Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ExchangeRight Net Leased Portfolio 39 DST See All Filings	D	2020-09-01 12:07:47 UTC
Amount To Be Raised $47,775,000 Associated Brokers / Dealers Lighthouse Capital Group LLC CIK Number 0001821677 Filed Document 0001821677-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-01 12:07:47 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Participant Capital Legacy Fund, LP See All Filings	D	2020-09-01 11:53:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers CABOT LODGE SECURITIES LLC CIK Number 0001821435 Filed Document 0001821435-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:53:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E14 2020 Fund, LP See All Filings	D	2020-09-01 11:52:01 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001823071 Filed Document 0001823071-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lookout Holdings I, LLC See All Filings	D/A	2020-09-01 11:20:56 UTC
Amount To Be Raised $8,689,600 Associated Brokers / Dealers N/A CIK Number 0001823037 Filed Document 0000908662-20-000152 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:20:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Total Alternatives Solution VII (iCapital), L.P. See All Filings	D	2020-09-01 11:14:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821640 Filed Document 0000897069-20-000366 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:14:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAIS WorldQuant Millennium WMQS GEAE LLC See All Filings	D/A	2020-09-01 11:13:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752708 Filed Document 0001752708-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:13:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEAR CREEK DEBT WAREHOUSE, LLC See All Filings	D	2020-09-01 11:13:04 UTC
Amount To Be Raised $2,077,906 Associated Brokers / Dealers N/A CIK Number 0001683583 Filed Document 0001683583-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:13:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Special Opportunities Fund 2020, L.P. - Series C (Double Impact) See All Filings	D/A	2020-09-01 11:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786402 Filed Document 0000950142-20-002140 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Special Opportunities Fund 2020, L.P. - Series B (Credit) See All Filings	D/A	2020-09-01 11:08:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786403 Filed Document 0000950142-20-002139 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:08:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RCIM Global Fund LP See All Filings	D/A	2020-09-01 11:08:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001187730 Filed Document 0000919574-20-005634 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:08:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Special Opportunities Fund 2020, L.P. - Series A (Tech) See All Filings	D/A	2020-09-01 11:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786404 Filed Document 0000950142-20-002138 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:07:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Southpaw Live, LLC See All Filings	D	2020-09-01 11:05:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001819939 Filed Document 0001819939-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:05:37 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ProtoKinetix, Inc. See All Filings	D/A	2020-09-01 11:05:35 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:05:35 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff SBIC Fund, LP See All Filings	D/A	2020-09-01 11:02:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and MBSC Securities Corporation CIK Number 0001822411 Filed Document 0001822411-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-01 11:02:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBF Therapeutics, Inc. See All Filings	D	2020-09-01 10:55:24 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001458729 Filed Document 0001458729-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-01 10:55:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
iCapital-Ares COF VI Offshore Access Fund, L.P. See All Filings	D	2020-09-01 10:51:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James and Associates, Inc. CIK Number 0001821629 Filed Document 0000897069-20-000365 Exclusions or Exemptions 506b Accepted Date 2020-09-01 10:51:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Exter Alpha Fund 1, L.P. See All Filings	D	2020-09-01 10:28:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823107 Filed Document 0001823107-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-01 10:28:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broad Peak Fund II Ltd. See All Filings	D/A	2020-09-01 10:25:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743736 Filed Document 0001743736-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-01 10:25:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG Essential Fund I LLC See All Filings	D	2020-09-01 10:14:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001823163 Filed Document 0001823163-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-01 10:14:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TELEMUS LIFE SCIENCE REAL ESTATE FUND, LLC See All Filings	D	2020-09-01 10:13:56 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001821602 Filed Document 0001821602-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-01 10:13:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RCM Construction MBS Opportunities Fund, L.P. See All Filings	D	2020-09-01 09:56:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822785 Filed Document 0001822785-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-01 09:56:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carketa, Inc. See All Filings	D	2020-09-01 09:48:38 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001822796 Filed Document 0001567619-20-016198 Exclusions or Exemptions 506b Accepted Date 2020-09-01 09:48:38 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
A10 EUR Co-Invest Feeder L.P. See All Filings	D	2020-09-01 09:48:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822117 Filed Document 0001822117-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-01 09:48:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apax X USD GP L.P. Inc. See All Filings	D	2020-09-01 09:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822165 Filed Document 0001822165-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-01 09:42:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apax X USD 2 L.P. See All Filings	D	2020-09-01 09:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822146 Filed Document 0001822146-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-01 09:36:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JVM Preferred Equity Fund, LLC See All Filings	D/A	2020-09-01 09:33:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JVM Securities, LLC CIK Number 0001739656 Filed Document 0001739656-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-09-01 09:33:08 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Apax X EUR 1 L.P. See All Filings	D	2020-09-01 09:32:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822149 Filed Document 0001822149-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-01 09:32:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Investment Grade CLO Opportunity Fund, Ltd. See All Filings	D/A	2020-09-01 09:30:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001786830 Filed Document 0001315863-20-000756 Exclusions or Exemptions 506b Accepted Date 2020-09-01 09:30:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Investment Grade CLO Opportunity Fund, LLC See All Filings	D/A	2020-09-01 09:29:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001786831 Filed Document 0001315863-20-000755 Exclusions or Exemptions 506b Accepted Date 2020-09-01 09:29:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A10 USD Co-Invest Feeder L.P. See All Filings	D	2020-09-01 09:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822110 Filed Document 0001822110-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-01 09:27:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A10 USD Co-Invest Feeder 2 L.P. See All Filings	D	2020-09-01 09:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822161 Filed Document 0001822161-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-01 09:20:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Estee Capital LLC See All Filings	D	2020-09-01 08:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654493 Filed Document 0001654493-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-01 08:50:16 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Estee Capital LLC See All Filings	D	2020-09-01 08:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654493 Filed Document 0001654493-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-01 08:43:29 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Apna Time Inc. See All Filings	D	2020-08-31 21:48:03 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001783127 Filed Document 0001783127-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-31 21:48:03 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CASS Pharmaceuticals, Inc. See All Filings	D	2020-08-31 20:46:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001822787 Filed Document 0001822787-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-31 20:46:47 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
111 Commercial Court Investors, L.P. See All Filings	D	2020-08-31 20:44:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001823096 Filed Document 0001823096-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-31 20:44:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Redwood Peak Opportunities Fund (BVI) Ltd. See All Filings	D/A	2020-08-31 20:38:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458502 Filed Document 0001458502-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-08-31 20:38:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinstate, Inc. See All Filings	D	2020-08-31 20:07:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691556 Filed Document 0001691556-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-31 20:07:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Owl Ventures Opportunity Fund I, L.P. See All Filings	D/A	2020-08-31 20:04:45 UTC
Amount To Be Raised $168,702,500 Associated Brokers / Dealers N/A CIK Number 0001810748 Filed Document 0001810748-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-31 20:04:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senseonics Holdings, Inc. See All Filings	D	2020-08-31 20:01:10 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001616543 Filed Document 0001616543-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-31 20:01:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Owl Ventures IV, L.P. See All Filings	D/A	2020-08-31 19:38:52 UTC
Amount To Be Raised $411,530,000 Associated Brokers / Dealers N/A CIK Number 0001810746 Filed Document 0001810746-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-31 19:38:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AppViewX, Inc. See All Filings	D	2020-08-31 19:20:36 UTC
Amount To Be Raised $1,982,094 Associated Brokers / Dealers N/A CIK Number 0001709316 Filed Document 0001709316-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-31 19:20:36 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Serve Automation Inc. See All Filings	D	2020-08-31 19:17:59 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001823035 Filed Document 0001823035-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-31 19:17:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Moses Lake Lenders, LLC See All Filings	D	2020-08-31 19:13:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001822056 Filed Document 0001822056-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-31 19:13:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
REDWOOD MATERIALS, INC. See All Filings	D	2020-08-31 19:12:47 UTC
Amount To Be Raised $36,899,990 Associated Brokers / Dealers N/A CIK Number 0001705348 Filed Document 0001705348-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-08-31 19:12:47 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
TPEG CORPUS 5 INVESTORS LLC See All Filings	D	2020-08-31 19:04:11 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001822248 Filed Document 0001822248-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-31 19:04:11 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ouray Digital Inc. See All Filings	D	2020-08-31 19:01:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001780339 Filed Document 0001780339-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-31 19:01:14 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Impact Water LLC See All Filings	D	2020-08-31 18:50:45 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001805836 Filed Document 0001805836-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-08-31 18:50:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Green Harbor Communities, Inc. See All Filings	D	2020-08-31 18:39:40 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001811673 Filed Document 0001811673-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-08-31 18:39:40 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Equity
VALIANT CAPITAL PARTNERS OFFSHORE, LTD. See All Filings	D/A	2020-08-31 18:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444130 Filed Document 0000935836-20-000490 Exclusions or Exemptions 506b Accepted Date 2020-08-31 18:38:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity