Barouti, James Parry, Independent Financial Group, LLC, Bart Zandbergen, Steven Kolinsky, Crown Capital Securities, L.P., Brett Machtig, Rahul Halwasiya, Azeem Sheikh, The Strategic Financial Alliance, Inc., Concorde Investment Services, LLC, Lincoln Financial Advisors Corporation, Kelvin Bishop, Hillary J. Wertlieb, Justin Hewins, Robert Vanderpool, Brett Vendig, Christopher Patras, DFPG Investments, LLC, Steve Arnold, Steve Hein, Brian Laughlin, William Hugh Black, Guy A. Harrigan, Mark Baran, Scot A. Shier, Stacey Morimoto, Dave Dahill, Timothy Couch, Toni Sutherland, Robin Naylor, John Ross, James Teegarden, Jody Balmer, Michael C. Pak, James R. Larew, Western International Securities Inc., Ameriprise Financial Services Inc., Dennis P. Thurman, Adam Carmel, Gregory J. Meyer, Robert A. Horning, George Kuruvilla, David B. Levinson, Evan Thurmond, Scott Sells, Adam Coop, Samuel Barber, John E Freiburger, and Ran Fuchs CIK Number 0001773819 Filed Document 0001773819-20-000019 Exclusions or Exemptions 506b Accepted Date 2020-08-27 15:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity