Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Craftsman Special Opportunities LP See All Filings	D	2020-09-04 11:25:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748391 Filed Document 0001748391-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 11:25:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sun Belt Multifamily Portfolio III DST See All Filings	D/A	2020-09-04 11:22:23 UTC
Amount To Be Raised $80,895,627 Associated Brokers / Dealers Inland Securities Corporation, DAI Securities LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, Avantax Investment Services, Inc., Capulent LLC, American Investors Company, Crown Capital Securities, L.P., McDermott Investment Services, LLC, RCX Capital Group, LLC, Emerson Equity, LLC, Cetera Advisor Networks, LLC, Great Point Capital, LLC, Thornhill Securities, Inc., Centaurus Financial, Inc., Royal Alliance Associates, Inc., Cambridge Investment Research, Inc., Stifel, Nicolaus & Company, Incorporated, Investacorp, Inc., Arkadios Capital, M.S. Howells & Co., Triad Advisors LLC, Vanderbilt Securities, LLC, Woodbury Financial Services, Inc., First Allied Securities, Inc., Securities America, Inc., American Trust Investment Services, Inc., Money Concepts Capital Corp., Snowden Account Services LLC, Sagepoint Financial, Inc., Cetera Financial Specialists LLC, United Planners' Financial Services of America, DFPG Investments, LLC, Investment Architects, Inc., Cetera Advisors, LLC, The Strategic Financial Alliance, Inc., Lightpath Capital Inc., Alexander Capital LP, Western International Securities Inc, Kovack Securities, Inc., National Securities Corp., Independent Financial Group, LLC, and Saxony Securities, Inc. CIK Number 0001808309 Filed Document 0001808309-20-000014 Exclusions or Exemptions 506b Accepted Date 2020-09-04 11:22:23 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ategra LS500, LP See All Filings	D/A	2020-09-04 11:16:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752010 Filed Document 0000919574-20-005680 Exclusions or Exemptions 506b Accepted Date 2020-09-04 11:16:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Monteris Medical US, Inc. See All Filings	D	2020-09-04 11:08:29 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001625785 Filed Document 0001760483-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-04 11:08:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Opus Medical Therapies, LLC See All Filings	D	2020-09-04 11:03:41 UTC
Amount To Be Raised $1,748,141 Associated Brokers / Dealers N/A CIK Number 0001785788 Filed Document 0001785788-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 11:03:41 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Debt
Blackstart Partners LP See All Filings	D/A	2020-09-04 11:03:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001666315 Filed Document 0000919574-20-005677 Exclusions or Exemptions 506b Accepted Date 2020-09-04 11:03:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buckeye Income Fund LLC See All Filings	D	2020-09-04 11:01:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers none CIK Number 0001821664 Filed Document 0001821664-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 11:01:58 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
Nebulous, Inc. See All Filings	D	2020-09-04 10:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615628 Filed Document 0001615628-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:58:23 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sistine Capital LP See All Filings	D	2020-09-04 10:42:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823622 Filed Document 0001823622-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:42:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Colorado Springs Opportunity Zone, L.L.C. See All Filings	D/A	2020-09-04 10:40:33 UTC
Amount To Be Raised $24,460,000 Associated Brokers / Dealers RCX Capital Group LLC, Avantax Investment Services, Inc., Infinity Financial Services, and Centaurus Financial, Inc. CIK Number 0001798658 Filed Document 0001798658-20-000019 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:40:33 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
West Street Strategic Solutions MBD Fund I, L.P. See All Filings	D	2020-09-04 10:32:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001823404 Filed Document 0001823404-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:32:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HG Vora Special Opportunities Fund LP See All Filings	D/A	2020-09-04 10:29:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERKINS FUND MARKETING, L.L.C., STIFEL, NICOLAUS & COMPANY, INCORPORATED, and PAPAMARKOU WELLNER & CO., INC. CIK Number 0001463933 Filed Document 0000919574-20-005675 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:29:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Rock Plus Fund, L.P. - Partnership Segregated Portfolio D See All Filings	D/A	2020-09-04 10:25:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750603 Filed Document 0001750603-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:25:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Portman Square UK Co-Investment Fund I, a sub-fund of Portman Square Private Funds SICAV-SIF See All Filings	D	2020-09-04 10:22:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823191 Filed Document 0000945621-20-000297 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:22:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XANGBO TRADE CREDIT OFFSHORE FUND LTD. See All Filings	D/A	2020-09-04 10:21:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488888 Filed Document 0000919574-20-005673 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:21:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Rock Plus Fund, L.P. - Partnership Segregated Portfolio E See All Filings	D/A	2020-09-04 10:18:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750604 Filed Document 0001750604-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:18:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BABAIAN & CO., LP See All Filings	D/A	2020-09-04 10:14:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001788209 Filed Document 0001477932-20-005302 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:14:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EP CSF LP See All Filings	D/A	2020-09-04 10:13:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787534 Filed Document 0000899140-20-000407 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:13:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ibisbill, LP See All Filings	D	2020-09-04 10:12:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001823646 Filed Document 0001823646-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:12:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EP CSF Ltd. See All Filings	D/A	2020-09-04 10:07:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787535 Filed Document 0000899140-20-000406 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:07:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VALTERRA DATA HOLDINGS, LLC See All Filings	D	2020-09-04 10:06:36 UTC
Amount To Be Raised $36,812,000 Associated Brokers / Dealers N/A CIK Number 0001819538 Filed Document 0001819538-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:06:36 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crosspoint Capital Fund I-A, LP See All Filings	D	2020-09-04 10:05:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001822528 Filed Document 0001822528-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:05:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Aerogel Corp See All Filings	D	2020-09-04 10:04:03 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001521740 Filed Document 0001521740-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:04:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crosspoint Capital Fund I, LP See All Filings	D	2020-09-04 10:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001822532 Filed Document 0001822532-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:03:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Humming Bird Investment Holding SPV I Ltd See All Filings	D/A	2020-09-04 10:00:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787428 Filed Document 0001787428-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 10:00:24 UTC Type of Offering D/A Industry Investing Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Midwest Senior Living Portfolio DST See All Filings	D/A	2020-09-04 09:59:11 UTC
Amount To Be Raised $80,925,660 Associated Brokers / Dealers Westpark Capital Inc., RCX Capital Group LLC, Thornhill Securities Inc, Nationwide Planning Associates Inc., DFPG Investments, LLC, Concorde Investment Services, LLC, American Portfolios Financial Services, Inc., Crown Capital Securities, L.P., Cabot Lodge Securities LLC, Avantax Investment Services, Inc., Money Concepts Capital Corp, McDermott Investment Services, LLC, JRL Capital Corporation, Harbour Investments, Inc., Triad Advisors LLC, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., Invicta Capital LLC, Lincoln Financial Advisors Corporation, Primex Prime Electronic Execution, Inc., Arkadios Capital, Securities America, Inc., Sagepoint Finanical, Inc., DAI Securities, LLC, Woodbury Financial Services, Inc., Investacorp, Inc., Emerson Equity LLC, FSC Securities Corporation, Berthel, Fisher & Company Financial Services, Inc., The Strategic Financial Alliance, Inc., Centaurus Financial, Inc., Lightpath Capital Inc., Center Street Securities, Inc., Lincoln Financial Securities Corporation, American Trust Investment Services, Inc., Kalos Capital, Inc., Purshe Kaplan Sterling Investments, Sentinus-Halo Securities, LLC, Kovack Securities, Inc., and Saxony Securities, Inc. CIK Number 0001796837 Filed Document 0001796837-20-000023 Exclusions or Exemptions 506b Accepted Date 2020-09-04 09:59:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VERGER CAPITAL FUND LLC See All Filings	D/A	2020-09-04 09:58:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Patrick Marshall Decker and Wesley Michelle Carroccio CIK Number 0001618796 Filed Document 0001209191-20-049584 Exclusions or Exemptions 506b Accepted Date 2020-09-04 09:58:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saola Capital Onshore Feeder LP See All Filings	D/A	2020-09-04 09:55:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682651 Filed Document 0001567619-20-016469 Exclusions or Exemptions 506b Accepted Date 2020-09-04 09:55:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saola Capital Offshore Feeder Ltd. See All Filings	D/A	2020-09-04 09:53:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682648 Filed Document 0001567619-20-016467 Exclusions or Exemptions 506b Accepted Date 2020-09-04 09:53:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farmhouse Properties, LLC See All Filings	D	2020-09-04 09:51:27 UTC
Amount To Be Raised $340,000 Associated Brokers / Dealers N/A CIK Number 0001823109 Filed Document 0001823110-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-09-04 09:51:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Saola Capital Master Fund LP See All Filings	D/A	2020-09-04 09:50:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682652 Filed Document 0001567619-20-016465 Exclusions or Exemptions 506b Accepted Date 2020-09-04 09:50:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
27 Broom Street, LLC See All Filings	D	2020-09-04 09:49:23 UTC
Amount To Be Raised $340,000 Associated Brokers / Dealers N/A CIK Number 0001823110 Filed Document 0001823110-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 09:49:23 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CX Retreat at the Park, DST See All Filings	D/A	2020-09-04 09:25:06 UTC
Amount To Be Raised $18,708,724 Associated Brokers / Dealers Stacey Morimoto, Jason Finley, Anthony Brown, Leslie Pappas, Corbin Thomas, Betty Friant, Matthew McFarland, Orrin Barrow, David Dahill, Gene Berman, Jim Lund, Timothy Sherer, Ryan Sherer, Daniel Raupp, and Frank Piscitelli CIK Number 0001811253 Filed Document 0001811253-20-000006 Exclusions or Exemptions 506b Accepted Date 2020-09-04 09:25:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CK Diversified Fund LLC See All Filings	D/A	2020-09-04 08:35:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558319 Filed Document 0000945621-20-000296 Exclusions or Exemptions 506b Accepted Date 2020-09-04 08:35:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parsec Institutional Fund II, Ltd. See All Filings	D/A	2020-09-04 08:30:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716534 Filed Document 0000902664-20-003239 Exclusions or Exemptions 506b Accepted Date 2020-09-04 08:30:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Capital Bancshares, Inc. See All Filings	D	2020-09-04 08:28:27 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Piper Sandler and Co. CIK Number 0001461755 Filed Document 0001415889-20-002269 Exclusions or Exemptions 506b Accepted Date 2020-09-04 08:28:27 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Crestline Opportunity Fund SMA, L.P. See All Filings	D/A	2020-09-04 08:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787148 Filed Document 0000902664-20-003238 Exclusions or Exemptions 506b Accepted Date 2020-09-04 08:17:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Delaware Business Trust - AB International Research Insights Series See All Filings	D/A	2020-09-04 08:04:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716190 Filed Document 0000902664-20-003237 Exclusions or Exemptions 506b Accepted Date 2020-09-04 08:04:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serengeti Multi-Series LLC - Series AGER See All Filings	D/A	2020-09-04 07:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715936 Filed Document 0000902664-20-003236 Exclusions or Exemptions 506b Accepted Date 2020-09-04 07:58:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serengeti Multi-Series LLC - Series SCS Illiquid Opportunities Fund See All Filings	D/A	2020-09-04 07:56:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690899 Filed Document 0000902664-20-003235 Exclusions or Exemptions 506b Accepted Date 2020-09-04 07:56:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PHNY League Office Investor, LLC See All Filings	D	2020-09-04 07:56:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001822864 Filed Document 0001822864-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 07:56:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RWC Emerging Markets Equity Fund LP See All Filings	D/A	2020-09-04 07:52:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651287 Filed Document 0000902664-20-003234 Exclusions or Exemptions 506b Accepted Date 2020-09-04 07:52:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goat Capital I L.P. See All Filings	D	2020-09-04 07:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001820596 Filed Document 0001820596-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-09-04 07:51:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trend Macro ERISA Fund Ltd. See All Filings	D/A	2020-09-04 07:45:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673589 Filed Document 0000902664-20-003233 Exclusions or Exemptions 506b Accepted Date 2020-09-04 07:45:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LINDEN INTERNATIONAL LTD See All Filings	D/A	2020-09-04 07:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Stifel, Nicolaus & Company, Inc. CIK Number 0001459473 Filed Document 0000902664-20-003232 Exclusions or Exemptions 506b Accepted Date 2020-09-04 07:33:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LINDEN INVESTORS LP See All Filings	D/A	2020-09-04 07:31:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Stifel, Nicolaus & Company, Inc. CIK Number 0001310972 Filed Document 0000902664-20-003231 Exclusions or Exemptions 506b Accepted Date 2020-09-04 07:31:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMDTY SPV2, LP See All Filings	D/A	2020-09-04 07:24:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651415 Filed Document 0000902664-20-003230 Exclusions or Exemptions 506b Accepted Date 2020-09-04 07:24:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Recursion Fund LP See All Filings	D/A	2020-09-04 06:34:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751821 Filed Document 0000902664-20-003229 Exclusions or Exemptions 506b Accepted Date 2020-09-04 06:34:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nithio Holdings, Inc. See All Filings	D	2020-09-04 06:18:00 UTC
Amount To Be Raised $6,987,400 Associated Brokers / Dealers N/A CIK Number 0001732789 Filed Document 0001213900-20-025318 Exclusions or Exemptions 506b Accepted Date 2020-09-04 06:18:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Tsu Inc. See All Filings	D/A	2020-09-03 20:31:08 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers N/A CIK Number 0001786340 Filed Document 0001786340-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-09-03 20:31:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity